SPH Notice – Australian Ethical Investment Limited
Phone 02 8276 6288 Email enquiries@australianethical.com.au
Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001
Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
NZX; and
Eroad Limited
Relevant event being disclosed: A movement of 1% in the substantial holding
Date of relevant event: 16 January 2019
Date this disclosure made: 18 January 2019
Date last disclosure made: 31 October 2018
Substantial product holder(s) giving disclosure
Full name(s): National Nominees Ltd ACF Australian Ethical Investment Limited
(ABN 51 003 188 930)
Summary of substantial holding
Class of quoted voting products: Ordinary shares (ERD)
For this disclosure,—
(a) total number held in class: 4,414,878
(b) total in class: 68,278,772
(c) total percentage held in class: 6.47%
For last disclosure,—
(a) total number held in class: 3,560,075
(b) total in class: 68,278,772
(c) total percentage held in class: 5.21%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Multiple on market transactions
increased the ownership of Eroad Limited by more than 1% (See attachment)
Phone 02 8276 6288 Email enquiries@australianethical.com.au
Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001
Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949
Details after relevant event
Details for National Nominees Ltd ACF Australian Ethical Investment Limited
Nature of relevant interest(s): National Nominees Limited ACF Australian Ethical Investment Limited
is the registered holder and beneficial owner of the Products. Please note that National Nominees
Ltd is the custodian of registered managed investment schemes; Australian Ethical Investment
Limited is the Responsible Entity. A relevant agreement need not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 4,414,878
(b) percentage held in class: 6.47%
(c) current registered holder(s): no change since last disclosure
(d) registered holder(s) once transfers are registered: N/A
For a derivative relevant interest, also—
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: N/A
Additional information
Address(es) of substantial product holder(s): National Nominees Ltd, Level 12, 500 Bourke Street,
Melbourne VIC 3000
Contact details: David Wilson, Fund Accounting Manager, Australian Ethical Investment Limited
+61 2 8276 6230 and dwilson@australianethical.com.au
Name of any other person believed to have given, or believed to be required to give, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: N/A
Certification
I, Nick Parkin, Company Secretary, Australian Ethical Investment Limited certify that, to the best of
my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
Phone 02 8276 6288 Email enquiries@australianethical.com.au
Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001
Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949
Annexure A
ERD-NZ
Eroad Ltd
National Nominees Ltd ACF Australian Ethical Investment Ltd
% This Report
% Previous Report
%Movement
AEI Holding
Issued Shares
Holds
6.47
5.21
1.26
4,414,878
68,278,772
Notice Required: Form 604 - Notice of change of interest of substantial holder
Date of Change
Person whose relevant
interest changed
Nature of Change
Consideration given in
relation to change
Class and number of securities
affected
Person whose votes affected
16/01/2019
National Nominees Ltd ACF
Australian Ethical
Investment Ltd
Buy
389,510
161,300
National Nominees Ltd ACF
Australian Ethical
Investment Ltd
16/01/2019
ditto
Buy
68,735
28,464
ditto
15/01/2019
ditto
Buy
24,718
10,236
ditto
3/12/2018
ditto
Buy
81,162
30,000
ditto
3/12/2018
ditto
Buy
121,743
45,000
ditto
28/11/2018
ditto
Buy
102,690
40,994
ditto
27/11/2018
ditto
Buy
67,602
26,987
ditto
26/11/2018
ditto
Buy
50,100
20,000
ditto
26/11/2018
ditto
Buy
545,997
217,963
ditto
23/11/2018
ditto
Buy
245,290
90,000
ditto
12/11/2018
ditto
Buy
434,346
154,263
ditto
12/11/2018
ditto
Buy
42,234
15,000
ditto
5/11/2018
ditto
Buy
40,219
14,596
ditto
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- CHI — Channel Infrastructure NZ Limited: SPH Notice – Wellington Management Group LLP2019-03-05
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”
- PEB — Pacific Edge Limited: SPH Notice – First NZ Capital Group Limited2019-02-04
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”
- PEB — Pacific Edge Limited: Amended SPH Notice – First NZ Capital Group Limited2018-12-04
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”