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SPH Notice – Australian Ethical Investment Limited

Substantial Holder Notice18 January 2019ERDIndustrials

Phone 02 8276 6288 Email enquiries@australianethical.com.au
Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001

Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949

Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the form.

 NZX; and

 Eroad Limited

Relevant event being disclosed: A movement of 1% in the substantial holding

Date of relevant event: 16 January 2019

Date this disclosure made: 18 January 2019

Date last disclosure made: 31 October 2018

Substantial product holder(s) giving disclosure

Full name(s): National Nominees Ltd ACF Australian Ethical Investment Limited

(ABN 51 003 188 930)

Summary of substantial holding

Class of quoted voting products: Ordinary shares (ERD)

For this disclosure,—

(a) total number held in class: 4,414,878

(b) total in class: 68,278,772

(c) total percentage held in class: 6.47%

For last disclosure,—

(a) total number held in class: 3,560,075

(b) total in class: 68,278,772

(c) total percentage held in class: 5.21%

Details of transactions and events giving rise to relevant event

Details of the transactions or other events requiring disclosure: Multiple on market transactions

increased the ownership of Eroad Limited by more than 1% (See attachment)



Phone 02 8276 6288 Email enquiries@australianethical.com.au

Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001

Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949

Details after relevant event

Details for National Nominees Ltd ACF Australian Ethical Investment Limited

Nature of relevant interest(s): National Nominees Limited ACF Australian Ethical Investment Limited

is the registered holder and beneficial owner of the Products. Please note that National Nominees

Ltd is the custodian of registered managed investment schemes; Australian Ethical Investment

Limited is the Responsible Entity. A relevant agreement need not be attached under regulation 139.

For that relevant interest,—

(a) number held in class: 4,414,878

(b) percentage held in class: 6.47%

(c) current registered holder(s): no change since last disclosure

(d) registered holder(s) once transfers are registered: N/A

For a derivative relevant interest, also—

(a) type of derivative: N/A

(b) details of derivative: N/A

(c) parties to the derivative: N/A

(d) if the substantial product holder is not a party to the derivative, the nature of the relevant

interest in the derivative: N/A

Additional information

Address(es) of substantial product holder(s): National Nominees Ltd, Level 12, 500 Bourke Street,

Melbourne VIC 3000

Contact details: David Wilson, Fund Accounting Manager, Australian Ethical Investment Limited

+61 2 8276 6230 and dwilson@australianethical.com.au

Name of any other person believed to have given, or believed to be required to give, a disclosure

under the Financial Markets Conduct Act 2013 in relation to the financial products to which this

disclosure relates: N/A

Certification

I, Nick Parkin, Company Secretary, Australian Ethical Investment Limited certify that, to the best of

my knowledge and belief, the information contained in this disclosure is correct and that I am duly

authorised to make this disclosure by all persons for whom it is made.



Phone 02 8276 6288 Email enquiries@australianethical.com.au

Web australianethical.com.au Post GPO Box 8, GPO Box Centre, Sydney NSW 2001

Australian Ethical Investment Ltd ABN 47 003 188 930 AFSL 229949


Annexure A

ERD-NZ

Eroad Ltd

National Nominees Ltd ACF Australian Ethical Investment Ltd

% This Report

% Previous Report

%Movement

AEI Holding

Issued Shares

Holds

6.47

5.21

1.26

4,414,878



68,278,772




Notice Required: Form 604 - Notice of change of interest of substantial holder

Date of Change

Person whose relevant

interest changed

Nature of Change

Consideration given in

relation to change

Class and number of securities

affected

Person whose votes affected

16/01/2019

National Nominees Ltd ACF

Australian Ethical

Investment Ltd

Buy

389,510



161,300



National Nominees Ltd ACF

Australian Ethical

Investment Ltd

16/01/2019

ditto

Buy

68,735



28,464



ditto

15/01/2019

ditto

Buy

24,718



10,236



ditto

3/12/2018

ditto

Buy

81,162



30,000



ditto

3/12/2018

ditto

Buy

121,743



45,000



ditto

28/11/2018

ditto

Buy

102,690



40,994



ditto

27/11/2018

ditto

Buy

67,602



26,987



ditto

26/11/2018

ditto

Buy

50,100



20,000



ditto

26/11/2018

ditto

Buy

545,997



217,963



ditto

23/11/2018

ditto

Buy

245,290



90,000



ditto

12/11/2018

ditto

Buy

434,346



154,263



ditto

12/11/2018

ditto

Buy

42,234



15,000



ditto

5/11/2018

ditto

Buy

40,219



14,596



ditto

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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