Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 2 August 2019
The previous notice was given to the ASX on: 19 July 2019
The previous notice was dated: 19 July 2019
2. Issued Share Capital
2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at
1 August 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,876,170 0.77%
21,831,948 0.77%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,876,170 0.77%
21,831,948 0.77%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
54,485 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,931,319 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,068,980 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 907,149 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 306,787 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 41,730 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,321,977 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 681,671 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 900,790 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,528,723 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 321,334 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 479,513 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 74,923 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,775 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 49,179 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,386 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 5,362 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 318,185 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 96,975 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 451,348 0.02%
Aggregation
21,831,948 0.77%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
19/07/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 363,236.81
Ordinary fully
paid
-13,263
19/07/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 388,831.92
Ordinary fully
paid
-14,206
19/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 10,328.09
Ordinary fully
paid
-379
22/07/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
2,757
22/07/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 82,515.78
Ordinary fully
paid
-3,027
23/07/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,219
23/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 15,100.83
Ordinary fully
paid
-552
24/07/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
53
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 459.60
Ordinary fully
paid
-16
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,470.33
Ordinary fully
paid
86
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,465.69
Ordinary fully
paid
155
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,522.41
Ordinary fully
paid
-53
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,235.16
Ordinary fully
paid
-43
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,533.14
Ordinary fully
paid
123
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,367.21
Ordinary fully
paid
221
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,394.88
Ordinary fully
paid
153
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,980.62
Ordinary fully
paid
277
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,303.34
Ordinary fully
paid
-115
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 603.22
Ordinary fully
paid
-21
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 976.64
Ordinary fully
paid
-34
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,522.41
Ordinary fully
paid
53
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,823.47
Ordinary fully
paid
98
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 287.25
Ordinary fully
paid
-10
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,924.55
Ordinary fully
paid
-67
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,263.89
Ordinary fully
paid
-44
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,177.71
Ordinary fully
paid
-41
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,206.44
Ordinary fully
paid
-42
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
804.29
Ordinary fully
paid
28
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,498.17
Ordinary fully
paid
52
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,551.13
Ordinary fully
paid
-54
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,867.11
Ordinary fully
paid
65
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,342.07
Ordinary fully
paid
116
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
919.19
Ordinary fully
paid
32
24/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,699.85
Ordinary fully
paid
59
25/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,384.00
Ordinary fully
paid
-500
25/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,384.00
Ordinary fully
paid
-500
25/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 28,768.00
Ordinary fully
paid
-1,000
25/07/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 23,014.40
Ordinary fully
paid
-800
25/07/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
135,139.05
Ordinary fully
paid
4,844
25/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 801.91
Ordinary fully
paid
-30
25/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 9,994.21
Ordinary fully
paid
-360
29/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market
purchase
4,193.99
Ordinary fully
paid
150
29/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market
purchase
5,998.39
Ordinary fully
paid
215
29/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 22,274.00
Ordinary fully
paid
-800
30/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 4,059.54
Ordinary fully
paid
-147
31/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
28,164.06
Ordinary fully
paid
1,000
31/07/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
28,164.06
Ordinary fully
paid
1,000
31/07/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 137,980.78
Ordinary fully
paid
-4,946
1/08/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 496,229.41
Ordinary fully
paid
-17,722
1/08/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
7,021.91
Ordinary fully
paid
249
1/08/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,365.27
Ordinary fully
paid
-121
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,829.99
Ordinary fully
paid
268
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,020.09
Ordinary fully
paid
241
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,601.56
Ordinary fully
paid
534
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,952.80
Ordinary fully
paid
479
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 582.58
Ordinary fully
paid
-20
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 203.90
Ordinary fully
paid
-7
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 174.78
Ordinary fully
paid
-6
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,379.26
Ordinary fully
paid
-219
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 669.97
Ordinary fully
paid
-23
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 524.32
Ordinary fully
paid
-18
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,612.00
Ordinary fully
paid
-124
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 145.64
Ordinary fully
paid
-5
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,746.35
Ordinary fully
paid
94
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,505.10
Ordinary fully
paid
86
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,893.39
Ordinary fully
paid
-65
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 87.39
Ordinary fully
paid
-3
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,485.58
Ordinary fully
paid
-51
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,191.23
Ordinary fully
paid
75
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,922.52
Ordinary fully
paid
66
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,136.03
Ordinary fully
paid
-39
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,571.04
Ordinary fully
paid
88
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,301.19
Ordinary fully
paid
79
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,811.42
Ordinary fully
paid
62
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,602.10
Ordinary fully
paid
55
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 87.39
Ordinary fully
paid
-3
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,515.00
Ordinary fully
paid
-155
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 58.26
Ordinary fully
paid
-2
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,175.06
Ordinary fully
paid
-109
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
905.71
Ordinary fully
paid
31
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
757.35
Ordinary fully
paid
26
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 291.29
Ordinary fully
paid
-10
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 58.26
Ordinary fully
paid
-2
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 699.09
Ordinary fully
paid
-24
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,622.83
Ordinary fully
paid
124
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,233.32
Ordinary fully
paid
111
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,395.75
Ordinary fully
paid
82
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,126.42
Ordinary fully
paid
73
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,127.57
Ordinary fully
paid
-485
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 349.55
Ordinary fully
paid
-12
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,272.06
Ordinary fully
paid
-78
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,697.20
Ordinary fully
paid
195
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,126.71
Ordinary fully
paid
176
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 903.00
Ordinary fully
paid
-31
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,256.31
Ordinary fully
paid
43
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,106.90
Ordinary fully
paid
38
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,045.15
Ordinary fully
paid
70
1/08/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,776.87
Ordinary fully
paid
61
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
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Date
2 August 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKC — SkyCity Entertainment Group Limited: SPH Notice – ANZ2019-09-08
“Details for: Unknown Details for: Unknown Unknown Details for: ANZ New Zealand Investments Limited Nature of relevant interest(s): ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment schemes under invest…”
- PCT — Precinct Properties New Zealand Limited: SPH Notice – ANZ2019-09-03
“ANZ Custodial Services New Zealand Limited Details for: 72,680 0.006% Contact details: Certification I,Hikaru Toyama, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclos…”
- IPL — Investore Property Limited: SPH Notice – ANZ New Zealand Limited2019-05-28
“12/10/2018 18/10/2018 18/10/2018 On-market trades Off-market trades Date of transaction 26/03/2018 Details for: 34,550,323 13.285% Details for: 0.028% Details for: Off-market Sales(25,000.00) 37,750.00 Off-market Sales(1,190.00)…”