ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure2 August 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 2 August 2019

The previous notice was given to the ASX on: 19 July 2019

The previous notice was dated: 19 July 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

1 August 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,876,170 0.77%


21,831,948 0.77%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,876,170 0.77%


21,831,948 0.77%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

54,485 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,931,319 0.10%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,068,980 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 907,149 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 306,787 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 41,730 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,321,977 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 681,671 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 900,790 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,528,723 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 321,334 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 479,513 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 74,923 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,775 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,179 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,362 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 318,185 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 96,975 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 451,348 0.02%


Aggregation


21,831,948 0.77%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

19/07/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 363,236.81

Ordinary fully

paid

-13,263

19/07/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 388,831.92

Ordinary fully

paid

-14,206

19/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 10,328.09

Ordinary fully

paid

-379

22/07/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,757

22/07/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 82,515.78

Ordinary fully

paid

-3,027




23/07/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,219

23/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 15,100.83

Ordinary fully

paid

-552

24/07/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

53

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 459.60

Ordinary fully

paid

-16

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,470.33

Ordinary fully

paid

86

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,465.69

Ordinary fully

paid

155

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,522.41

Ordinary fully

paid

-53

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,235.16

Ordinary fully

paid

-43




24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,533.14

Ordinary fully

paid

123

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,367.21

Ordinary fully

paid

221

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,394.88

Ordinary fully

paid

153

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,980.62

Ordinary fully

paid

277

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,303.34

Ordinary fully

paid

-115

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 603.22

Ordinary fully

paid

-21

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 976.64

Ordinary fully

paid

-34

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,522.41

Ordinary fully

paid

53

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,823.47

Ordinary fully

paid

98

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 287.25

Ordinary fully

paid

-10




24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,924.55

Ordinary fully

paid

-67

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,263.89

Ordinary fully

paid

-44

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,177.71

Ordinary fully

paid

-41

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,206.44

Ordinary fully

paid

-42

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

804.29

Ordinary fully

paid

28

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,498.17

Ordinary fully

paid

52

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,551.13

Ordinary fully

paid

-54

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,867.11

Ordinary fully

paid

65

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,342.07

Ordinary fully

paid

116

24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

919.19

Ordinary fully

paid

32




24/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,699.85

Ordinary fully

paid

59

25/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 14,384.00

Ordinary fully

paid

-500

25/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 14,384.00

Ordinary fully

paid

-500

25/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 28,768.00

Ordinary fully

paid

-1,000

25/07/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23,014.40

Ordinary fully

paid

-800

25/07/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

135,139.05

Ordinary fully

paid

4,844

25/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 801.91

Ordinary fully

paid

-30

25/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 9,994.21

Ordinary fully

paid

-360

29/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market

purchase

4,193.99

Ordinary fully

paid

150

29/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market

purchase

5,998.39

Ordinary fully

paid

215




29/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 22,274.00

Ordinary fully

paid

-800

30/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 4,059.54

Ordinary fully

paid

-147

31/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market

purchase

28,164.06

Ordinary fully

paid

1,000

31/07/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market

purchase

28,164.06

Ordinary fully

paid

1,000

31/07/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 137,980.78

Ordinary fully

paid

-4,946

1/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 496,229.41

Ordinary fully

paid

-17,722

1/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

7,021.91

Ordinary fully

paid

249

1/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,365.27

Ordinary fully

paid

-121

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,829.99

Ordinary fully

paid

268

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,020.09

Ordinary fully

paid

241



1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,601.56

Ordinary fully

paid

534

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,952.80

Ordinary fully

paid

479

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 582.58

Ordinary fully

paid

-20

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 203.90

Ordinary fully

paid

-7

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 174.78

Ordinary fully

paid

-6

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,379.26

Ordinary fully

paid

-219

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 669.97

Ordinary fully

paid

-23

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 524.32

Ordinary fully

paid

-18

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,612.00

Ordinary fully

paid

-124

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.64

Ordinary fully

paid

-5

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,746.35

Ordinary fully

paid

94



1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,505.10

Ordinary fully

paid

86

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,893.39

Ordinary fully

paid

-65

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.39

Ordinary fully

paid

-3

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,485.58

Ordinary fully

paid

-51

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,191.23

Ordinary fully

paid

75

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,922.52

Ordinary fully

paid

66

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,136.03

Ordinary fully

paid

-39

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,571.04

Ordinary fully

paid

88

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,301.19

Ordinary fully

paid

79

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,811.42

Ordinary fully

paid

62

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,602.10

Ordinary fully

paid

55



1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 87.39

Ordinary fully

paid

-3

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,515.00

Ordinary fully

paid

-155

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 58.26

Ordinary fully

paid

-2

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,175.06

Ordinary fully

paid

-109

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

905.71

Ordinary fully

paid

31

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

757.35

Ordinary fully

paid

26

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 291.29

Ordinary fully

paid

-10

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 58.26

Ordinary fully

paid

-2

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 699.09

Ordinary fully

paid

-24

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,622.83

Ordinary fully

paid

124

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,233.32

Ordinary fully

paid

111



1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,395.75

Ordinary fully

paid

82

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,126.42

Ordinary fully

paid

73

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 14,127.57

Ordinary fully

paid

-485

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 349.55

Ordinary fully

paid

-12

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,272.06

Ordinary fully

paid

-78

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,697.20

Ordinary fully

paid

195

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,126.71

Ordinary fully

paid

176

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 903.00

Ordinary fully

paid

-31

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,256.31

Ordinary fully

paid

43

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,106.90

Ordinary fully

paid

38

1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,045.15

Ordinary fully

paid

70



1/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,776.87

Ordinary fully

paid

61



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

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Date

2 August 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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