NZX Shareholder Metrics July 2019

NZX Limited - Monthly Shareholder Metrics
July 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJul 2019Change YoYCapital RaisingJul 2019YTDChange YoY
Total equity securities*132-5.7%Total capital raisings $1,099 m$8,797 m75.0%
Total fund securities4525.0%
Total retail debt securities13511.6%New Capital Listed
Total wholesale debt securities5-Total capital listed by all issuers$575 m$4,624 m140.2%
Total other securities*433.3%
Total listed securities3217.0%Equity listings-$41 m105.3%
Fund listings-$7 m-
Retail debt listings$575 m$3,106 m63.0%
Total NZX Main Board equity issuers*1309.2%Wholesale debt listings-$1,470 m-
Total NZX Main Board fund issuers4525.0%
Total NZX Debt Market retail debt issuers504.2%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$524 m$4,173 m34.5%
Total other issuers*30.0%
Total unique issuers2022.0%Total equity raised - NZ issuers$160 m$1,505 m43.1%
* These figures include securities/isuers that were previously listed on NZAX and NXT.
Total equity raised - dual or foreign issuer$41 m$1,282 m34.5%
Total funds raised - NZ issuers$128 m$400 m-40.4%
Market CapitalisationJul 2019Change YoY% of GDP
Total funds raised - dual or foreign issuer$16 m$261 m72.8%
Total market capitalisation$190,643 m15.6%64.3%Total debt raised$179 m$725 m15.7%
All equity$153,380 m15.1%51.8%Total number of secondary capital raising events2441,00130.5%
All funds$4,467 m14.1%1.5%Equity issuers - capital raised < $10m32179-
All other$3 m-40.1%0.0%Equity issuers - capital raised ≥ $10m < $100m41788.9%
Total NZX Main Board$157,850 m15.1%53.3%Equity issuers - capital raised ≥ $100m-6100.0%
Fund issuers - capital raised20578539.9%
Retail debt$30,520 m12.6%10.3%Debt issuers - capital raised314-6.7%
Green bonds$800 m19.0%0.3%
Wholesale debt$1,473 m-0.5%
Total NZX Debt Market$32,793 m18.1%11.1%
Cash MarketJul 2019Change YoYDerivativesJul 2019Change YoY
Total value traded$2,800 m6.7%Futures - total lots traded30,96315.7%
Daily average value traded$122 m2.1%Options - total lots traded6,815-54.3%
On-market value traded$1,498 m15.7%Total derivatives lots traded37,778-9.3%
% of value on-market53.5%8.4%Total derivatives lots traded - YTD225,38819.4%
Total trades397,00353.8%Open interest57,793-19.3%
Daily average trades17,26147.2%Notional value traded ($USD)$150 m10.3%
Options to futures ratio22.0%-60.5%
Block trade %0.5%-93.4%
Total Equity Transactions
Total trades394,36154.7%
Derivatives Total Lots Traded 2017 / 2018 / 2019
Value traded$2,661 m7.7%
% of value on-market55.2%9.1%
Average on-market trade size$3,757-25.2%
Total Debt Transactions
Total trades2,642-15.5%
Value traded $139 m-9.2%
Cumulative Numbers - YTD
Number of trades2,263,27420.4%
Total value traded$21,150 m-7.8%
% of value on-market51.8%0.5%

NZX Indices PerformanceJul 2019Change YoYClearing House / DepositoryJul 2019Change YoY
S&P/NZX 50 Index (Gross)10,85821.7%Gross value of cleared trades over month$2,815 m6.2%
S&P/NZX 50 Index (Capital)4,73317.6%Collateral held at month end$19 m-61.8%
S&P/NZX 50 Portfolio Index6,67820.2%Depository transactions3,94742.3%
S&P/NZX Primary Sector Index16,7321.6%Assets under custody in depository$1,029 m50.3%
S&P/NZX NZ Fixed Interest Composite Index1227.6%Value of stock lent over month$388 m52.2%
S&P/NZX A-Grade Bond Index5,6517.3%
Direct Data ProductsJul 2019Change YoYDairy Data SubscriptionsJul 2019Change YoY
Proprietary security subscription products*3151.0%Dairy data subscriptions*520-8.5%
- products ≥ $3,000 p.a.*1113.7% - products ≥ $1,500 p.a. *126-10.6%
- products < $3,000 p.a.*204-0.5% - products < $1,500 p.a. *394-7.7%
* Proprietary security subscription products have been restated (including comparatives) to
exclude subscriptions relating to the FundSource business which was sold during June 2019
and to consolidate multi-user licences to reflect the parent subscription only.
* Dairy Data Subscriptions have been restated (including comparatives) to consolidate multi-
user licences to reflect the parent subscription only.
Wholesale DataJul 2019Change YoYEnergy ContractsJul 2019Change YoY
Terminal numbers - professional*6,2233.1%Operating / Technology contracts160.0%
Terminal numbers - retail*1,2731.8%- contracts ≥ $500k p.a.40.0%
Licences - value ≥ $20k p.a.3911.4%- contracts < $500k p.a.120.0%
Licences - value < $20k p.a.8027.0%
* 3 month average
Fund Management
Total external funds under management$3,581 m21.1%
SuperLifeJul 2019Change YoY
Funds under management - KiwiSaver$952 m17.9%
Funds under management - other$1,486 m11.6%
Total$2,438 m14.0%
SmartsharesJul 2019Change YoY
Funds under management - external$1,143 m39.7%
Funds under management - SuperLife funds$1,978 m14.3%
Total$3,121 m22.5%
Units on issue1,132 m17.1%
Wealth Technologies
Funds under administration *$2,155 m90.1%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November 2018
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), all NZAX and NXT issuers have migrated to the NZX main board.
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com