ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure18 August 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 16 August 2019

The previous notice was given to the ASX on: 2 August 2019

The previous notice was dated: 2 August 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

15 August 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,831,948 0.77%


21,724,602 0.77%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,831,948 0.77%


21,724,602 0.77%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

59,253 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,931,319 0.10%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,073,384 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 882,173 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 302,904 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 41,730 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,321,977 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 635,106 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 900,790 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,493,345 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 321,334 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 479,513 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 73,760 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,525 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,179 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,362 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 317,095 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 96,710 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 448,400 0.02%


Aggregation


21,724,602 0.77%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

2/08/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

4,406

2/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 758,123.88

Ordinary fully

paid

-27,372

2/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 19,461.53

Ordinary fully

paid

-705

2/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 677,768.89

Ordinary fully

paid

-24,397




2/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Dominion

On-market sale 6,890.01

Ordinary fully

paid

-250

5/08/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

362

6/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 293,315.50

Ordinary fully

paid

-10,981

6/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 5,304.00

Ordinary fully

paid

-200

6/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 21,720.51

Ordinary fully

paid

-820

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,224.66

Ordinary fully

paid

152

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

33,797.22

Ordinary fully

paid

1,216

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,741.99

Ordinary fully

paid

-99

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

972.78

Ordinary fully

paid

35




7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 83.09

Ordinary fully

paid

-3

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 775.51

Ordinary fully

paid

-28

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,891.13

Ordinary fully

paid

140

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,135.57

Ordinary fully

paid

-41

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,306.31

Ordinary fully

paid

47

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,680.77

Ordinary fully

paid

169

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,363.05

Ordinary fully

paid

121

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,000.57

Ordinary fully

paid

36

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,613.19

Ordinary fully

paid

130

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,028.95

Ordinary fully

paid

73




7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 775.51

Ordinary fully

paid

-28

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,917.77

Ordinary fully

paid

69

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 720.12

Ordinary fully

paid

-26

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 110.79

Ordinary fully

paid

-4

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,758.50

Ordinary fully

paid

531

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,279.66

Ordinary fully

paid

118

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 609.33

Ordinary fully

paid

-22

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,112.90

Ordinary fully

paid

112

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,056.74

Ordinary fully

paid

74

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,085.68

Ordinary fully

paid

147




7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 775.51

Ordinary fully

paid

-28

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,338.13

Ordinary fully

paid

300

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,254.18

Ordinary fully

paid

261

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 387.76

Ordinary fully

paid

-14

7/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,434.41

Ordinary fully

paid

124

7/08/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 497,223.66

Ordinary fully

paid

-18,488

7/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

Off-market transfer 17,540.47

Ordinary fully

paid

-596

8/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 40,121.79

Ordinary fully

paid

-1,500

9/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 15,267.67

Ordinary fully

paid

-567

9/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 5,642.61

Ordinary fully

paid

-210



9/08/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 104,845.43

Ordinary fully

paid

-3,883

12/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 7,254.61

Ordinary fully

paid

-270

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,492.00

Ordinary fully

paid

613

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,705.03

Ordinary fully

paid

304

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,310.07

Ordinary fully

paid

116

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,660.83

Ordinary fully

paid

58

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,282.81

Ordinary fully

paid

-80

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,539.62

Ordinary fully

paid

-89

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 856.05

Ordinary fully

paid

-30

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,966.38

Ordinary fully

paid

-139

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,367.13

Ordinary fully

paid

-118



13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 28.54

Ordinary fully

paid

-1

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,425.48

Ordinary fully

paid

-85

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 884.59

Ordinary fully

paid

-31

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,482.55

Ordinary fully

paid

-87

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,027.26

Ordinary fully

paid

-36

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,163.58

Ordinary fully

paid

216

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,063.94

Ordinary fully

paid

107

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,883.32

Ordinary fully

paid

66

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

973.59

Ordinary fully

paid

34

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,250.45

Ordinary fully

paid

184

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,663.05

Ordinary fully

paid

93



13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

713.38

Ordinary fully

paid

25

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

372.25

Ordinary fully

paid

13

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,455.29

Ordinary fully

paid

-51

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,534.53

Ordinary fully

paid

-229

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,333.52

Ordinary fully

paid

-257

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,281.53

Ordinary fully

paid

-115

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 370.96

Ordinary fully

paid

-13

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 570.70

Ordinary fully

paid

-20

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,792.62

Ordinary fully

paid

203

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,863.50

Ordinary fully

paid

100

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 856.05

Ordinary fully

paid

-30



13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,934.02

Ordinary fully

paid

243

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,436.19

Ordinary fully

paid

120

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

713.38

Ordinary fully

paid

25

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

372.25

Ordinary fully

paid

13

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,053.25

Ordinary fully

paid

-107

13/08/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,936.57

Ordinary fully

paid

-173

13/08/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Australian

Industrial

Equities Fund

On-market sale 673,816.36

Ordinary fully

paid

-24,976

14/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 1,448.96

Ordinary fully

paid

-55

15/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 312.94

Ordinary fully

paid

-13

15/08/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 32,342.84

Ordinary fully

paid

-1,235




Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

16 August 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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