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Notice Corporations Act Subsection 259C(2)

Insider Disclosure20 September 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 20 September 2019

The previous notice was given to the ASX on: 13 September 2019

The previous notice was dated: 13 September 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

19 September 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 21,638,627 0.76%


21,636,730 0.76%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 21,638,627 0.76%


21,636,730 0.76%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

63,601 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,931,319 0.10%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,081,881 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 862,494 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 314,178 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 43,235 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,321,977 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 614,339 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 873,229 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,493,345 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 320,776 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 453,285 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 72,843 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,525 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 48,345 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 4,838 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 311,149 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 95,051 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 439,577 0.02%


Aggregation


21,636,730 0.76%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

13/09/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 50,003.59

Ordinary fully

paid

-1,796

13/09/2019

One Path

Custodian as

responsible

entity for FSP

On-market sale 23,155.21

Ordinary fully

paid

-834

13/09/2019

One Path

Custodian as

responsible

entity for

PortfolioOne

On-market sale 12,808.98

Ordinary fully

paid

-462

13/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 35,800.76

Ordinary fully

paid

-1,216

16/09/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,351

16/09/2019

One Path

Custodian as

responsible

entity for

Voyage

On-market sale 25,894.70

Ordinary fully

paid

-939




16/09/2019

One Path

Custodian as

responsible

entity for

Voyage

On-market sale 6,526.91

Ordinary fully

paid

-238

16/09/2019

One Path

Custodian as

responsible

entity for

Voyage

On-market sale 9,089.06

Ordinary fully

paid

-331

17/09/2019

One Path

Custodian as

responsible

entity for

Voyage

On-market

purchase

3,231.59

Ordinary fully

paid

116

17/09/2019

One Path

Custodian as

responsible

entity for

Voyage

On-market sale 3,910.38

Ordinary fully

paid

-143

17/09/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,067

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,573.32

Ordinary fully

paid

86

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,846.18

Ordinary fully

paid

228

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

957.52

Ordinary fully

paid

32

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,552.30

Ordinary fully

paid

85

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,393.79

Ordinary fully

paid

-80




18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 149.61

Ordinary fully

paid

-5

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,675.65

Ordinary fully

paid

-56

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,615.81

Ordinary fully

paid

54

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,233.81

Ordinary fully

paid

141

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,555.96

Ordinary fully

paid

52

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,083.68

Ordinary fully

paid

136

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,034.72

Ordinary fully

paid

-68

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

807.90

Ordinary fully

paid

27

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,191.98

Ordinary fully

paid

73

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

867.75

Ordinary fully

paid

29




18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,402.17

Ordinary fully

paid

80

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

718.14

Ordinary fully

paid

24

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,981.79

Ordinary fully

paid

66

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,872.54

Ordinary fully

paid

-96

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 867.75

Ordinary fully

paid

-29

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,256.74

Ordinary fully

paid

-42

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,710.37

Ordinary fully

paid

-124

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

538.60

Ordinary fully

paid

18

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,471.32

Ordinary fully

paid

49

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,453.63

Ordinary fully

paid

82




18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,515.87

Ordinary fully

paid

217

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,949.75

Ordinary fully

paid

132

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,419.39

Ordinary fully

paid

347

18/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,077.20

Ordinary fully

paid

-36

19/09/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

106

19/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 15,005.00

Ordinary fully

paid

-500

19/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 6,002.00

Ordinary fully

paid

-200

19/09/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 9,003.00

Ordinary fully

paid

-300










Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

20 September 2019

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