Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 18 October 2019
The previous notice was given to the ASX on: 4 October 2019
The previous notice was dated: 4 October 2019
2. Issued Share Capital
2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at
17 October 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,593,441 0.76%
21,598,221 0.76%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,593,441 0.76%
21,598,221 0.76%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
66,530 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,931,319 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,080,088 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 862,494 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 326,922 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 43,235 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,356,854 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 605,856 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 873,229 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,420,335 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 323,089 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 453,285 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 75,159 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,464 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 48,345 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,386 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 4,838 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 308,515 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 94,483 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 432,438 0.02%
Aggregation
21,598,221 0.76%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
4/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market
purchase
35,658.80
Ordinary fully
paid
1,312
4/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market sale 1,627.99
Ordinary fully
paid
-61
7/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
106
7/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,679.27
Ordinary fully
paid
-162
8/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
4,973.92
Ordinary fully
paid
179
8/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 5,837.89
Ordinary fully
paid
-214
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 469.23
Ordinary fully
paid
-16
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 469.23
Ordinary fully
paid
-16
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
19,824.99
Ordinary fully
paid
676
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,196.63
Ordinary fully
paid
-109
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,560.57
Ordinary fully
paid
326
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 234.62
Ordinary fully
paid
-8
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,404.81
Ordinary fully
paid
-82
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,548.55
Ordinary fully
paid
-121
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.33
Ordinary fully
paid
-1
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,290.38
Ordinary fully
paid
-44
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,319.71
Ordinary fully
paid
-45
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,173.08
Ordinary fully
paid
-40
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,287.50
Ordinary fully
paid
-78
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 674.52
Ordinary fully
paid
-23
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 733.17
Ordinary fully
paid
-25
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 615.86
Ordinary fully
paid
-21
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,349.04
Ordinary fully
paid
-46
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,662.98
Ordinary fully
paid
159
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,964.90
Ordinary fully
paid
-67
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,258.17
Ordinary fully
paid
77
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,287.50
Ordinary fully
paid
-78
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,055.77
Ordinary fully
paid
36
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 117.31
Ordinary fully
paid
-4
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,495.67
Ordinary fully
paid
-51
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,117.78
Ordinary fully
paid
-345
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 967.79
Ordinary fully
paid
-33
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 322.59
Ordinary fully
paid
-11
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,149.99
Ordinary fully
paid
312
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,434.13
Ordinary fully
paid
83
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.33
Ordinary fully
paid
-1
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 909.13
Ordinary fully
paid
-31
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,114.42
Ordinary fully
paid
38
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,000.61
Ordinary fully
paid
34
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 938.46
Ordinary fully
paid
-32
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,387.50
Ordinary fully
paid
-286
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,812.50
Ordinary fully
paid
-130
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,903.36
Ordinary fully
paid
99
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 938.46
Ordinary fully
paid
-32
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,085.10
Ordinary fully
paid
-37
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,082.21
Ordinary fully
paid
-71
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,942.95
Ordinary fully
paid
100
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 527.88
Ordinary fully
paid
-18
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 498.56
Ordinary fully
paid
-17
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,457.69
Ordinary fully
paid
152
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,349.04
Ordinary fully
paid
-46
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,062.49
Ordinary fully
paid
206
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,522.11
Ordinary fully
paid
-86
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,753.85
Ordinary fully
paid
-128
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,463.46
Ordinary fully
paid
84
9/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,017.79
Ordinary fully
paid
137
10/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,005.95
Ordinary fully
paid
36
10/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 5,291.41
Ordinary fully
paid
-196
10/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 25,037.80
Ordinary fully
paid
-925
10/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
18,273.53
Ordinary fully
paid
665
11/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
40,985.20
Ordinary fully
paid
1,510
11/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 5,062.69
Ordinary fully
paid
-186
11/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 13,122.01
Ordinary fully
paid
-480
15/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
2,558
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 597.56
Ordinary fully
paid
-20
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,704.86
Ordinary fully
paid
-124
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,015.85
Ordinary fully
paid
34
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,258.63
Ordinary fully
paid
42
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,165.24
Ordinary fully
paid
39
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,468.41
Ordinary fully
paid
49
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,225.00
Ordinary fully
paid
-41
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
687.19
Ordinary fully
paid
23
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
869.06
Ordinary fully
paid
29
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,515.21
Ordinary fully
paid
285
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,398.75
Ordinary fully
paid
347
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,975.59
Ordinary fully
paid
-200
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,181.09
Ordinary fully
paid
-73
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,912.19
Ordinary fully
paid
64
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,337.47
Ordinary fully
paid
78
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,942.07
Ordinary fully
paid
65
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,367.44
Ordinary fully
paid
79
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,690.84
Ordinary fully
paid
-157
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 567.68
Ordinary fully
paid
-19
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,121.33
Ordinary fully
paid
71
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,547.24
Ordinary fully
paid
85
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,942.07
Ordinary fully
paid
65
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,337.47
Ordinary fully
paid
78
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,404.26
Ordinary fully
paid
47
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,768.08
Ordinary fully
paid
59
16/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,762.80
Ordinary fully
paid
-59
16/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 30,974.23
Ordinary fully
paid
-1,101
16/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,683.52
Ordinary fully
paid
-239
16/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 4,857.68
Ordinary fully
paid
-174
17/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market
purchase
27,986.34
Ordinary fully
paid
1,001
17/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 984.02
Ordinary fully
paid
-35
17/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 14,445.38
Ordinary fully
paid
592
17/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 14,445.38
Ordinary fully
paid
-592
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
18 October 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKC — SkyCity Entertainment Group Limited: SPH Notice – ANZ2019-09-08
“Details for: Unknown Details for: Unknown Unknown Details for: ANZ New Zealand Investments Limited Nature of relevant interest(s): ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed investment schemes under invest…”
- SKC — SkyCity Entertainment Group Limited: Amended SPH Notice – ANZ New Zealand Limited2019-12-12
“(c) total percentage held in class: 0.872% Details of relevant interests Details for: ANZ New Zealand Investments Limited Nature of relevant interest(s): ANZ New Zealand Investments Limited (ANZ Inve…”