ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure18 October 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 18 October 2019

The previous notice was given to the ASX on: 4 October 2019

The previous notice was dated: 4 October 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

17 October 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,593,441 0.76%


21,598,221 0.76%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,593,441 0.76%


21,598,221 0.76%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

66,530 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,931,319 0.11%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,080,088 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 862,494 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 326,922 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 43,235 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,356,854 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 605,856 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 873,229 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,420,335 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 323,089 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 453,285 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 75,159 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,464 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 48,345 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 4,838 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 308,515 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 94,483 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 432,438 0.02%


Aggregation


21,598,221 0.76%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

4/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market

purchase

35,658.80

Ordinary fully

paid

1,312

4/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Dominion

On-market sale 1,627.99

Ordinary fully

paid

-61

7/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

106

7/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,679.27

Ordinary fully

paid

-162

8/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

4,973.92

Ordinary fully

paid

179




8/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 5,837.89

Ordinary fully

paid

-214

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 469.23

Ordinary fully

paid

-16

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 469.23

Ordinary fully

paid

-16

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

19,824.99

Ordinary fully

paid

676

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,196.63

Ordinary fully

paid

-109

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,560.57

Ordinary fully

paid

326

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 234.62

Ordinary fully

paid

-8

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,404.81

Ordinary fully

paid

-82

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,548.55

Ordinary fully

paid

-121

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.33

Ordinary fully

paid

-1




9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,290.38

Ordinary fully

paid

-44

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,319.71

Ordinary fully

paid

-45

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,173.08

Ordinary fully

paid

-40

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,287.50

Ordinary fully

paid

-78

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 674.52

Ordinary fully

paid

-23

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 733.17

Ordinary fully

paid

-25

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 615.86

Ordinary fully

paid

-21

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,349.04

Ordinary fully

paid

-46

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,662.98

Ordinary fully

paid

159

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,964.90

Ordinary fully

paid

-67




9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,258.17

Ordinary fully

paid

77

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,287.50

Ordinary fully

paid

-78

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,055.77

Ordinary fully

paid

36

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 117.31

Ordinary fully

paid

-4

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,495.67

Ordinary fully

paid

-51

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 10,117.78

Ordinary fully

paid

-345

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 967.79

Ordinary fully

paid

-33

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 322.59

Ordinary fully

paid

-11

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,149.99

Ordinary fully

paid

312

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,434.13

Ordinary fully

paid

83




9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.33

Ordinary fully

paid

-1

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 909.13

Ordinary fully

paid

-31

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,114.42

Ordinary fully

paid

38

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,000.61

Ordinary fully

paid

34

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 938.46

Ordinary fully

paid

-32

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,387.50

Ordinary fully

paid

-286

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,812.50

Ordinary fully

paid

-130

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,903.36

Ordinary fully

paid

99

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 938.46

Ordinary fully

paid

-32

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,085.10

Ordinary fully

paid

-37




9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,082.21

Ordinary fully

paid

-71

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,942.95

Ordinary fully

paid

100

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 527.88

Ordinary fully

paid

-18

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 498.56

Ordinary fully

paid

-17

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,457.69

Ordinary fully

paid

152

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,349.04

Ordinary fully

paid

-46

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,062.49

Ordinary fully

paid

206

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,522.11

Ordinary fully

paid

-86

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,753.85

Ordinary fully

paid

-128

9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,463.46

Ordinary fully

paid

84




9/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,017.79

Ordinary fully

paid

137

10/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

1,005.95

Ordinary fully

paid

36

10/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 5,291.41

Ordinary fully

paid

-196

10/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 25,037.80

Ordinary fully

paid

-925

10/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market

purchase

18,273.53

Ordinary fully

paid

665

11/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

40,985.20

Ordinary fully

paid

1,510

11/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 5,062.69

Ordinary fully

paid

-186

11/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 13,122.01

Ordinary fully

paid

-480

15/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,558



16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 597.56

Ordinary fully

paid

-20

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,704.86

Ordinary fully

paid

-124

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,015.85

Ordinary fully

paid

34

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,258.63

Ordinary fully

paid

42

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,165.24

Ordinary fully

paid

39

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,468.41

Ordinary fully

paid

49

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,225.00

Ordinary fully

paid

-41

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

687.19

Ordinary fully

paid

23

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

869.06

Ordinary fully

paid

29

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,515.21

Ordinary fully

paid

285

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,398.75

Ordinary fully

paid

347



16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,975.59

Ordinary fully

paid

-200

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,181.09

Ordinary fully

paid

-73

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,912.19

Ordinary fully

paid

64

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,337.47

Ordinary fully

paid

78

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,942.07

Ordinary fully

paid

65

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,367.44

Ordinary fully

paid

79

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,690.84

Ordinary fully

paid

-157

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 567.68

Ordinary fully

paid

-19

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,121.33

Ordinary fully

paid

71

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,547.24

Ordinary fully

paid

85

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,942.07

Ordinary fully

paid

65



16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,337.47

Ordinary fully

paid

78

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,404.26

Ordinary fully

paid

47

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,768.08

Ordinary fully

paid

59

16/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,762.80

Ordinary fully

paid

-59

16/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 30,974.23

Ordinary fully

paid

-1,101

16/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,683.52

Ordinary fully

paid

-239

16/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 4,857.68

Ordinary fully

paid

-174

17/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market

purchase

27,986.34

Ordinary fully

paid

1,001

17/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 984.02

Ordinary fully

paid

-35




17/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

Off-market transfer 14,445.38

Ordinary fully

paid

592

17/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

Off-market transfer 14,445.38

Ordinary fully

paid

-592




Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

18 October 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

Other issuers discussed similar conditions around this time

Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.