ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure1 November 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 1 November 2019

The previous notice was given to the ASX on: 18 October 2019

The previous notice was dated: 18 October 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

31 October 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,598,221 0.76%


21,481,018 0.76%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


21,598,221 0.76%


21,481,018 0.76%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

69,797 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,931,319 0.11%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,077,770 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 854,051 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 316,458 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 45,186 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,356,854 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 597,905 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 873,229 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,404,151 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 323,089 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 376,724 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 76,286 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,464 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 48,445 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,929 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 307,150 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 93,230 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 432,238 0.02%


Aggregation


21,481,018 0.76%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

18/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

897

18/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OptiMix

Australian

Shares Fidelity

On-market sale 1,081,953.06

Ordinary fully

paid

-39,041

18/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

4,088.79

Ordinary fully

paid

146

18/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 18,944.77

Ordinary fully

paid

-686

22/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,124.17

Ordinary fully

paid

-72




22/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 177.01

Ordinary fully

paid

-6

22/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,920.74

Ordinary fully

paid

-99

22/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,658.30

Ordinary fully

paid

-124

22/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 30,925.60

Ordinary fully

paid

-1,112

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,284.97

Ordinary fully

paid

178

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,930.58

Ordinary fully

paid

-99

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 326.60

Ordinary fully

paid

-11

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,543.92

Ordinary fully

paid

-52

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,514.23

Ordinary fully

paid

-51

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29.69

Ordinary fully

paid

-1




23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,245.80

Ordinary fully

paid

-143

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,025.84

Ordinary fully

paid

-136

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,096.12

Ordinary fully

paid

-239

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,473.83

Ordinary fully

paid

-117

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,550.97

Ordinary fully

paid

288

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,573.62

Ordinary fully

paid

53

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 917.66

Ordinary fully

paid

-31

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,989.29

Ordinary fully

paid

-67

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 89.07

Ordinary fully

paid

-3

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 267.22

Ordinary fully

paid

-9




23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 89.07

Ordinary fully

paid

-3

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,811.14

Ordinary fully

paid

61

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 207.21

Ordinary fully

paid

-7

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 504.74

Ordinary fully

paid

-17

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 355.22

Ordinary fully

paid

-12

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 890.73

Ordinary fully

paid

-30

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 769.65

Ordinary fully

paid

-26

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,098.56

Ordinary fully

paid

-37

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 801.66

Ordinary fully

paid

-27

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,533.21

Ordinary fully

paid

119




23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 266.42

Ordinary fully

paid

-9

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 564.13

Ordinary fully

paid

-19

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 89.07

Ordinary fully

paid

-3

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,420.89

Ordinary fully

paid

-48

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 742.27

Ordinary fully

paid

-25

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,870.53

Ordinary fully

paid

-63

23/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,472.61

Ordinary fully

paid

218

23/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Sustainable

Investments -

Wholesale

Australian Share

Trust

On-market

purchase

54,298.08

Ordinary fully

paid

1,951

23/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 388.99

Ordinary fully

paid

-14




24/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OptiMix

Australian

Shares Fidelity

On-market sale 1,047,355.24

Ordinary fully

paid

-37,520

24/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 76,749.72

Ordinary fully

paid

-2,751

24/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 4,244.07

Ordinary fully

paid

-153

25/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,623

25/10/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Australian

Industrial

Equities Fund

On-market sale 236,012.59

Ordinary fully

paid

-8,443

25/10/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 91,408.41

Ordinary fully

paid

-3,270

28/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market

purchase

2,829.99

Ordinary fully

paid

100

28/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Matrix

On-market

purchase

19,465.46

Ordinary fully

paid

694

28/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Matrix

On-market

purchase

11,149.96

Ordinary fully

paid

397




28/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 5,566.00

Ordinary fully

paid

-200

29/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

27,559.88

Ordinary fully

paid

981

29/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

53

30/10/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

694

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,261.45

Ordinary fully

paid

108

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

634.17

Ordinary fully

paid

21

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,851.63

Ordinary fully

paid

260

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,949.10

Ordinary fully

paid

-98




30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 12,502.22

Ordinary fully

paid

-414

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,277.86

Ordinary fully

paid

241

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,324.09

Ordinary fully

paid

-44

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,707.53

Ordinary fully

paid

-189

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,107.01

Ordinary fully

paid

136

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 180.56

Ordinary fully

paid

-6

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 724.77

Ordinary fully

paid

-24

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,143.53

Ordinary fully

paid

-38

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,177.75

Ordinary fully

paid

-39

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,623.83

Ordinary fully

paid

-120




30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,549.65

Ordinary fully

paid

250

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,177.75

Ordinary fully

paid

39

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 481.49

Ordinary fully

paid

-16

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,902.51

Ordinary fully

paid

-63

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 601.86

Ordinary fully

paid

-20

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 842.60

Ordinary fully

paid

-28

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,415.89

Ordinary fully

paid

-80

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,415.89

Ordinary fully

paid

-80

30/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,389.13

Ordinary fully

paid

-46

30/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 113,681.08

Ordinary fully

paid

-4,074




30/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 2,939.26

Ordinary fully

paid

-107

31/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 16,984.82

Ordinary fully

paid

-614

31/10/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21,715.12

Ordinary fully

paid

-785

31/10/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 191,746.87

Ordinary fully

paid

-7,194

31/10/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market sale 432,617.35

Ordinary fully

paid

-16,184

31/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,520.49

Ordinary fully

paid

-133

31/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,466.51

Ordinary fully

paid

-244

31/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 5,168.71

Ordinary fully

paid

-195

31/10/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 29,312.80

Ordinary fully

paid

-1,100








Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

1 November 2019

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