Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 1 November 2019
The previous notice was given to the ASX on: 18 October 2019
The previous notice was dated: 18 October 2019
2. Issued Share Capital
2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at
31 October 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,598,221 0.76%
21,481,018 0.76%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
21,598,221 0.76%
21,481,018 0.76%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
69,797 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,931,319 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,077,770 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 854,051 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 316,458 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 45,186 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,356,854 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 597,905 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 873,229 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,404,151 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 323,089 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 376,724 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 76,286 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,464 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 48,445 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,386 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 5,929 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 307,150 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 93,230 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 432,238 0.02%
Aggregation
21,481,018 0.76%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
18/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
897
18/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 1,081,953.06
Ordinary fully
paid
-39,041
18/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
4,088.79
Ordinary fully
paid
146
18/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 18,944.77
Ordinary fully
paid
-686
22/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,124.17
Ordinary fully
paid
-72
22/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 177.01
Ordinary fully
paid
-6
22/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,920.74
Ordinary fully
paid
-99
22/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,658.30
Ordinary fully
paid
-124
22/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 30,925.60
Ordinary fully
paid
-1,112
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,284.97
Ordinary fully
paid
178
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,930.58
Ordinary fully
paid
-99
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 326.60
Ordinary fully
paid
-11
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,543.92
Ordinary fully
paid
-52
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,514.23
Ordinary fully
paid
-51
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.69
Ordinary fully
paid
-1
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,245.80
Ordinary fully
paid
-143
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,025.84
Ordinary fully
paid
-136
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,096.12
Ordinary fully
paid
-239
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,473.83
Ordinary fully
paid
-117
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,550.97
Ordinary fully
paid
288
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,573.62
Ordinary fully
paid
53
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 917.66
Ordinary fully
paid
-31
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,989.29
Ordinary fully
paid
-67
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 89.07
Ordinary fully
paid
-3
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 267.22
Ordinary fully
paid
-9
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 89.07
Ordinary fully
paid
-3
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,811.14
Ordinary fully
paid
61
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 207.21
Ordinary fully
paid
-7
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 504.74
Ordinary fully
paid
-17
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 355.22
Ordinary fully
paid
-12
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 890.73
Ordinary fully
paid
-30
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 769.65
Ordinary fully
paid
-26
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,098.56
Ordinary fully
paid
-37
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 801.66
Ordinary fully
paid
-27
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,533.21
Ordinary fully
paid
119
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 266.42
Ordinary fully
paid
-9
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 564.13
Ordinary fully
paid
-19
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 89.07
Ordinary fully
paid
-3
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,420.89
Ordinary fully
paid
-48
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 742.27
Ordinary fully
paid
-25
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,870.53
Ordinary fully
paid
-63
23/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,472.61
Ordinary fully
paid
218
23/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market
purchase
54,298.08
Ordinary fully
paid
1,951
23/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 388.99
Ordinary fully
paid
-14
24/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 1,047,355.24
Ordinary fully
paid
-37,520
24/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 76,749.72
Ordinary fully
paid
-2,751
24/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 4,244.07
Ordinary fully
paid
-153
25/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,623
25/10/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 236,012.59
Ordinary fully
paid
-8,443
25/10/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 91,408.41
Ordinary fully
paid
-3,270
28/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market
purchase
2,829.99
Ordinary fully
paid
100
28/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Matrix
On-market
purchase
19,465.46
Ordinary fully
paid
694
28/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Matrix
On-market
purchase
11,149.96
Ordinary fully
paid
397
28/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 5,566.00
Ordinary fully
paid
-200
29/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
27,559.88
Ordinary fully
paid
981
29/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
53
30/10/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
694
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,261.45
Ordinary fully
paid
108
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
634.17
Ordinary fully
paid
21
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,851.63
Ordinary fully
paid
260
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,949.10
Ordinary fully
paid
-98
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,502.22
Ordinary fully
paid
-414
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,277.86
Ordinary fully
paid
241
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,324.09
Ordinary fully
paid
-44
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,707.53
Ordinary fully
paid
-189
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,107.01
Ordinary fully
paid
136
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 180.56
Ordinary fully
paid
-6
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 724.77
Ordinary fully
paid
-24
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,143.53
Ordinary fully
paid
-38
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,177.75
Ordinary fully
paid
-39
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,623.83
Ordinary fully
paid
-120
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,549.65
Ordinary fully
paid
250
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,177.75
Ordinary fully
paid
39
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 481.49
Ordinary fully
paid
-16
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,902.51
Ordinary fully
paid
-63
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 601.86
Ordinary fully
paid
-20
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 842.60
Ordinary fully
paid
-28
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,415.89
Ordinary fully
paid
-80
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,415.89
Ordinary fully
paid
-80
30/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,389.13
Ordinary fully
paid
-46
30/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 113,681.08
Ordinary fully
paid
-4,074
30/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 2,939.26
Ordinary fully
paid
-107
31/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 16,984.82
Ordinary fully
paid
-614
31/10/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21,715.12
Ordinary fully
paid
-785
31/10/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 191,746.87
Ordinary fully
paid
-7,194
31/10/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 432,617.35
Ordinary fully
paid
-16,184
31/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,520.49
Ordinary fully
paid
-133
31/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,466.51
Ordinary fully
paid
-244
31/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,168.71
Ordinary fully
paid
-195
31/10/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 29,312.80
Ordinary fully
paid
-1,100
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
1 November 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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