SPH Notice – Commonwealth Bank of Australia
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To VISTA GROUP INTERNATIONAL LIMITED
Date this disclosure made: 06-Nov-2019
Date on which substantial holding began: 04-Nov-2019
Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class: 8,405,701
(b) total in class: 166,397,590
(c) total percentage held in class: 5.052%
100080615/3821102.1 1
Details of relevant interests
Details for ASB Bank Limited Company Number 398445
(a) Nature of relevant interest(s):
Relevant interest as a result of having the power to control the voting and disposal of the securities in its capacity as the provider of a discretionary investment management
service.
(b) number held in class: 192,278
(c) percentage held in class: 0.116%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Investment Custodial Services Limited
192,278
0.116%
Details for ASB Group Investments Limited Company Number 533945
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.
(b) number held in class: 6,857,719
(c) percentage held in class: 4.121%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Citibank N A Hong Kong
6,857,719
4.121%
Details for Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).
(b) number held in class: 1,355,704
(c) percentage held in class: 0.815%
Custodian Name
Custodian Total Holding
Custodian Total Holding(%)
Northern Trust Company
1,355,704
0.815%
Grand Total
8,405,701
5.052%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
ASB Bank Limited Company Number 398445, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of:
ASB Bank Limited Company Number 398445
ASB Group Investments Limited Company Number 533945
Colonial First State Investments Limited ACN 002 348 352
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]
Certification
I, Kara Nicholls, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
100080615/3821102.1 2
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction
Holder of Relevant Interest
Registered Company Before Event
Registered Company After Event
Nature of Change Class
Number of
Securities
Cash
Consideration
Currency
Thursday, 11 July 2019 ASB Bank Limited 398445 Unknown Investment Custodial Services Limited Purchase Ordinary shares 5,067 29,546.81 NZD
Monday, 15 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
22,042
117,770.41
AUD
Tuesday, 16 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
11,021
61,178.67
AUD
Tuesday, 16 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
28,655
158,215.72
AUD
Wednesday, 17 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
12,822
71,685.24
AUD
Wednesday, 17 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
42,306
236,773.99
AUD
Wednesday, 17 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
2,438
13,482.14
AUD
Thursday, 18 July 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 136,548 801,577.72 NZD
Thursday, 18 July 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
39,900
224,960.19
AUD
Monday, 22 July 2019 ASB Bank Limited 398445 Investment Custodial Services Limited Unknown Sale Ordinary shares 7,796 46,530.10 NZD
Tuesday, 30 July 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 6,248 38,738.22 NZD
Wednesday, 31 July 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 4,693 29,114.43 NZD
Thursday, 1 August 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 813 5,040.60 NZD
Monday, 5 August 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 860 5,188.90 NZD
Tuesday, 6 August 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 5,302 30,236.78 NZD
Tuesday, 6 August 2019 ASB Group Investments Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 35,600 203,012.56 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 30,924 119,057.40 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 48,006 186,109.66 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 104,700 444,325.86 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 25,770 100,503.00 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 40,148 156,577.20 NZD
Thursday, 29 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 33,484 128,913.40 NZD
Friday, 30 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 65,237 263,505.09 NZD
Wednesday, 4 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 2,781 11,034.18 NZD
Friday, 6 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 62,139 259,119.63 NZD
Tuesday, 10 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 9,001 37,351.44 NZD
Wednesday, 11 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 28,285 113,422.85 NZD
Wednesday, 11 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 237,000 948,000.00 NZD
Wednesday, 11 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 31,785 127,140.00 NZD
Thursday, 12 September 2019
Colonial First State Investments Limited
ACN 002 348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
58,332
218,756.67
AUD
Tuesday, 17 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 36,285 144,414.30 NZD
Wednesday, 18 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 42,941 165,322.85 NZD
Thursday, 19 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 17,003 65,631.58 NZD
Friday, 27 September 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
227,120
N/A
NZD
Monday, 30 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 24,105 92,563.20 NZD
Monday, 30 September 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
225,716
N/A
NZD
Monday, 30 September 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
227,120
N/A
NZD
Tuesday, 1 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
225,716
N/A
NZD
Tuesday, 1 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
7,224
N/A
NZD
Wednesday, 2 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
225,752
N/A
NZD
Wednesday, 2 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
7,224
N/A
NZD
Thursday, 3 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 37,975 136,710.00 NZD
Thursday, 3 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
225,752
N/A
NZD
Thursday, 3 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
226,628
N/A
NZD
Friday, 4 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,024
N/A
NZD
Friday, 4 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
226,628
N/A
NZD
Monday, 7 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 7,493 27,574.24 NZD
Monday, 7 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,024
N/A
NZD
Friday, 11 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,724
N/A
NZD
Monday, 14 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,148
N/A
NZD
Monday, 14 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,724
N/A
NZD
Tuesday, 15 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 17,442 65,196.45 NZD
Tuesday, 15 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,148
N/A
NZD
Tuesday, 15 October 2019
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,540
N/A
NZD
Wednesday, 16 October 2019
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B
Ordinary shares
233,540
N/A
NZD
Tuesday, 22 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 6,352 23,728.53 NZD
Wednesday, 23 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 955 3,554.22 NZD
Tuesday, 29 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 1,655 6,225.28 NZD
Friday, 1 November 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 2,882 10,893.96 NZD
Monday, 4 November 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 58,959 225,223.38 NZD
Monday, 4 November 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 19,401 74,402.84 NZD
Monday, 4 November 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 250,000 950,000.00 NZD
100080615/3821102.1 3
Appendix B
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances? N/A
Goldman Sachs International
100080615/3821102.1 4
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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