SPH Notice – Commonwealth Bank of Australia

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013



To NZX LIMITED
and
To CHORUS LIMITED

Date this disclosure made: 17-Oct-2019
Date on which substantial holding began: 16-Oct-2019

Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia

Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia

For this disclosure,—

(a) total number held in class: 22,350,861

(b) total in class: 443,709,223

(c) total percentage held in class: 5.037%
100080615/3821102.1 1

Details of relevant interests
Details for Avanteos Investments Limited ACN 096 259 979

(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.

(b) number held in class: 22,122

(c) percentage held in class: 0.005%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Avanteos Investments Limited
22,122
0.005%

Details for ASB Group Investments Limited Company Number 533945

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or
manager of a managed investment scheme.

(b) number held in class: 11,202,906

(c) percentage held in class: 2.525%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
11,202,906
2.525%

Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as trustee for the Officers' Superannuation Fund.

(b) number held in class: 27,742

(c) percentage held in class: 0.006%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citicorp Nominees Pty Limited (Australia)
27,742
0.006%

Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of

securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).

(b) number held in class: 11,064,773

(c) percentage held in class: 2.494%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
6,476,135
1.460%
Citicorp Nominees Pty Limited (Australia)
3,096,577
0.698%
Northern Trust Company
1,204,501
0.271%
UBS Nominees Pty Ltd
287,560
0.065%

Details for The Colonial Mutual Life Assurance Society Limited ACN 004 021 809

(a) Nature of relevant interest(s):
Relevant interest arising from holding securities, having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power
to dispose of securities in a proprietary capacity as a life insurance company. Statutory fund holdings are held by external custodians and voted by the relevant investment
manager, so CMLA's relevant interest is qualified accordingly.

(b) number held in class: 33,318

(c) percentage held in class: 0.008%


Custodian Name

Custodian Total Holding

Custodian Total Holding(%)
Citibank N A Hong Kong
33,318
0.008%

Grand Total
22,350,861
5.037%



















100080615/3821102.1 2

Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:

See Appendix A

Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand

*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St Sydney NSW 2000

*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

*
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia

Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au


*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of:
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809




Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]




Certification
I, Kara Nicholls, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
100080615/3821102.1 3

Appendix A

Details of the transactions or other events requiring disclosure:


Date of Transaction

Holder of Relevant Interest

Registered Company Before Event

Registered Company After Event

Nature of Change Class
Number of
Securities
Cash
Consideration

Currency


Monday, 17 June 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


8,430


N/A


AUD


Monday, 17 June 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


45,330


N/A


NZD

Tuesday, 18 June 2019
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

138

758.90

AUD


Tuesday, 18 June 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


18,127


N/A


AUD

Tuesday, 18 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

36,612

202,830.48

AUD

Tuesday, 18 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

3,459

19,162.86

AUD

Wednesday, 19 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

8,522

47,126.66

AUD

Wednesday, 19 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,353

46,192.09

AUD

Thursday, 20 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

269,300

1,499,112.31

AUD

Thursday, 20 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd

Purchase

Ordinary shares

110,000

613,327.00

AUD


Thursday, 20 June 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


1,433


N/A


AUD

Friday, 21 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

179,051

997,922.84

AUD


Friday, 21 June 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


1,379


N/A


AUD

Friday, 21 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,371

7,650.18

AUD

Monday, 24 June 2019
Avanteos Investments Limited ACN 096
259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

1,280

7,139.00

AUD

Monday, 24 June 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

13,948

76,585.68

AUD


Tuesday, 25 June 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


4,353


N/A


AUD

Wednesday, 26 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

149,485

807,189.10

AUD

Wednesday, 26 June 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

18,767

101,338.05

AUD

Thursday, 27 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,268

6,821.84

AUD

Thursday, 27 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,627

14,151.12

AUD

Thursday, 27 June 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

3,228

17,388.59

AUD
Friday, 28 June 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 98,054 534,099.26 AUD

Monday, 1 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

90,489

489,826.01

AUD
Tuesday, 2 July 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 139,323 786,476.80 NZD

Thursday, 4 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

16,711

90,378.10

AUD


Thursday, 4 July 2019

Colonial First State Investments Limited
ACN 002 348 352


Unknown


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


570


N/A


AUD


Monday, 8 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,951


N/A


NZD

Tuesday, 9 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,626

14,101.62

AUD


Tuesday, 9 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Tuesday, 9 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,951


N/A


NZD


Wednesday, 10 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Wednesday, 10 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD

Thursday, 11 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,254

6,834.30

AUD

Thursday, 11 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

55,066

301,155.95

AUD


Thursday, 11 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Thursday, 11 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Friday, 12 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Friday, 12 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Friday, 12 July 2019
Commonwealth Bank Officers
Superannuation Corporation Pty Limited
ACN 074 519 798


Citicorp Nominees Pty Limited (Australia)


Unknown


Sale


Ordinary shares


1,206


6,452.10


AUD


Monday, 15 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


91,227


N/A


NZD


Monday, 15 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


96,952


N/A


NZD


Tuesday, 16 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


91,227


N/A


NZD


Tuesday, 16 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


78,336


N/A


NZD

Wednesday, 17 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

19,057

101,002.10

AUD


Wednesday, 17 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


78,336


N/A


NZD


Thursday, 18 July 2019

Colonial First State Investments Limited
ACN 002 348 352


Unknown


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


24,670


N/A


AUD

Thursday, 18 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

5,644

29,640.59

AUD

Thursday, 18 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

41,392

217,378.37

AUD

Thursday, 18 July 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

8,467

44,466.14

AUD

Friday, 19 July 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

60,000

313,092.00

AUD

Friday, 19 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

126,349

658,771.05

AUD

Monday, 22 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

7,437

38,821.14

AUD

Monday, 22 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,850

9,657.00

AUD


Monday, 22 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Tuesday, 23 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Tuesday, 23 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,010


N/A


NZD
100080615/3821102.1 4

Wednesday, 24 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,010


N/A


NZD


Thursday, 25 July 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Thursday, 25 July 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,368

43,932.00

AUD


Friday, 26 July 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Monday, 29 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,137

42,800.62

AUD

Tuesday, 30 July 2019
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

1,047

5,496.75

AUD

Wednesday, 31 July 2019
Colonial First State Investments Limited
ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

37,125

196,042.28

AUD

Wednesday, 31 July 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

549

2,893.23

AUD


Thursday, 1 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Friday, 2 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Friday, 2 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Monday, 5 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

11,000

57,654.30

AUD


Monday, 5 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Monday, 5 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Tuesday, 6 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

94,000

484,438.40

AUD


Tuesday, 6 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Wednesday, 7 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,474

7,706.49

AUD

Wednesday, 7 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

60

319.56

AUD
Thursday, 8 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 122,948 694,582.43 NZD
Thursday, 8 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 117,052 661,273.57 NZD

Thursday, 8 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,640

8,987.20

AUD


Thursday, 8 August 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


7,792


N/A


AUD
Friday, 9 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 178,781 1,025,505.69 NZD
Friday, 9 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 170,299 976,852.09 NZD
Monday, 12 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 181,700 1,037,216.28 NZD
Monday, 12 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 39,323 224,471.41 NZD


Monday, 12 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD
Tuesday, 13 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 228,662 1,282,130.70 NZD
Tuesday, 13 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 22,997 128,946.48 NZD

Tuesday, 13 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

14,630

77,831.60

AUD


Tuesday, 13 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD
Wednesday, 14 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 30,599 170,714.88 NZD
Wednesday, 14 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 302,655 1,688,542.51 NZD

Wednesday, 14 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

19,576

103,032.40

AUD

Thursday, 15 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

70,000

356,062.00

AUD

Thursday, 15 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Northern Trust Company

Unknown

Sale

Ordinary shares

12,354

66,250.80

NZD


Thursday, 15 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Friday, 16 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

497

2,470.44

AUD

Friday, 16 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,270

11,236.50

AUD

Friday, 16 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

801

3,964.95

AUD


Friday, 16 August 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Friday, 16 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD
Monday, 19 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 1,856 9,484.16 NZD
Monday, 19 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 11,401 58,259.11 NZD

Monday, 19 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

793

3,853.98

AUD

Monday, 19 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

33,000

159,096.30

AUD


Monday, 19 August 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD

Tuesday, 20 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd

Purchase

Ordinary shares

97,737

483,563.58

AUD

Wednesday, 21 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

2,199

10,863.06

AUD

Friday, 23 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

40,000

194,844.00

AUD

Monday, 26 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

35,000

165,879.00

AUD

Monday, 26 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

5,115

24,296.25

AUD

Wednesday, 28 August 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

8,917

42,183.65

AUD

Thursday, 29 August 2019
Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

82,000

381,947.80

AUD


Thursday, 29 August 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


6,271


N/A


AUD
Friday, 30 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 138,716 693,580.00 NZD
Friday, 30 August 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 21,353 102,067.34 AUD

Monday, 2 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,122

10,015.84

AUD
Wednesday, 4 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 77,000 377,300.00 NZD
Wednesday, 4 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 28,805 142,669.35 NZD
Thursday, 5 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 130,951 664,144.19 NZD

Thursday, 5 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd

Purchase

Ordinary shares

34,665

163,702.00

AUD
Friday, 6 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 22,010 106,088.16 AUD
Friday, 6 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 52,248 268,032.24 NZD
Tuesday, 10 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 52,638 269,387.44 NZD
Tuesday, 10 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 25,275 129,660.75 NZD
Wednesday, 11 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 6,253 31,859.04 NZD

Wednesday, 11 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

758

3,605.35

AUD
Thursday, 12 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 43,698 223,296.78 NZD


Thursday, 12 September 2019

Commonwealth Bank of Australia ACN
123 123 124


Unknown

The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD


Friday, 13 September 2019

Commonwealth Bank of Australia ACN
123 123 124

The Bank Of New York Mellon, Sydney
Branch


Unknown
Borrow Decrease, Goldman
Sachs International, See
Appendix B


Ordinary shares


43,011


N/A


NZD
Tuesday, 17 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 86,150 455,733.50 NZD

Wednesday, 18 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,660

42,434.00

AUD

Wednesday, 18 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,023

5,012.70

AUD
Friday, 20 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 56,931 302,403.24 NZD
100080615/3821102.1 5

Friday, 20 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

4,260

20,831.40

AUD


Friday, 20 September 2019

Colonial First State Investments Limited
ACN 002 348 352


Unknown


UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


14,264


N/A


AUD
Monday, 23 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 97,520 494,338.63 NZD
Monday, 23 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 126,912 643,329.62 NZD

Tuesday, 24 September 2019
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

800

3,833.66

AUD
Wednesday, 25 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 60,785 313,911.98 NZD
Thursday, 26 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 58,088 296,649.61 NZD

Friday, 27 September 2019
Colonial First State Investments Limited
ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

6,246

29,730.96

AUD
Monday, 30 September 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 50,432 255,312.00 NZD
Wednesday, 2 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 11,072 56,688.64 NZD

Wednesday, 2 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

8,767

41,625.72

AUD
Tuesday, 8 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 11,460 56,940.17 NZD
Tuesday, 8 October 2019 ASB Group Investments Limited 533945 Unknown Citibank N A Hong Kong Purchase Ordinary shares 31,048 154,267.20 NZD

Tuesday, 8 October 2019
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

2,287

10,977.60

AUD

Tuesday, 8 October 2019
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

3

13.69

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

1,760

8,744.61

NZD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

27,961

129,267.00

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

16,706

77,235.26

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

14,598

67,490.95

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

67,927

314,036.98

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

1,665

7,697.49

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Northern Trust Company

Purchase

Ordinary shares

616

2,847.84

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

1,333

6,162.62

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd

Purchase

Ordinary shares

7,319

33,835.13

AUD

Tuesday, 8 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd

Purchase

Ordinary shares

12

58.15

AUD


Wednesday, 9 October 2019

Colonial First State Investments Limited
ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


15,030


N/A


AUD

Wednesday, 9 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

704

3,307.16

AUD

Thursday, 10 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

230

1,104.52

AUD

Thursday, 10 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

4,608

22,164.48

AUD

Friday, 11 October 2019
Avanteos Investments Limited ACN 096
259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares

7,060

34,163.56

AUD

Tuesday, 15 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

257,632

1,292,256.35

AUD

Tuesday, 15 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

113,291

568,256.33

AUD

Tuesday, 15 October 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,405

6,954.75

AUD

Wednesday, 16 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

139,039

705,650.73

AUD

Wednesday, 16 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

60,961

309,389.27

AUD
100080615/3821102.1 6

Appendix B




Type of agreement: Global Master Securities Lending Agreement

Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Goldman Sachs International
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A




Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A

UBS AG (Agreement 2)
Goldman Sachs International
100080615/3821102.1 7