SPH Notice – ANZ New Zealand Investments Limited

To
and
To
Details for: ANZ New Zealand Investments Limited
Nature of relevant interest(s):
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes under investment management contracts and as a discretionary investment management service (DIMS)
provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ Investments has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts and
wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
Details of relevant interests
(b) total in class:609,363,000
(c) total percentage held in class: 0.053%
(c) total percentage held in class: 0.053%
Summary for:ANZ Custodial Services New Zealand Limited
For this disclosure,—
(a) total number held in class:323,589
Summary for:ANZ Bank New Zealand Limited
For this disclosure,—
(a) total number held in class:323,589
(b) total in class:609,363,000
For this disclosure,—
(a) total number held in class:44,818,642
(b) total in class:609,363,000
(c) total percentage held in class: 7.355%
(c) total percentage held in class: 7.408%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so
that these are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
Custodial Services New Zealand Limited are as follows.
Summary for:ANZ New Zealand Investments Limited
Summary for:
ANZ New Zealand Investments Limited and ANZ Bank New Zealand Limited
(aggregated as related bodies corporate)
For this disclosure,—
(a) total number held in class:45,142,231
(b) total in class:609,363,000
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and ANZ
Custodial Services New Zealand Limited.
Summary of substantial holding
Class of quoted voting products:Common Stock - OCA
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
NZX Limited
Oceania Healthcare Ltd
Date this disclosure made:31 January 2020
Date on which substantial holding began:31 January 2020

Unknown
Details for:
Unknown
Details for:
Unknown
(d) registered holder(s) once transfers are registered:
The New Zealand Guardian Trust Company Limited 32,124,346 or MFL Mutual
Fund Limited 12,694,296
Details of transactions and events giving rise to substantial holding
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZCS also has a relevant interest in the holdings of ANZ Bank New Zealand Limited and ANZ New Zealand Investments Limited
as disclosed in this notice, because all of these companies are related bodies corporate.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.
The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
(a) number held in class: 323,589
(b) percentage held in class: 0.053%
ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement;
and
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody
agreement.
(b) percentage held in class: 0.053%
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited and ANZ Custodial Services New
Zealand Limited, as disclosed in this notice, because all of these companies are related bodies corporate.
ANZ Bank provides a trading and custody service in respect of individual client investment portfolios under a trading service client
agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained in the
trading service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 323,589
Nature of relevant interest(s):
(b) percentage held in class: 7.355%
(c) current registered holder(s):
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited and ANZ Custodial Services New
Zealand Limited, as disclosed in this notice, because all of these companies are related bodies corporate.
ANZ Bank New Zealand Limited
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes under investment management contracts and as a discretionary investment management service (DIMS)
provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ Investments has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts and
wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
For that relevant interest,—
(a) number held in class: 44,818,642

On-market trades
Relevant interests under the trading and custody service
On-market trades
On-market trades
Contact details:
Certification
I,
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Frank Dunne, 0800 269 296, frank.dunne@anz.com
Nature of connection between substantial security holders:
ANZ Investments, ANZ Bank and ANZCS are related bodies corporate under section 237(d) of the Financial Markets Conduct Act
2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial products to which this disclosure relates: None
Frank Dunne, certify that, to the best of my knowledge and belief, the information contained
Additional information
Address(es) of substantial product holder(s):
ANZ Investments, ANZ Bank and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
80,000.00 (89,207.20)
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases31/10/2019 - 31/01/202080,000.00 (89,207.20)
80,000.00 (89,207.20)
On-market Purchases31/10/2019 - 31/01/202080,000.00 (89,207.20)
Transaction TypePeriodSharesConsideration (NZD)
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited:
19,292,268.00 (23,284,838.40)
On-market Purchases31/10/2019 - 31/01/202019,542,268.00 (23,558,738.40)
On-market Sales31/10/2019 - 31/01/2020(250,000.00) 273,900.00
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:
Transaction TypePeriodSharesConsideration (NZD)