SPH Notice – Blackrock, Inc. and related bodies corporate
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To: New Zealand Stock Exchange
and
To: Contact Energy Ltd.
Date this disclosure made: 05 February 2020
Date on which substantial holding began: 03 February 2020
Substantial product holder(s) giving disclosure
Full name(s): BlackRock, Inc. and related bodies corporate
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for: Product holders listed in Appendix A
For this disclosure,—
(a) total number held in class: 35,928,653 Ord
(b) total in class: 718,077,598
(c) total percentage held in class: 5.003%
Details of relevant interests
Details for: Product holders listed in Appendix A
Nature of relevant interest(s): The power to control the acquisition or disposal of the
quoted voting product and/or the exercise of a right to vote attached to the quoted voting
product, arising only from the powers of investment contained in each case under
investment management agreements appointing each entity as investment manager of
funds or separate accounts (i.e. entity currently exercising investment discretion on behalf
of the relevant funds or separate accounts). No relevant agreement document needs to be
attached under Regulation 139.
For that relevant interest,—
(a) number held in class: Refer to Appendix A
(b) percentage held in class: Refer to Appendix A
(c) current registered holder(s): Refer to Appendix A
(d) registered holder(s) once transfers are registered: Not applicable
For a derivative relevant interest, also—
(a) type of derivative: Contract for Difference
2
(b) details of derivative: [specify details required by the instructions to this form]
- Notional number of underlying shares: 4,182,978
- These derivatives are all cash-settled.
- Derivatives were acquired and/or disposed of as follows: Refer to Appendix B
(c) parties to the derivative: Refer to Appendix C
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: The power to control the acquisition or disposal of
the derivative – Refer to Appendix C
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Refer to Appendix B
Additional information
Address(es) of substantial product holder(s): Refer to Appendix A
Contact details: Maria Tricarico, Tel +1-302-797-3901, Email:
Maria.tricarico@blackrock.com
Nature of connection between substantial product holders: Refer to Appendix A
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable.
Certification
I, Maria Tricarico, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Appendix A
ClassCCY
Number of
Securities
%
BlackRock (Netherlands) B.V.ORDNZD96,4180.013%subsidiary of
BlackRock Inc.
Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) LimitedORDNZD46,8590.007%subsidiary of
BlackRock Inc.
20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) LimitedORDNZD5,394,6620.751%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BLACKROCK ADVISORS, LLCCFDNZD51,3380.007%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BLACKROCK ADVISORS, LLCORDNZD20,4340.003%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Asset Management Canada
Limited
ORDNZD228,3680.032%subsidiary of
BlackRock Inc.
161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management
Deutschland AG
ORDNZD4,366,9960.608%subsidiary of
BlackRock Inc.
Max-Joseph-Straße 6
D-80333 Munich, Germany
BlackRock Asset Management North
Asia Limited
ORDNZD1,0560.000%subsidiary of
BlackRock Inc.
15/F, 16/F, 17/F Champion
Tower & 17/F ICBC Tower,
Three Garden Road, Central,
Hong Kong
BLACKROCK FINANCIAL
MANAGEMENT, INC.
ORDNZD212,1040.030%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Fund AdvisorsORDNZD12,471,4931.737%subsidiary of
BlackRock Inc.
400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust
Company, National Association
CFDNZD2,575,2000.359%subsidiary of
BlackRock Inc.
1225 17th Street,
Suite 300,
Denver, CO 80202 (Colorado,
USA)
BlackRock Institutional Trust
Company, National Association
ORDNZD5,864,3600.817%subsidiary of
BlackRock Inc.
1225 17th Street,
Suite 300,
Denver, CO 80202 (Colorado,
USA)
BlackRock Investment Management
(Australia) Limited
ORDNZD13,1770.002%subsidiary of
BlackRock Inc.
Level 26, 101 Collins Street
Melbourne VIC 3000
Australia (Victoria, Australia)
BlackRock Investment Management
(UK) Limited
CFDNZD12,2010.002%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management
(UK) Limited
ORDNZD2,959,6790.412%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management,
LLC
CFDNZD1,544,2390.215%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
BlackRock Investment Management,
LLC
ORDNZD5,8160.001%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
BlackRock Japan Co., Ltd.ORDNZD64,2530.009%subsidiary of
BlackRock Inc.
Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217
Holder of Relevant Interests
Total Held in Class
Nature of
Association
Address
CENpage 1 of 1
Appendix B
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
04-Oct-19BlackRock Advisors (UK) Limitedon mkt sell8.72CFD-1,000-1,000
04-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.72CFD-2,000-2,000
04-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.72CFD-3,000-3,000
04-Oct-19BlackRock Investment Management (UK)
Limited
on mkt sell8.72CFD-1,000-1,000
04-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.72ORD39,03039,030
04-Oct-19BlackRock Fund Advisorsin specien/aORD22,13022,130
04-Oct-19BlackRock Fund Advisorsin specien/aORD78,34478,344
04-Oct-19BlackRock Fund Advisorsin specien/aORD-2,348-2,348
07-Oct-19BlackRock Asset Management Deutschland
AG
on mkt buy8.79ORD4,5244,524
07-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.79ORD13,00813,008
07-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.79ORD13,00813,008
07-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.79ORD744744
07-Oct-19BlackRock Fund Advisorsin specien/aORD-9,669-9,669
07-Oct-19BlackRock Fund Advisorsin specien/aORD4,6864,686
07-Oct-19BlackRock Investment Management (UK)
Limited
in specien/aORD-5,669-5,669
08-Oct-19BlackRock Fund Advisorson mkt buy8.74ORD3,0383,038
08-Oct-19BlackRock Investment Management (UK)
Limited
on mkt sell8.87CFD-1,410-1,410
08-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.87CFD-2,820-2,820
08-Oct-19BlackRock Investment Management, LLCon mkt sell8.9CFD-41,430-41,430
08-Oct-19BlackRock Advisors (UK) Limitedon mkt sell8.9CFD-1,410-1,410
08-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.87CFD-4,230-4,230
08-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.98ORD13,00813,008
08-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy8.98ORD3,2973,297
08-Oct-19BlackRock Fund Advisorson mkt buy8.98ORD3,7173,717
08-Oct-19BlackRock Fund Advisorsin specien/aORD33,60933,609
08-Oct-19BlackRock Fund Advisorsin specien/aORD33,60933,609
09-Oct-19BlackRock Asset Management Deutschland
AG
on mkt sell9.03ORD-63,308-63,308
09-Oct-19BlackRock Investment Management, LLCon mkt buy9.02CFD50,22050,220
09-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy9.03CFD50,22050,220
09-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell9.02CFD-4,450-4,450
09-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell9.02CFD-2,970-2,970
09-Oct-19BlackRock Advisors (UK) Limitedon mkt buy9.03ORD6,5046,504
10-Oct-19BlackRock Fund Advisorson mkt buy8.97ORD10,36710,367
10-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy8.97ORD1,4321,432
10-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.96ORD6,5036,503
11-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.95ORD-2,296-2,296
11-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.95ORD-6,403-6,403
11-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.97ORD6,5036,503
11-Oct-19BlackRock Fund Advisorsin specien/aORD4,2604,260
11-Oct-19BlackRock Fund Advisorsin specien/aORD4,2604,260
11-Oct-19BlackRock Fund Advisorsin specien/aORD8,5208,520
14-Oct-19BlackRock Fund Advisorsin specien/aORD17,60017,600
14-Oct-19BlackRock Fund Advisorson mkt buy8.92ORD10,00010,000
CONTACT ENERGY LTD
Nature of change /
Consideration (NZD)
Class and number of
securities affected
CENpage 1 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
14-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.85ORD13,00813,008
14-Oct-19BlackRock Investment Management, LLCon mkt sell8.85ORD-3,023-3,023
14-Oct-19BlackRock Asset Management Deutschland
AG
on mkt sell8.85ORD-20,301-20,301
15-Oct-19BlackRock Fund Advisorsin specien/aORD1,0421,042
15-Oct-19BlackRock Fund Advisorson mkt buy8.75ORD20,00020,000
15-Oct-19BlackRock Fund Advisorson mkt buy8.78ORD1,4561,456
15-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.75ORD19,51219,512
15-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.75ORD744744
16-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.67ORD-363-363
16-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.67ORD6,5056,505
16-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.67ORD19,51519,515
17-Oct-19BlackRock Fund Advisorsin specien/aORD-22,406-22,406
17-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.55ORD6,5056,505
18-Oct-19BlackRock Fund Advisorson mkt buy8.49ORD1,5431,543
18-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy8.48CFD35,03035,030
18-Oct-19BlackRock Fund Advisorson mkt sell8.45ORD-597,409-597,409
18-Oct-19BlackRock Advisors (UK) Limitedon mkt sell8.45ORD-507,887-507,887
18-Oct-19BlackRock Advisors (UK) Limitedon mkt sell8.45ORD-27,495-27,495
18-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell8.45ORD-4,094-4,094
21-Oct-19BlackRock Advisors (UK) Limitedon mkt buy8.42ORD10,97610,976
21-Oct-19BlackRock Advisors (UK) Limitedon mkt sell8.42ORD-21,952-21,952
22-Oct-19BlackRock Asset Management Deutschland
AG
on mkt buy8.52ORD9,0049,004
22-Oct-19BlackRock Fund Advisorson mkt buy8.47ORD1,5891,589
23-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.72CFD-3,840-3,840
23-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.73CFD96,15096,150
23-Oct-19BlackRock Advisors (UK) Limitedon mkt buy7.69ORD16,47916,479
24-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.69ORD6,7466,746
24-Oct-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-21,185-21,185
25-Oct-19BlackRock Asset Management Deutschland
AG
on mkt buy7.67ORD9,0209,020
25-Oct-19BlackRock Investment Management, LLCon mkt buy7.70CFD63,39963,399
25-Oct-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.69CFD92,03292,032
28-Oct-19BlackRock Asset Management Deutschland
AG
on mkt buy7.67ORD4,5104,510
28-Oct-19BlackRock Fund Advisorsin specien/aORD1,0441,044
29-Oct-19BlackRock Fund Advisorsin specien/aORD523523
30-Oct-19BlackRock Fund Advisorsin specien/aORD18,93218,932
31-Oct-19BlackRock Fund Advisorsin specien/aORD3,1443,144
31-Oct-19BlackRock Advisors (UK) Limitedon mkt sell7.38ORD-54,950-54,950
31-Oct-19BlackRock Advisors (UK) Limitedon mkt buy7.38ORD744744
01-Nov-19BlackRock Fund Advisorsin specien/aORD1,5871,587
01-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.21ORD-54,970-54,970
01-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.21ORD-32,982-32,982
01-Nov-19BlackRock Advisors (UK) Limitedon mkt buy7.21ORD18,52618,526
01-Nov-19BlackRock Fund Advisorsin specien/aORD2,7152,715
01-Nov-19BlackRock Fund Advisorsin specien/aORD16,45016,450
04-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.23ORD9,0269,026
04-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.23ORD-54,970-54,970
04-Nov-19BlackRock Fund Advisorson mkt buy7.23ORD3,8923,892
05-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.25ORD-21,988-21,988
05-Nov-19BlackRock Advisors (UK) Limitedon mkt buy7.25ORD16,49116,491
05-Nov-19BlackRock Fund Advisorsin specien/aORD-22,251-22,251
05-Nov-19BlackRock Fund Advisorsin specien/aORD-28,431-28,431
CENpage 2 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
06-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.33ORD4,5154,515
06-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.26CFD-4,380-4,380
06-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.23CFD-6,570-6,570
07-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.34CFD-6,510-6,510
07-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.34CFD-4,340-4,340
07-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.33CFD-2,170-2,170
07-Nov-19BlackRock Fund Advisorsin specien/aORD10,39310,393
07-Nov-19BlackRock Fund Advisorsin specien/aORD13,60013,600
07-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.34ORD-203,426-203,426
07-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.34ORD32,42532,425
08-Nov-19BlackRock Fund Advisorsin specien/aORD4,3524,352
08-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.24CFD-2,180-2,180
08-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.24CFD-6,550-6,550
08-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.24CFD-4,370-4,370
08-Nov-19BlackRock Fund Advisorsin specien/aORD89,00489,004
08-Nov-19BlackRock Fund Advisorsin specien/aORD10,88010,880
08-Nov-19BlackRock Fund Advisorsin specien/aORD44,50244,502
08-Nov-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-18,434-18,434
08-Nov-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-28,949-28,949
11-Nov-19BlackRock Fund Advisorsin specien/aORD18,38118,381
11-Nov-19BlackRock Advisors (UK) Limitedon mkt buy7.24ORD5,4985,498
12-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.15ORD4,5174,517
12-Nov-19BlackRock Fund Advisorsin specien/aORD19,51219,512
12-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.16CFD-7,310-7,310
12-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.18CFD-4,870-4,870
12-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.18CFD-2,430-2,430
13-Nov-19BlackRock Fund Advisorsin specien/aORD8,2658,265
13-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.03CFD-4,750-4,750
13-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.00CFD-7,130-7,130
13-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.95ORD924924
13-Nov-19BlackRock Fund Advisorsin specien/aORD-56,862-56,862
14-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.94CFD-7,340-7,340
14-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.94CFD-4,890-4,890
14-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.93ORD10,86810,868
14-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.93ORD9,2409,240
14-Nov-19BlackRock Fund Advisorsin specien/aORD22,25122,251
14-Nov-19BlackRock Investment Management (UK)
Limited
in specien/aORD-2,759-2,759
15-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.91CFD-7,740-7,740
15-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.91CFD-5,160-5,160
15-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.91ORD16,30216,302
15-Nov-19BlackRock Advisors (UK) Limitedin specien/aORD-3,650-3,650
18-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy6.80ORD4,5194,519
CENpage 3 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
18-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy6.80ORD4,5194,519
18-Nov-19BlackRock Fund Advisorsin specien/aORD5,5705,570
18-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.80ORD-4,424-4,424
19-Nov-19BlackRock Fund Advisorsin specien/aORD17,40817,408
19-Nov-19BlackRock Advisors (UK) Limitedon mkt sell6.81CFD-2,420-2,420
19-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.81CFD-7,280-7,280
19-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.81CFD-4,850-4,850
20-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.68CFD-4,800-4,800
20-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.68CFD-7,210-7,210
20-Nov-19BlackRock Advisors (UK) Limitedon mkt sell6.68CFD-2,400-2,400
20-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.69ORD16,30216,302
20-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.68ORD924924
20-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.68ORD924924
20-Nov-19BlackRock Fund Advisorsin specien/aORD1,1741,174
22-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.87CFD-4,750-4,750
22-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.87CFD-45,840-45,840
22-Nov-19BlackRock Advisors (UK) Limitedon mkt sell6.87CFD-2,840-2,840
22-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt sell6.87CFD-5,680-5,680
22-Nov-19BlackRock Fund Advisorsin specien/aORD7,0857,085
25-Nov-19BlackRock Advisors (UK) Limitedon mkt buy6.84ORD10,86610,866
25-Nov-19BlackRock Fund Advisorsin specien/aORD-22,251-22,251
26-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.06ORD4,5194,519
26-Nov-19BlackRock Fund Advisorson mkt buy7.06ORD324,085324,085
26-Nov-19BlackRock Advisors (UK) Limitedon mkt sell7.06ORD-7,257-7,257
26-Nov-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.06ORD11,37011,370
26-Nov-19BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell7.06ORD-14,756-14,756
26-Nov-19BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell7.06ORD-1,888-1,888
26-Nov-19BlackRock Fund Advisorsin specien/aORD16,45016,450
27-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.01ORD9,0409,040
27-Nov-19BlackRock Fund Advisorsin specien/aORD-27,017-27,017
27-Nov-19BlackRock Fund Advisorsin specien/aORD32,90032,900
27-Nov-19BlackRock Fund Advisorsin specien/aORD16,45016,450
27-Nov-19BlackRock Fund Advisorsin specien/aORD8,7048,704
28-Nov-19BlackRock Asset Management Deutschland
AG
on mkt buy7.06ORD4,5184,518
28-Nov-19BlackRock Investment Management (UK)
Limited
on mkt buy7.05ORD15,92415,924
29-Nov-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD21,75221,752
29-Nov-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD5,4385,438
29-Nov-19BlackRock Fund Advisorsin specien/aORD13,16013,160
02-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.10ORD9,0389,038
02-Dec-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-265,117-265,117
03-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.10ORD10,87410,874
03-Dec-19BlackRock Fund Advisorsin specien/aORD-54,034-54,034
03-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.01ORD4,3094,309
03-Dec-19BlackRock Fund Advisorsin specien/aORD16,45516,455
04-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.19ORD5,4375,437
CENpage 4 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
04-Dec-19BlackRock Fund Advisorsin specien/aORD6,5826,582
04-Dec-19BlackRock Fund Advisorsin specien/aORD13,16413,164
05-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.19ORD9,0329,032
05-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.22ORD10,87210,872
05-Dec-19BlackRock Fund Advisorsin specien/aORD13,16813,168
05-Dec-19BlackRock Fund Advisorsin specien/aORD47,38547,385
06-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.22CFD-2,350-2,350
06-Dec-19BlackRock Fund Advisorson mkt sell7.23ORD-5,880-5,880
06-Dec-19BlackRock Fund Advisorsin specien/aORD18,95418,954
09-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.20ORD4,5154,515
09-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.20ORD10,87210,872
09-Dec-19BlackRock Fund Advisorsin specien/aORD9,4779,477
09-Dec-19BlackRock Fund Advisorsin specien/aORD9,8739,873
09-Dec-19BlackRock Institutional Trust Company,
National Association
in specien/aORD-174,726-174,726
10-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.25ORD9,0309,030
10-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.25CFD-1,600-1,600
10-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.25CFD-693-693
10-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.25ORD21,74421,744
10-Dec-19BlackRock Fund Advisorsin specien/aORD19,75219,752
11-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.20ORD4,5164,516
11-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.20CFD-3,440-3,440
11-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.20CFD-4,420-4,420
11-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.20CFD-2,240-2,240
11-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.20ORD10,87210,872
11-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.20ORD16,30816,308
11-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.20ORD861861
11-Dec-19BlackRock Asset Management North Asia
Limited
in specien/aORD-1,856-1,856
12-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.20CFD-2,130-2,130
13-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.24ORD4,5164,516
13-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.22CFD-5,470-5,470
13-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.22CFD-36,920-36,920
13-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.22CFD-5,140-5,140
13-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.22CFD-3,120-3,120
13-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.22CFD-1,000-1,000
13-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.24ORD48,92448,924
13-Dec-19BlackRock Fund Advisorsin specien/aORD-26,926-26,926
16-Dec-19BlackRock Fund Advisorsin specien/aORD-4,512-4,512
16-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.23ORD23,83223,832
17-Dec-19BlackRock Fund Advisorson mkt sell7.18ORD-5,820-5,820
17-Dec-19BlackRock Fund Advisorson mkt sell7.18ORD-33,682-33,682
17-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.18ORD-34,220-34,220
17-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.14ORD10,87210,872
17-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.14ORD10,87210,872
17-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.14ORD25,09225,092
17-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.14ORD1,7221,722
17-Dec-19BlackRock Fund Advisorsin specien/aORD28,21828,218
18-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.22ORD63,23863,238
18-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.21CFD-5,280-5,280
18-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.21CFD-6,339-6,339
CENpage 5 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
18-Dec-19BlackRock Advisors (UK) Limitedon mkt sell7.21CFD-23,316-23,316
18-Dec-19BlackRock Fund Advisorson mkt buy7.22ORD4,3234,323
18-Dec-19BlackRock Fund Advisorson mkt buy7.22ORD1,8521,852
18-Dec-19BlackRock Fund Advisorsin specien/aORD9,4189,418
19-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.16CFD3,3723,372
19-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.15CFD926926
19-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.15ORD10,87210,872
19-Dec-19BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell7.15ORD-2,404-2,404
19-Dec-19BlackRock Fund Advisorsin specien/aORD18,83618,836
20-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.15ORD18,07218,072
20-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.18CFD2,7042,704
20-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.15ORD39,82039,820
20-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.15ORD7,7967,796
20-Dec-19BlackRock Asset Management Canada
Limited
on mkt sell7.15ORD-6,115-6,115
20-Dec-19BlackRock Fund Advisorsin specien/aORD47,09047,090
23-Dec-19BlackRock Fund Advisorsin specien/aORD-6,116-6,116
23-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.17CFD10,02710,027
23-Dec-19BlackRock Investment Management (UK)
Limited
on mkt buy7.17CFD1,9121,912
23-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.18CFD1,6911,691
23-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.16ORD1,7221,722
23-Dec-19BlackRock Fund Advisorson mkt buy7.16ORD2,2062,206
23-Dec-19BlackRock Fund Advisorsin specien/aORD18,83618,836
24-Dec-19BlackRock Fund Advisorsin specien/aORD12,58112,581
24-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt sell7.14ORD-3,244-3,244
24-Dec-19BlackRock Fund Advisorsin specien/aORD9,4189,418
26-Dec-19BlackRock Fund Advisorsin specien/aORD18,83618,836
27-Dec-19BlackRock Fund Advisorsin specien/aORD18,83618,836
27-Dec-19BlackRock Fund Advisorsin specien/aORD9,4189,418
30-Dec-19BlackRock Asset Management Deutschland
AG
on mkt buy7.17ORD22,59022,590
30-Dec-19BlackRock Investment Management (UK)
Limited
on mkt buy7.16CFD533533
30-Dec-19BLACKROCK ADVISORS, LLCon mkt buy7.16CFD5,9615,961
30-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.16CFD5,9945,994
30-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.16CFD1,6281,628
30-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD5,4505,450
30-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD861861
30-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD16,35016,350
30-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.17ORD861861
31-Dec-19BlackRock Advisors (UK) Limitedon mkt buy7.15ORD10,89810,898
31-Dec-19BlackRock Institutional Trust Company,
National Association
on mkt buy7.13ORD1,4781,478
31-Dec-19BlackRock Fund Advisorsin specien/aORD18,83618,836
03-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.17ORD4,5194,519
03-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.17CFD10,71310,713
03-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.17CFD2,8592,859
03-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.17CFD941941
CENpage 6 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
03-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.17CFD6,6596,659
03-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.17ORD10,90610,906
03-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.17ORD5,4535,453
06-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.15CFD5,5985,598
06-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.15CFD975975
06-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.15CFD3,5453,545
06-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.15CFD648648
06-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.15ORD16,36516,365
06-Jan-20BlackRock Fund Advisorsin specien/aORD18,83618,836
06-Jan-20BlackRock Fund Advisorsin specien/aORD6,4586,458
07-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.12ORD9,0389,038
07-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.13CFD1,7611,761
07-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.13CFD1,1661,166
07-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.13CFD5,8205,820
07-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.13CFD9,6849,684
07-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.14ORD43,63243,632
07-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.12ORD5,4545,454
07-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.12ORD21,81621,816
07-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.12ORD861861
07-Jan-20BlackRock Fund Advisorsin specien/aORD9,4189,418
08-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.10ORD9,0389,038
08-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.11CFD4,1204,120
08-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.11CFD500500
08-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.10ORD10,90810,908
08-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.10ORD27,27027,270
08-Jan-20BlackRock Fund Advisorsin specien/aORD4,2204,220
08-Jan-20BlackRock Fund Advisorsin specien/aORD12,91612,916
08-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
09-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.13ORD9,0389,038
09-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.13CFD13,03813,038
09-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.13CFD1,1071,107
09-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.13CFD2,5492,549
09-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.13CFD9,0959,095
09-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.13ORD10,90810,908
09-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.13ORD54,54054,540
09-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.13ORD1,7221,722
09-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
10-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.19CFD508508
10-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.19CFD5,1265,126
10-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.16CFD10,13510,135
10-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.16CFD1,6221,622
10-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.21ORD861861
10-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.21ORD59,99459,994
10-Jan-20BlackRock Fund Advisorsin specien/aORD19,37419,374
13-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.23ORD13,56313,563
13-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.23ORD21,81621,816
CENpage 7 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
13-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt sell7.23ORD-1,987-1,987
14-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.38CFD9,0239,023
14-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.38CFD1,6811,681
14-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.38CFD880880
14-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.38CFD6,9626,962
14-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.37ORD38,17838,178
14-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.43ORD10,90810,908
14-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.43ORD861861
14-Jan-20BlackRock Fund Advisorsin specien/aORD16,15016,150
15-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.34ORD13,56013,560
15-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.36CFD2,0672,067
15-Jan-20BlackRock Investment Management (UK)
Limited
on mkt sell7.38CFD-1,510-1,510
15-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.34ORD10,90810,908
15-Jan-20BlackRock Fund Advisorsin specien/aORD19,45219,452
15-Jan-20BlackRock Fund Advisorsin specien/aORD18,83618,836
15-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
16-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.55ORD4,5184,518
16-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.55ORD9,0369,036
16-Jan-20BlackRock Fund Advisorsin specien/aORD4,0094,009
16-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.51ORD16,36216,362
16-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD21,81621,816
16-Jan-20BlackRock Investment Management (UK)
Limited
in specien/aORD-1,662-1,662
16-Jan-20BlackRock Fund Advisorsin specien/aORD2,5322,532
16-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
16-Jan-20BlackRock Fund Advisorsin specien/aORD18,83618,836
17-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.55ORD9,0389,038
17-Jan-20BlackRock Fund Advisorson mkt buy7.65ORD28,25428,254
17-Jan-20BlackRock Investment Management (UK)
Limited
on mkt buy7.62CFD481481
17-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.62CFD648648
17-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.62CFD3,5893,589
17-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD32,72432,724
17-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.62ORD10,90810,908
17-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD861861
17-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD2,5832,583
17-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD10,90810,908
17-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
20-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.35ORD40,64440,644
20-Jan-20BlackRock Asset Management Canada
Limited
in specien/aORD-879-879
21-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.55ORD9,0389,038
21-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD5,4535,453
21-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD21,81221,812
21-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.52ORD43,62443,624
21-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.55ORD109,060109,060
21-Jan-20BlackRock Fund Advisorsin specien/aORD37,67237,672
21-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
21-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
CENpage 8 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
22-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.42ORD9,0429,042
22-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.42CFD5,7345,734
22-Jan-20BlackRock Fund Advisorsin specien/aORD6,5526,552
22-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.43CFD936936
22-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.42CFD3,9193,919
22-Jan-20BlackRock Investment Management (UK)
Limited
on mkt sell7.40CFD-1,980-1,980
22-Jan-20BlackRock Investment Management (UK)
Limited
on mkt sell7.41CFD-80-80
22-Jan-20BlackRock Investment Management (UK)
Limited
on mkt sell7.40CFD-120-120
22-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD10,90610,906
22-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD32,71832,718
22-Jan-20BlackRock Investment Management (UK)
Limited
in specien/aORD179,957179,957
22-Jan-20BlackRock Fund Advisorsin specien/aORD12,87212,872
22-Jan-20BlackRock Fund Advisorsin specien/aORD18,83618,836
23-Jan-20BlackRock Investment Management (UK)
Limited
on mkt sell7.45CFD-2,130-2,130
23-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.45ORD10,90610,906
23-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.45ORD38,17138,171
23-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
23-Jan-20BlackRock Fund Advisorsin specien/aORD9,4189,418
23-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
24-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.48CFD5,6045,604
24-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.48CFD1,1011,101
24-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.48CFD102102
24-Jan-20BLACKROCK ADVISORS, LLCon mkt buy7.48CFD4,2514,251
24-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.49ORD10,90610,906
24-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.48ORD861861
24-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.48ORD109,060109,060
24-Jan-20BlackRock Fund Advisorsin specien/aORD16,14016,140
24-Jan-20BlackRock Fund Advisorsin specien/aORD18,83018,830
24-Jan-20BlackRock Fund Advisorsin specien/aORD26,90026,900
24-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
24-Jan-20BlackRock Fund Advisorsin specien/aORD9,4189,418
27-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.51ORD21,81221,812
27-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.50ORD103,607103,607
28-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.40ORD9,0389,038
28-Jan-20BlackRock Asset Management Deutschland
AG
on mkt buy7.40ORD9,0389,038
28-Jan-20BlackRock Fund Advisorsin specien/aORD5,5605,560
28-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD32,71232,712
28-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.40ORD109,040109,040
28-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.40ORD218,080218,080
28-Jan-20BlackRock Fund Advisorsin specien/aORD6,5766,576
28-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
29-Jan-20BlackRock Fund Advisorsin specien/aORD8,2208,220
29-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.43ORD54,52054,520
29-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD5,4525,452
29-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD32,71232,712
29-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.42ORD98,13698,136
29-Jan-20BlackRock Fund Advisorsin specien/aORD18,83618,836
29-Jan-20BlackRock Fund Advisorsin specien/aORD28,25428,254
29-Jan-20BlackRock Fund Advisorsin specien/aORD8,2208,220
30-Jan-20BlackRock Fund Advisorsin specien/aORD8,2208,220
30-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.44ORD163,560163,560
CENpage 9 of 10
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
30-Jan-20BlackRock Fund Advisorsin specien/aORD14,79614,796
30-Jan-20BlackRock Institutional Trust Company,
National Association
in specien/aORD221,700221,700
31-Jan-20BlackRock Institutional Trust Company,
National Association
in specien/aORD1,8391,839
31-Jan-20BlackRock Institutional Trust Company,
National Association
in specien/aORD5,4955,495
31-Jan-20BlackRock Advisors (UK) Limitedon mkt buy7.44ORD109,040109,040
31-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.44ORD26,26326,263
31-Jan-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.44ORD21,64321,643
03-Feb-20BlackRock Asset Management Deutschland
AG
on mkt buy7.26ORD13,56013,560
03-Feb-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.36ORD209209
03-Feb-20BlackRock Institutional Trust Company,
National Association
on mkt buy7.38ORD378,319378,319
03-Feb-20BlackRock Fund Advisorsin specien/aORD28,25428,254
CENpage 10 of 10
Appendix C
Investment Manager / AgentFundOn Behalf ofCounterparty
BLACKROCK INSTITUTIONAL TRUST CO NA32 Capital Fund - GELS - CITICITBK
BLACKROCK INSTITUTIONAL TRUST CO NA32 Capital Fund - GELS - UBSUBS AG
BLACKROCK INSTITUTIONAL TRUST CO NABlack Pearl Risk Premia LLC- CSCredit Suisse
BLACKROCK INSTITUTIONAL TRUST CO NABlack Pearl Risk Premia LLC- CitiCITBK
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund CSCredit Suisse
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund CitiCITBK
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund JPMJP Morgan
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund BAMLMERRILL LYNCH INTERNATIONAL
BLACKROCK INSTITUTIONAL TRUST CO NAGlobal Alpha Opportunities Equity Fund Ltd. - BAMLMERRILL LYNCH INTERNATIONAL
BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF - BlackRock Global Long/Short Equity Fund - US Large Cap Strat - MLMERRILL LYNCH INTERNATIONAL
BLACKROCK INSTITUTIONAL TRUST CO NAGMN B Fund - Europe - Mid Horizon - CitiCITBK
BLACKROCK INSTITUTIONAL TRUST CO NAGMN B Fund - Europe - Mid Horizon - UBSUBS AG
BLACKROCK ADVISORS LLCBlackRock Global Long/Short Equity Fund - US Large Cap - BAMLMERRILL LYNCH INTERNATIONAL
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - CSCredit Suisse
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage-CitiCITBK
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage -JPMJP Morgan
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - MLMERRILL LYNCH INTERNATIONAL
BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - CSCredit Suisse International
BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - CitiCITBK
BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - JPMJP Morgan
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - BarclaysBARCLAYS BANK PLC
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - CSCredit Suisse
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - CitiCITBK
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - GSGoldman Sachs Intl
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - HSBCHSBBK
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - JPMJP Morgan
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - MLMERRILL LYNCH INTERNATIONAL
BLACKROCK ADVISORS (UK) LIMITEDBlackRock Multi Style Strategy Fund - CSCredit Suisse
BLACKROCK ADVISORS (UK) LIMITEDBlackRock Multi Style Strategy Fund - CitiCITBK
BLACKROCK ADVISORS (UK) LIMITEDBlackRock Multi Style Strategy Fund - JPMJP Morgan
BLACKROCK ADVISORS (UK) LIMITEDBlackRock Multi Style Strategy Fund - MLMERRILL LYNCH INTERNATIONAL
Parties to the Derivative
CENpage 1 of 1
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKYCITY ENTERTAINMENT GROUP LIMITED Date this disclosure made: 10-Feb-2020 Date on which substantial holding b…”
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“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX Limited and To Enprise Group Limited Date this disclosure made: 6 January 2020 Date on which substantial holding began: 6 January 2020 Substa…”