SPH Notice – Colonial First State Investments Limited

100080615/3821102.1 1


 
Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013




To NZX LIMITED
and
To SKYCITY ENTERTAINMENT GROUP LIMITED

Date this disclosure made: 10-Feb-2020
Date on which substantial holding began: 07-Feb-2020

Substantial product holder(s) giving disclosure
Full name(s): Colonial First State Investments Limited

Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Colonial First State Investments Limited

For this disclosure,—

(a) total number held in class: 35,706,057

(b) total in class: 667,196,806

(c) total percentage held in class: 5.352%

100080615/3821102.1 2


 
Details of relevant interests
Details for Colonial First State Investments Limited ACN 002 348 352

(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).

(b) number held in class: 35,706,057

(c) percentage held in class: 5.352%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong 24,146,495 3.619%
Citicorp Nominees Pty Limited (Australia) 9,319,001 1.397%
Northern Trust Company 1,656,618 0.248%
UBS Nominees Pty Ltd 583,943 0.088%

Grand Total
35,706,057
5.352%

Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:

See Appendix A


Additional information
Address(es) of substantial product holder(s):
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia



Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au



Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]




Certification
I, Bernadette Watts, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this
disclosure all persons for whom it is made.

100080615/3821102.1 3


 

Appendix A

Details of the transactions or other events requiring disclosure:

Date of Transaction Holder of Relevant Interest Registered Company Before Event Registered Company After Event Nature of Change Class
Number of
Securities
Cash
Consideration
Currency

Thursday, 10 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

5,729

21,082.72

AUD

Friday, 11 October 2019

Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown
Borrow Decrease, UBS AG
(Agreement 1), See
Appendix B

Ordinary shares

43,020

N/A

AUD

Thursday, 17 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,529

9,205.56

AUD

Wednesday, 23 October 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

54,116

N/A

AUD

Wednesday, 23 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

20,000

72,000.00

AUD

Thursday, 24 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

42,000

150,771.60

AUD

Friday, 25 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

52,000

189,540.00

AUD

Tuesday, 29 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

26,000

93,808.00

AUD

Tuesday, 29 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,265

8,176.65

AUD

Wednesday, 30 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

13,000

46,727.20

AUD

Thursday, 31 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

5,533

19,863.47

AUD

Thursday, 31 October 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

40,000

144,868.00

AUD

Friday, 1 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

57,000

204,020.10

AUD

Monday, 4 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

31,000

112,396.70

AUD

Tuesday, 5 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

26,000

94,120.00

AUD

Wednesday, 6 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

78,000

278,460.00

AUD

Thursday, 7 November 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

45,781

N/A

AUD

Thursday, 7 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,847

10,106.85

AUD

Tuesday, 12 November 2019

Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown
Borrow Decrease, UBS AG
(Agreement 1), See
Appendix B

Ordinary shares

49,261

N/A

AUD

Tuesday, 12 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

124,137

455,942.79

AUD

Wednesday, 13 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

31,666

115,922.89

AUD

Thursday, 14 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

128,148

468,355.31

AUD

Tuesday, 19 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

65,000

238,296.50

AUD

Thursday, 21 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

24,746

90,374.87

AUD

Friday, 22 November 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

49,248

N/A

AUD

Wednesday, 27 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

100,000

376,900.00

AUD

Thursday, 28 November 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

50,000

190,000.00

AUD

Friday, 29 November 2019

Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B

Ordinary shares

35,972

N/A

AUD

Wednesday, 4 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,841

10,483.29

AUD

Monday, 9 December 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

18,492

N/A

AUD

Tuesday, 10 December 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 1), See
Appendix B

Ordinary shares

6,343

N/A

AUD

Monday, 16 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

56,239

209,675.86

AUD

Monday, 16 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

49,796

185,654.43

AUD

Tuesday, 17 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

42,431

161,360.85

AUD

Wednesday, 18 December 2019

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

18,746

N/A

AUD

Wednesday, 18 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

7,874

29,880.26

AUD

Thursday, 19 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,108

8,031.48

AUD

Friday, 20 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

48,443

184,156.06

AUD

Friday, 20 December 2019
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

8,094

30,595.32

AUD

Friday, 3 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

3,968

15,078.40

AUD

Friday, 3 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

27,747

105,338.71

AUD

Wednesday, 8 January 2020

Colonial First State Investments Limited
ACN 002 348 352

Unknown

UBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 3), See
Appendix B

Ordinary shares

18,181

N/A

AUD

Tuesday, 14 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,290

9,045.50

AUD

Thursday, 23 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

30,730

119,668.77

AUD

Friday, 24 January 2020

Colonial First State Investments Limited
ACN 002 348 352

UBS Nominees Pty Ltd

Unknown
Borrow Decrease, UBS AG
(Agreement 1), See
Appendix B

Ordinary shares

51,681

N/A

AUD

Tuesday, 28 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,642

6,288.86

AUD

Tuesday, 28 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,163

4,454.29

AUD

Thursday, 30 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

29,000

104,429.00

AUD

Friday, 31 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

37,000

131,823.60

AUD

Friday, 31 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

20,000

72,194.00

AUD

Friday, 31 January 2020
Colonial First State Investments Limited
ACN 002 348 352

Citicorp Nominees Pty Limited (Australia)

Unknown

Sale

Ordinary shares

6,264

22,346.19

AUD

Monday, 3 February 2020
Colonial First State Investments Limited
ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

11,561

39,885.45

AUD

Wednesday, 5 February 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

2,469

8,616.81

AUD

Friday, 7 February 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchase

Ordinary shares

1,634,465

5,687,774.75

AUD

Friday, 7 February 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

695,231

2,419,334.36

AUD

Friday, 7 February 2020
Colonial First State Investments Limited
ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchase

Ordinary shares

281,096

978,185.97

AUD

100080615/3821102.1 4


 
UBS AG (Agreement 1)
UBS AG (Agreement 2)
UBS AG (Agreement 3)
Appendix B



Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A



Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A



Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A