SPH Notice – Commonwealth Bank of Australia
100080615/3821107.1 1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX LIMITED
and
To KATHMANDU HOLDINGS LIMITED
Date this disclosure made: 20-Jan-2020
Date last disclosure made: 16-Dec-2019
Date on which substantial holding ceased: 16-Jan-2020
Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares
Summary for Commonwealth Bank of Australia
For last disclosure,—
(a) total number held in class:
15,650,239
(b) total in class:
294,697,407
(c) total percentage held in class: 5.311%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 14,630,151
(b) total in class:
295,073,217
(c) total percentage held in class: 4.958%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010,
New Zealand
*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St
Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
*
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809, Ground Floor Tower 1, 201 Sussex Street, Sydney,
NSW, 2000, Australia
Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au
Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of:
Avanteos Investments Limited ACN 096 259 979
ASB Group Investments Limited Company Number 533945
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809
100080615/3821107.1 2
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:
[not applicable]
Certification
I, Kara Nicholls, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
100080615/3821107.1 3
Appendix A
Details of the transactions or other events requiring disclosure:
Date of Transaction Holder of Relevant Interest
Registered Company Before
Event
Registered Company After
Event
Nature of
Change
Class
Number of
Securities
Cash Consideration Currency
Monday, 16 December 2019
Colonial First State
Investments Limited ACN 002
348 352
Citibank N A Hong Kong
Unknown
Sale
Ordinary shares
193,920
586,065.02
AUD
Wednesday, 18 December
2019
Colonial First State
Investments Limited ACN 002
348 352
Unknown
Northern Trust Company
Purchase
Ordinary shares
21,388
67,900.48
AUD
Thursday, 19 December
2019
ASB Group Investments
Limited 533945
Unknown Citibank N A Hong Kong Purchase Ordinary shares 142,022 467,252.38 NZD
Thursday, 19 December
2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 115,800 380,982.00 NZD
Friday, 20 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 71,094 240,297.72 NZD
Friday, 20 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 54,310 183,567.80 NZD
Friday, 20 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 355,468 1,201,481.84 NZD
Monday, 23 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 21,733 73,153.28 NZD
Tuesday, 24 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 11,274 37,696.89 NZD
Friday, 27 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 3,356 11,086.21 NZD
Monday, 30 December 2019
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 4,490 14,917.70 NZD
Wednesday, 8 January 2020
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 15,432 51,704.92 NZD
Wednesday, 8 January 2020
Colonial First State
Investments Limited ACN 002
348 352
Unknown
UBS Nominees Pty Ltd
Purchase
Ordinary shares
25,317
81,778.97
AUD
Thursday, 9 January 2020
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 25,588 85,742.83 NZD
Thursday, 9 January 2020
Colonial First State
Investments Limited ACN 002
348 352
Unknown
UBS Nominees Pty Ltd
Purchase
Ordinary shares
27,828
90,082.02
AUD
Friday, 10 January 2020
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 109,221 364,099.13 NZD
Friday, 10 January 2020
Commonwealth Bank Officers
Superannuation Corporation
Pty Limited ACN 074 519 798
Unknown
Citibank N A Hong Kong
Purchase
Ordinary shares
38,842
124,647.86
AUD
Monday, 13 January 2020
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 17,469 57,906.26 NZD
Tuesday, 14 January 2020
ASB Group Investments
Limited 533945
Citibank N A Hong Kong Unknown Sale Ordinary shares 76,766 253,765.37 NZD
Wednesday, 15 January
2020
ASB Group Investments
Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 7,416 24,490.60 NZD
Thursday, 16 January 2020
ASB Group Investments
Limited 533945 Citibank N A Hong Kong Unknown Sale Ordinary shares 192,148 628,323.96 NZD
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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