SPH Notice – The Vanguard Group, Inc.
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Contact Energy Ltd
Date this disclosure made: 12 March 2020
Date on which substantial holding began: 10 March 2020
Substantial product holder(s) giving disclosure
Full name(s): The Vanguard Group, Inc.
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for The Vanguard Group, Inc.
For this disclosure,—
(a) total number held in class: 35,953,294
(b) total in class: 718,077,598
(c) total percentage held in class: 5.007%
100080615/3821102.1
2
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
Trade Change Price Share Quantity
15-Nov-19 BUY 6.90 1,428
18-Nov-19 BUY 6.80 1,608
19-Nov-19 BUY 6.80 464
21-Nov-19 BUY 6.85 1,428
21-Nov-19 BUY 6.85 458
26-Nov-19 BUY 7.06 714
27-Nov-19 BUY 7.01 536
27-Nov-19 BUY 7.01 1,431
29-Nov-19 BUY 7.17 1,428
29-Nov-19 BUY 7.17 399
29-Nov-19 BUY 7.17 115,459
2-Dec-19 BUY 7.07 15,190
3-Dec-19 BUY 7.09 2,144
3-Dec-19 BUY 7.10 798
3-Dec-19 BUY 7.10 399
4-Dec-19 BUY 7.19 182
9-Dec-19 BUY 7.20 3,090
10-Dec-19 BUY 7.25 399
11-Dec-19 BUY 7.20 1,428
11-Dec-19 BUY 7.20 1,428
11-Dec-19 BUY 7.20 10,896
13-Dec-19 BUY 7.24 1,072
16-Dec-19 BUY 7.24 1,428
17-Dec-19 SELL 7.21 (13,293)
17-Dec-19 SELL 7.21 (3,594)
20-Dec-19 BUY 7.16 14,909
20-Dec-19 SELL 7.15 (4,062)
20-Dec-19 BUY 7.16 2,152
20-Dec-19 BUY 7.16 5,363
23-Dec-19 BUY 7.15 15,190
23-Dec-19 BUY 7.15 3,255
23-Dec-19 BUY 7.15 1,545
24-Dec-19 BUY 7.14 6,510
26-Dec-19 BUY 7.15 16,275
27-Dec-19 BUY 7.26 1,428
27-Dec-19 SELL 7.26 (40,787)
100080615/3821102.1
3
Trade Change Price Share Quantity
30-Dec-19 SELL 7.17 (95,000)
31-Dec-19 BUY 7.13 399
31-Dec-19 BUY 7.13 399
31-Dec-19 SELL 7.13 (33,825)
2-Jan-20 BUY 7.16 1,428
3-Jan-20 BUY 7.18 1,545
3-Jan-20 BUY 7.17 40,034
3-Jan-20 BUY 7.17 1,428
6-Jan-20 BUY 7.16 547
6-Jan-20 BUY 7.16 4,284
6-Jan-20 BUY 7.16 3,260
8-Jan-20 BUY 7.10 399
9-Jan-20 BUY 7.14 19,530
9-Jan-20 BUY 7.13 23,793
9-Jan-20 BUY 7.13 2,421
10-Jan-20 BUY 7.20 1,094
10-Jan-20 BUY 7.21 399
13-Jan-20 BUY 7.23 1,397
13-Jan-20 BUY 7.23 399
14-Jan-20 BUY 7.43 1,094
15-Jan-20 BUY 7.35 8,680
15-Jan-20 BUY 7.34 399
16-Jan-20 BUY 7.56 9,765
17-Jan-20 BUY 7.56 8,680
17-Jan-20 BUY 7.56 9,765
17-Jan-20 BUY 7.56 714
17-Jan-20 BUY 7.55 2,400
21-Jan-20 BUY 7.56 2,142
22-Jan-20 BUY 7.41 6,510
22-Jan-20 BUY 7.42 1,397
23-Jan-20 BUY 7.46 5,425
23-Jan-20 BUY 7.46 1,641
27-Jan-20 BUY 7.50 399
29-Jan-20 SELL 7.42 (86,751)
30-Jan-20 BUY 7.46 552
30-Jan-20 BUY 7.44 4,798
30-Jan-20 SELL 7.43 (81,797)
31-Jan-20 BUY 7.40 6,510
31-Jan-20 BUY 7.40 6,510
100080615/3821102.1
4
Trade Change Price Share Quantity
31-Jan-20 BUY 7.40 1,428
3-Feb-20 BUY 7.26 4,191
4-Feb-20 BUY 7.16 2,585
4-Feb-20 BUY 7.16 399
5-Feb-20 BUY 7.22 20,387
5-Feb-20 BUY 7.22 7,511
6-Feb-20 BUY 7.23 1,656
10-Feb-20 BUY 7.23 9,657
10-Feb-20 BUY 7.23 1,428
10-Feb-20 BUY 7.22 1,397
10-Feb-20 BUY 7.22 178,277
11-Feb-20 BUY 7.48 63,425
11-Feb-20 BUY 7.47 6,438
11-Feb-20 BUY 7.47 399
11-Feb-20 BUY 7.47 399
12-Feb-20 BUY 7.56 89,968
13-Feb-20 BUY 7.59 13,949
13-Feb-20 BUY 7.59 1,104
13-Feb-20 BUY 7.59 399
14-Feb-20 BUY 7.54 6,438
14-Feb-20 BUY 7.54 2,142
18-Feb-20 BUY 7.62 2,597
19-Feb-20 BUY 7.67 7,492
19-Feb-20 BUY 7.67 7,470
19-Feb-20 BUY 7.66 75,292
19-Feb-20 BUY 7.66 75,521
19-Feb-20 BUY 7.66 5,365
20-Feb-20 BUY 7.60 9,779
21-Feb-20 BUY 7.54 8,584
24-Feb-20 SELL 7.36 (3,445)
24-Feb-20 BUY 7.36 1,428
25-Feb-20 SELL 7.12 (1,378)
25-Feb-20 BUY 7.12 6,438
25-Feb-20 BUY 7.12 552
26-Feb-20 BUY 7.14 85,271
26-Feb-20 BUY 6.99 1,656
26-Feb-20 BUY 6.99 1,104
26-Feb-20 BUY 7.02 2,779
26-Feb-20 SELL 7.09 (37,915)
100080615/3821102.1
5
Trade Change Price Share Quantity
26-Feb-20 SELL 7.14 (85,271)
27-Feb-20 BUY 6.85 72,444
27-Feb-20 BUY 6.85 439
28-Feb-20 BUY 6.70 90,559
28-Feb-20 SELL 6.70 (17,405)
2-Mar-20 SELL 6.68 (8,584)
3-Mar-20 BUY 6.53 1,428
3-Mar-20 BUY 7.09 2,131
4-Mar-20 BUY 6.67 6,609
4-Mar-20 BUY 6.81 2,856
4-Mar-20 BUY 6.81 2,142
4-Mar-20 BUY 6.75 773
4-Mar-20 BUY 6.73 71,274
5-Mar-20 BUY 7.00 92,282
6-Mar-20 SELL 6.81 (6,438)
6-Mar-20 BUY 6.83 399
6-Mar-20 SELL 6.83 (58,654)
9-Mar-20 BUY 6.44 2,142
9-Mar-20 BUY 6.44 714
10-Mar-20 BUY 6.35 105,419
10-Mar-20 SELL 6.26 (5,365)
Additional information
Address(es) of substantial product holder(s):
The Vanguard Group Inc. – P.O. Box 2600, V26 Valley Forge, PA 19482 USA
Contact details: Shawn Acker, 001-610-669-8989,
Vanguard_Fund_Compliance@Vanguard.com
Certification
I, Shawn Acker, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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