D&O Ongoing Disclosure – James Bruce Miller

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: NZX Limited
Date this disclosure made:25-Mar-20
Date of last disclosure:
21-Jun-18
Director or senior manager giving disclosure
Full name(s):James Bruce Miller
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chairman
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:120,000
Number held in class after acquisition or disposal:160,000
Current registered holder(s):Custodial Holdings Limited
Registered holder(s) once transfers are registered:N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: Four
Details of transactions requiring disclosure-
Date of transaction:19 - 23 Mar 20
Nature of transaction:
On market purchase of
shares
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$40,300
(10,000 shares @ $1.03,
10,000 shares @ $1.03,
10,000 shares @ 1.02 and
10,000 shares @ $0.95)
Number of financial products to which the transaction related: 40,000
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:
NZX Subordinated Notes
(NZX010s - quoted on
NZDX)
Nature of relevant interest:Beneficial
For that relevant interest,-
Number held in class:8,000
Current registered holder(s):Custodial Holdings Limited
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:25-Mar-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.