SPH Notice – Mitsubishi UFJ Financial Group, Inc.

1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited
and
To KATHMANDU HOLDINGS LTD
Date this disclosure made: 14 April, 2020
Date last disclosure made: 14 April, 2020
Date on which substantial holding ceased: 9 April, 2020
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., First Sentier Investors Realindex Pty Ltd
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZKMDE0001S3)
Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors Realindex Pty Ltd
For last disclosure,—
(a) total number held in class: 14,972,750
(b) total in class: 295,073,217
(c) total percentage held in class: 5.074%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 12,350,049
(b) total in class: 603,653,031
(c) total percentage held in class: 2.046%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.

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Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia

Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp

Nature of connection between substantial product holders: First Sentier Investors
Realindex Pty Ltd is a wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable

Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.

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Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.

Date of
Transaction Holder of Relevant Interest
Transaction
Nature Consideration
Class and number of
securities
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 77539.0208(AUD)
128888 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 41945.7104(AUD)
69712 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 13339.8784(AUD)
22174 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 36485.2829(AUD)
60637 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 243813.6536(AUD)
405208 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 17838.0416(AUD)
29651 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 11603.0592(AUD)
19287 Ordinary
Shares
08-Apr-2020 First Sentier Investors Realindex Pty Ltd SELL 56088.6689(AUD)
93217 Ordinary
Shares


Annexure B
Relevant interests held in the Morgan Stanley group

List of Morgan Stanley and its subsidiaries that have a relevant interest or are deemed
to have a relevant interest in the shares.

Entities
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ ├───Morgan Stanley & Co. LLC
│ └───Morgan Stanley Capital Services LLC
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc

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Annexure C
Transaction details for the Morgan Stanley group

Date of
Transaction
Holder of Relevant
Interest
Transaction
Nature
Consideration
Class and
number of
securities
4/08/2020
Morgan Stanley & Co.
International plc Borrow N/A
450,000 Ordinary
Shares
4/08/2020
Morgan Stanley & Co.
International plc
Buy 32,338.12 52,124 Ordinary Shares
4/08/2020
Morgan Stanley & Co.
International plc
Buy 80,352.00
129,600 Ordinary
Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 1,300.14 (AUD) 2,097 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 1,384.85 (AUD) 2,289 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 1,983.11 (AUD) 3,251 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 2,400.00 (AUD) 4,000 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 2,520.00 (AUD) 4,000 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Buy 536.90 (AUD) 873 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Sell 325.08 (AUD) 516 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Sell 367.65 (AUD) 570 Ordinary Shares
4/08/2020
Morgan Stanley Australia
Securities Limited
Sell 797.94 (AUD) 1,287 Ordinary Shares
4/09/2020
Morgan Stanley & Co.
International plc
Borrow
Returned N/A
1,242,411 Ordinary
Shares
4/09/2020
Morgan Stanley & Co.
International plc
Rights
Subscription
(Short Holdings)
33,695.50
67,391 Ordinary Shares
4/09/2020
Morgan Stanley & Co.
International plc
Sell 743,411.21
1,120,265 Ordinary
Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 2,143.96 (AUD) 3,458 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 29,395.77 (AUD) 47,798 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 354.86 (AUD) 577 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 4,282.50 (AUD) 6,852 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 4,719.96 (AUD) 7,433 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 582.80 (AUD) 940 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 626.88 (AUD) 1,003 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Buy 9,103.23 (AUD) 14,802 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 1,315.72 (AUD) 2,072 Ordinary Shares

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4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 1,450.63 (AUD) 2,321 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 1,623.51 (AUD) 2,577 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 21,145.63 (AUD) 33,833 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 445.25 (AUD) 685 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 582.80 (AUD) 940 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 6,276.26 (AUD) 10,123 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 6,342.50 (AUD) 10,148 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 714.66 (AUD) 1,108 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 840.09 (AUD) 1,366 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 9,357.66 (AUD) 15,093 Ordinary Shares
4/09/2020
Morgan Stanley Australia
Securities Limited
Sell 966.58 (AUD) 1,559 Ordinary Shares
4/09/2020
Morgan Stanley Capital
Services LLC
Sell N/A 10,759 Swaps