SPH Notice – Mitsubishi UFJ Financial Group, Inc.
1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited
and
To CHORUS LIMITED
Date this disclosure made: 29 June, 2020
Date last disclosure made: 26 June, 2020
Date on which substantial holding ceased: 24 June, 2020
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking
Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty
Ltd
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)
Summary for Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking
Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex
Pty Ltd
For last disclosure,—
(a) total number held in class: 22,412,062
(b) total in class: 444,491,560
(c) total percentage held in class:5.042%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 20,514,691
(b) total in class: 444,491,560
(c) total percentage held in class: 4.615%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.
2
Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
Mitsubishi UFJ Trust and Banking Corporation – 1-4-5, Marunouchi, Chiyoda-ku, Tokyo,
Japan
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp
Nature of connection between substantial product holders: Mitsubishi UFJ Trust and
Banking Corporation, First Sentier Investors (Australia) IM Ltd and First Sentier Investors
Realindex Pty Ltd are wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
3
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Date of
Transaction Holder of Relevant Interest
Transaction
Nature Consideration
Class and number of
securities
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 169669.5784(AUD) 23944 ORDINARY SHARES
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 1168008.9491(AUD) 164831 ORDINARY SHARES
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 191395.561(AUD) 27010 ORDINARY SHARES
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 2865.145(AUD) 401 ORDINARY SHARES
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 17462.38(AUD) 2444 ORDINARY SHARES
24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 2536.475(AUD) 355 ORDINARY SHARES
24-Jun-2020
Mitsubishi UFJ Trust and Banking Company
Limited Buy 16589.49(NZD) 2187 ORDINARY SHARES
24-Jun-2020
Mitsubishi UFJ Trust and Banking Company
Limited Sell 465115.20(NZD) 61280 ORDINARY SHARES
Annexure B
Relevant interests held in the Morgan Stanley group
List of Morgan Stanley and its subsidiaries that have a relevant interest or are
deemed to have a relevant interest in the shares.
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ │ ├───Morgan Stanley & Co. LLC
│ │ ├───Morgan Stanley Capital Services LLC
│ │ ├───Morgan Stanley Smith Barney LLC
│ │ └───Morgan Stanley Wealth Management Australia Pty Ltd
│ └───Morgan Stanley Investment Management Inc.
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc
4
Annexure C
Transaction details for the Morgan Stanley group
Date of
Transaction
Holder of Relevant Interest
Transaction
Nature
Consideration
Class and number of
securities
6/24/2020
Morgan Stanley & Co.
International plc
Collateral Received N/A 1,119,082 Ordinary Shares
6/24/2020
Morgan Stanley & Co.
International plc
Decrease in shares
held or in respect of
which the holder may
exercise right to
rehypothecate
pursuant to the
agreement(s)
N/A 2,725,507 Ordinary Shares
6/24/2020
Morgan Stanley & Co.
International plc
Sell 394.16 52 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 1,038.06 (AUD) 146 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 1,048.11 (AUD) 147 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 1,107.60 (AUD) 156 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 1,233.49 (AUD) 173 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 1,420.00 (AUD) 200 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 13,688.80 (AUD) 1,928 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 17,927.50 (AUD) 2,525 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 2,307.50 (AUD) 325 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 2,442.16 (AUD) 343 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 2,630.97 (AUD) 369 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 228,030.70 (AUD) 32,117 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 24,779.00 (AUD) 3,490 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 241.40 (AUD) 34 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 28.40 (AUD) 4 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 28.56 (AUD) 4 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,310.80 (AUD) 465 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,374.80 (AUD) 472 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,398.58 (AUD) 478 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,721.23 (AUD) 519 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,726.42 (AUD) 519 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,748.50 (AUD) 525 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,816.32 (AUD) 536 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 3,989.70 (AUD) 558 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 4,378.80 (AUD) 615 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 4,621.50 (AUD) 650 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 5,450.09 (AUD) 766 Ordinary Shares
5
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 5,699.40 (AUD) 805 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 5,902.48 (AUD) 829 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 519.76 (AUD) 73 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 53,974.20 (AUD) 7,602 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 54,499.60 (AUD) 7,676 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 56.64 (AUD) 8 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 6,138.90 (AUD) 855 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 6,288.66 (AUD) 882 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 8,181.86 (AUD) 1,154 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Buy 9,961.11 (AUD) 1,401 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 1,046.82 (AUD) 146 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 1,224.84 (AUD) 173 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 1,420.00 (AUD) 200 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 13,984.55 (AUD) 1,945 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 14,709.19 (AUD) 2,063 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 19,745.00 (AUD) 2,750 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,208.96 (AUD) 312 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,634.88 (AUD) 368 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,792.40 (AUD) 390 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,909.88 (AUD) 411 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,926.32 (AUD) 411 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 2,997.52 (AUD) 421 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 251.30 (AUD) 35 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 285.60 (AUD) 40 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,110.25 (AUD) 435 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,173.70 (AUD) 447 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,175.20 (AUD) 441 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,372.36 (AUD) 471 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,372.49 (AUD) 473 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,431.84 (AUD) 482 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,434.34 (AUD) 481 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,443.79 (AUD) 483 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,455.46 (AUD) 486 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,532.92 (AUD) 499 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 3,946.05 (AUD) 555 Ordinary Shares
6
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 331.66 (AUD) 46 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 343.20 (AUD) 48 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 4,282.36 (AUD) 604 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 42,706.50 (AUD) 6,015 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 5,959.44 (AUD) 837 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 51,056.10 (AUD) 7,191 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 56.64 (AUD) 8 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 572.00 (AUD) 80 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 6,324.28 (AUD) 892 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 6,381.35 (AUD) 895 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 6,664.60 (AUD) 940 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 6,701.76 (AUD) 936 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 7,001.66 (AUD) 982 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 7,447.90 (AUD) 1,049 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 8,295.69 (AUD) 1,157 Ordinary Shares
6/24/2020
Morgan Stanley Australia
Securities Limited
Sell 9,243.00 (AUD) 1,300 Ordinary Shares
6/24/2020
Morgan Stanley Capital Services
LLC
Sell N/A 1,856 Swaps
6/24/2020
Morgan Stanley Capital Services
LLC
Sell N/A 2,262 Swaps
6/24/2020
Morgan Stanley Capital Services
LLC
Sell N/A 233 Swaps
6/24/2020
Morgan Stanley Capital Services
LLC
Sell N/A 39,916 Swaps
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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