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SPH Notice – Mitsubishi UFJ Financial Group, Inc.

Substantial Holder Notice29 June 2020CNUCommunication Services

1
Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013

To NZX Limited

and

To CHORUS LIMITED

Date this disclosure made: 29 June, 2020

Date last disclosure made: 26 June, 2020

Date on which substantial holding ceased: 24 June, 2020

Substantial product holder(s) giving disclosure

Full name(s): Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking

Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex Pty

Ltd

Summary of previous substantial holding

Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)

Summary for Mitsubishi UFJ Financial Group, Inc., Mitsubishi UFJ Trust and Banking

Corporation, First Sentier Investors (Australia) IM Ltd, First Sentier Investors Realindex

Pty Ltd

For last disclosure,—

(a) total number held in class: 22,412,062

(b) total in class: 444,491,560

(c) total percentage held in class:5.042%

For current holding after ceasing to have substantial holding,—

(a) total number held in class: 20,514,691

(b) total in class: 444,491,560

(c) total percentage held in class: 4.615%

Details of transactions and events giving rise to ceasing of substantial holding

Details of the transactions or other events requiring disclosure:

For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see

Annexure A.

For transaction details relating to the Morgan Stanley group see Annexure C.



2

Additional information

Address(es) of substantial product holder(s):

Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,

Japan

Mitsubishi UFJ Trust and Banking Corporation – 1-4-5, Marunouchi, Chiyoda-ku, Tokyo,

Japan

First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers

Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia

First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers

Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia


Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp


Nature of connection between substantial product holders: Mitsubishi UFJ Trust and

Banking Corporation, First Sentier Investors (Australia) IM Ltd and First Sentier Investors

Realindex Pty Ltd are wholly-owned subsidiary of Mitsubishi UFJ Financial Group, Inc.

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: Not applicable


Certification

I, Mariko Onda, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.












3

Annexure A

Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.


Date of

Transaction Holder of Relevant Interest

Transaction

Nature Consideration

Class and number of

securities

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 169669.5784(AUD) 23944 ORDINARY SHARES

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 1168008.9491(AUD) 164831 ORDINARY SHARES

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 191395.561(AUD) 27010 ORDINARY SHARES

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 2865.145(AUD) 401 ORDINARY SHARES

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 17462.38(AUD) 2444 ORDINARY SHARES

24-Jun-2020 First Sentier Investors Realindex Pty Ltd Sell 2536.475(AUD) 355 ORDINARY SHARES

24-Jun-2020

Mitsubishi UFJ Trust and Banking Company

Limited Buy 16589.49(NZD) 2187 ORDINARY SHARES

24-Jun-2020

Mitsubishi UFJ Trust and Banking Company

Limited Sell 465115.20(NZD) 61280 ORDINARY SHARES




Annexure B

Relevant interests held in the Morgan Stanley group


List of Morgan Stanley and its subsidiaries that have a relevant interest or are

deemed to have a relevant interest in the shares.


└─┬─Morgan Stanley

├─┬─Morgan Stanley Capital Management, LLC

│ └─┬─Morgan Stanley Domestic Holdings, Inc.

│ │ ├───Morgan Stanley & Co. LLC

│ │ ├───Morgan Stanley Capital Services LLC

│ │ ├───Morgan Stanley Smith Barney LLC

│ │ └───Morgan Stanley Wealth Management Australia Pty Ltd

│ └───Morgan Stanley Investment Management Inc.

└─┬─Morgan Stanley International Holdings Inc.

├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited

│ └───Morgan Stanley Australia Securities Limited

└─┬─Morgan Stanley International Limited

└─┬─Morgan Stanley Investments (UK)

└───Morgan Stanley & Co. International plc









4

Annexure C

Transaction details for the Morgan Stanley group


Date of

Transaction

Holder of Relevant Interest

Transaction

Nature

Consideration

Class and number of

securities

6/24/2020

Morgan Stanley & Co.

International plc

Collateral Received N/A 1,119,082 Ordinary Shares

6/24/2020

Morgan Stanley & Co.

International plc

Decrease in shares

held or in respect of

which the holder may

exercise right to

rehypothecate

pursuant to the

agreement(s)

N/A 2,725,507 Ordinary Shares

6/24/2020

Morgan Stanley & Co.

International plc

Sell 394.16 52 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 1,038.06 (AUD) 146 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 1,048.11 (AUD) 147 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 1,107.60 (AUD) 156 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 1,233.49 (AUD) 173 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 1,420.00 (AUD) 200 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 13,688.80 (AUD) 1,928 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 17,927.50 (AUD) 2,525 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 2,307.50 (AUD) 325 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 2,442.16 (AUD) 343 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 2,630.97 (AUD) 369 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 228,030.70 (AUD) 32,117 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 24,779.00 (AUD) 3,490 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 241.40 (AUD) 34 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 28.40 (AUD) 4 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 28.56 (AUD) 4 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,310.80 (AUD) 465 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,374.80 (AUD) 472 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,398.58 (AUD) 478 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,721.23 (AUD) 519 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,726.42 (AUD) 519 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,748.50 (AUD) 525 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,816.32 (AUD) 536 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 3,989.70 (AUD) 558 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 4,378.80 (AUD) 615 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 4,621.50 (AUD) 650 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 5,450.09 (AUD) 766 Ordinary Shares


5

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 5,699.40 (AUD) 805 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 5,902.48 (AUD) 829 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 519.76 (AUD) 73 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 53,974.20 (AUD) 7,602 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 54,499.60 (AUD) 7,676 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 56.64 (AUD) 8 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 6,138.90 (AUD) 855 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 6,288.66 (AUD) 882 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 8,181.86 (AUD) 1,154 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Buy 9,961.11 (AUD) 1,401 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 1,046.82 (AUD) 146 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 1,224.84 (AUD) 173 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 1,420.00 (AUD) 200 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 13,984.55 (AUD) 1,945 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 14,709.19 (AUD) 2,063 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 19,745.00 (AUD) 2,750 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,208.96 (AUD) 312 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,634.88 (AUD) 368 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,792.40 (AUD) 390 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,909.88 (AUD) 411 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,926.32 (AUD) 411 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 2,997.52 (AUD) 421 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 251.30 (AUD) 35 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 285.60 (AUD) 40 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,110.25 (AUD) 435 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,173.70 (AUD) 447 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,175.20 (AUD) 441 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,372.36 (AUD) 471 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,372.49 (AUD) 473 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,431.84 (AUD) 482 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,434.34 (AUD) 481 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,443.79 (AUD) 483 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,455.46 (AUD) 486 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,532.92 (AUD) 499 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 3,946.05 (AUD) 555 Ordinary Shares


6


6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 331.66 (AUD) 46 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 343.20 (AUD) 48 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 4,282.36 (AUD) 604 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 42,706.50 (AUD) 6,015 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 5,959.44 (AUD) 837 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 51,056.10 (AUD) 7,191 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 56.64 (AUD) 8 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 572.00 (AUD) 80 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 6,324.28 (AUD) 892 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 6,381.35 (AUD) 895 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 6,664.60 (AUD) 940 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 6,701.76 (AUD) 936 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 7,001.66 (AUD) 982 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 7,447.90 (AUD) 1,049 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 8,295.69 (AUD) 1,157 Ordinary Shares

6/24/2020

Morgan Stanley Australia

Securities Limited

Sell 9,243.00 (AUD) 1,300 Ordinary Shares

6/24/2020

Morgan Stanley Capital Services

LLC

Sell N/A 1,856 Swaps

6/24/2020

Morgan Stanley Capital Services

LLC

Sell N/A 2,262 Swaps

6/24/2020

Morgan Stanley Capital Services

LLC

Sell N/A 233 Swaps

6/24/2020

Morgan Stanley Capital Services

LLC

Sell N/A 39,916 Swaps

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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