NZX Shareholder Metrics – June 2020

NZX Limited - Monthly Shareholder Metrics
June 2020
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJun 2020Change YoYCapital RaisingJun 2020YTDChange YoY
Total equity securities129-2.3%Total capital raisings $1,441 m$8,192 m6.5%
Total fund securities450.0%
Total retail debt securities1340.0%New Capital Listed
Total wholesale debt securities740.0%Total capital listed by all issuers-$2,300 m-43.2%
Total other securities4-20.0%
Total listed securities319-0.6%Equity listings---100.0%
Fund listings---100.0%
Retail debt listings-$1,500 m-40.7%
Total NZX Main Board equity issuers1271.6%Wholesale debt listings-$800 m-45.6%
Total NZX Main Board fund issuers450.0%
Total NZX Debt Market retail debt issuers49-2.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers20.0%Total capital raised by all issuers$1,441 m$5,892 m61.6%
Total other issuers40.0%
Total unique issuers198-2.0%Total equity raised - NZ issuers$1,008 m$3,141 m133.6%
Total equity raised - dual or foreign issuer$1 m$1 m-99.9%
Total funds raised - NZ issuers$99 m$627 m132.2%
Market CapitalisationJun 2020Change YoY% of GDP
Total funds raised - dual or foreign issuer$15 m$358 m46.1%
Total market capitalisation$200,191 m7.7%64.4%Total retail debt raised$318 m$1,208 m121.1%
Total wholesale debt raised-$557 m-
All equity$158,509 m6.3%51.0%
All funds$4,989 m16.8%1.6%
All other$9 m-0.7%0.0%Total number of secondary capital raising events2841,47094.2%
Total NZX Main Board$163,507 m6.6%52.6%Equity issuers - capital raised < $10m331555.4%
Equity issuers - capital raised ≥ $10m < $100m72161.5%
Retail debt$32,023 m5.4%10.3%Equity issuers - capital raised ≥ $100m4833.3%
Green bonds$900 m38.5%0.3%Fund issuers - capital raised2351,265118.1%
Wholesale debt$3,761 m154.96%1.2%Retail debt issuers - capital raised52081.8%
Total NZX Debt Market$36,684 m12.9%11.8%Wholesale debt issuers - capital raised-1-
Cash MarketJun 2020Change YoYDerivativesJun 2020Change YoY
Total value traded$5,358 m95.3%Futures - total lots traded23,445-19.8%
Daily average value traded$255 m76.7%Options - total lots traded6,590-37.0%
On-market value traded$3,270 m95.3%Total derivatives lots traded30,035-24.3%
% of value on-market61.0%0.0%Total derivatives lots traded - YTD205,6269.6%
Total trades1,304,605228.9%Open interest77,56316.4%
Daily average trades62,124197.6%Notional value traded ($USD)$140 m-2.2%
Options to futures ratio28.1%-21.4%
Block trade %0.0%-100.0%
Total Equity Transactions
Total trades1,301,144230.0%
Derivatives Total Lots Traded 2018 / 2019 / 2020
Value traded$5,217 m98.7%
% of value on-market61.8%-1.7%
Average on-market trade size$2,483-41.1%
Total Debt Transactions
Total trades3,46144.6%
Value traded $141 m20.0%
Cumulative Numbers - YTD
Number of trades5,894,454215.8%
Total value traded$27,931 m52.3%
% of value on-market62.4%21.1%

NZX Indices PerformanceJun 2020Change YoYClearing House / DepositoryJun 2020Change YoY
S&P/NZX 50 Index (Gross)11,4519.0%Gross value of cleared trades over month$5,371 m94.5%
S&P/NZX 50 Index (Capital)4,8546.0%Collateral held at month end$77 m115.6%
S&P/NZX 50 Portfolio Index6,5540.5%Depository transactions8,319327.1%
S&P/NZX Primary Sector Index16,3112.1%Assets under custody in depository$3,725 m317.6%
S&P/NZX NZ Fixed Interest Composite Index1285.4%Value of stock lent over month*--100.0%
S&P/NZX A-Grade Bond Index5,9345.8%
* Due to changes in custodian, NZX Clearing currently has no Participants offering lending
through its centralised clearing book. Smartshares is completing its own bilateral lending
programme.

Direct Data ProductsJun 2020Change YoYDairy Data SubscriptionsJun 2020Change YoY
Proprietary security subscription products*3140.0%Dairy data subscriptions*467-11.0%
- products ≥ $3,000 p.a.*108-1.8% - products ≥ $1,500 p.a. *105-18.0%
- products < $3,000 p.a.*2061.0% - products < $1,500 p.a. *362-8.8%
* Proprietary security subscription products have been restated (including comparatives) to
exclude subscriptions relating to the FundSource business which was sold during June 2019
and to consolidate multi-user licences to reflect the parent subscription only.
* Dairy Data Subscriptions have been restated (including comparatives) to consolidate multi-
user licences to reflect the parent subscription only.
Wholesale DataJun 2020Change YoYEnergy ContractsJun 2020Change YoY
Terminal numbers - professional6,217-0.3%Operating / Technology contracts176.3%
Terminal numbers - retail2,69293.4%- contracts ≥ $500k p.a.40.0%
Licences - value ≥ $20k p.a.4310.3%- contracts < $500k p.a.138.3%
Licences - value < $20k p.a.815.2%
Fund Management
Total external funds under management$3,945 m14.2%
SuperLifeJun 2020Change YoY
Funds under management - KiwiSaver$1,006 m9.3%
Funds under management - other$1,530 m4.9%
Total$2,536 m6.6%
SmartsharesJun 2020Change YoY
Funds under management - external$1,408 m30.8%
Funds under management - SuperLife funds$2,140 m12.0%
Total$3,548 m18.8%
Units on issue1,358 m23.6%
Value of stock lent over month*$355 m-
* Due to changes in custodian, Smartshares is no longer offering securities through the NZX Clearing centralised clearing book and is now lending exclusively through
its own stock lending programme.
Wealth Technologies
Funds under administration$3,080 m46.1%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com