ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure9 October 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


9 October 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 9 October 2020

The previous notice was given to the ASX on: 25 September 2020

The previous notice was dated: 25 September 2020

2. Issued Share Capital

2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at

8 October 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,769,834 0.13%


3,808,386 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,769,834 0.13%


3,808,386 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

86,798 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,151,365 0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,340,000 0.05%


Aggregation


3,808,386 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

25/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

36,610.56

Ordinary fully

paid

2,000

28/09/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

3,858

28/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

27,445.75

Ordinary fully

paid

1,502

28/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,053.20

Ordinary fully

paid

-116

28/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,301.00

Ordinary fully

paid

-130

28/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,115.10

Ordinary fully

paid

-63

28/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,185.90

Ordinary fully

paid

-67



29/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

162,961.04

Ordinary fully

paid

8,498

29/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

191,362.40

Ordinary fully

paid

10,000

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

383.81

Ordinary fully

paid

20

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,216.03

Ordinary fully

paid

167

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,140.40

Ordinary fully

paid

215

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

76.76

Ordinary fully

paid

4

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

674.02

Ordinary fully

paid

35

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

172.71

Ordinary fully

paid

9

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,482.85

Ordinary fully

paid

77

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,074.67

Ordinary fully

paid

56

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,492.64

Ordinary fully

paid

441



30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

249.48

Ordinary fully

paid

13

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,118.35

Ordinary fully

paid

110

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,631.19

Ordinary fully

paid

85

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,941.16

Ordinary fully

paid

672

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 671.67

Ordinary fully

paid

-35

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

307.05

Ordinary fully

paid

16

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,522.76

Ordinary fully

paid

131

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

211.10

Ordinary fully

paid

11

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,810.22

Ordinary fully

paid

94

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,130.15

Ordinary fully

paid

111

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,927.51

Ordinary fully

paid

879



30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.19

Ordinary fully

paid

-1

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,036.29

Ordinary fully

paid

-54

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,341.24

Ordinary fully

paid

-122

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 690.86

Ordinary fully

paid

-36

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 767.62

Ordinary fully

paid

-40

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 230.29

Ordinary fully

paid

-12

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,976.62

Ordinary fully

paid

-103

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

441.38

Ordinary fully

paid

23

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,581.92

Ordinary fully

paid

186

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

575.72

Ordinary fully

paid

30

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,602.59

Ordinary fully

paid

239



30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

479.76

Ordinary fully

paid

25

30/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,697.48

Ordinary fully

paid

192

1/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,572.64

Ordinary fully

paid

400

2/10/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

85

6/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,019.73

Ordinary fully

paid

-57

6/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 196.79

Ordinary fully

paid

-11

6/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 143.12

Ordinary fully

paid

-8

6/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 697.71

Ordinary fully

paid

-39

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

153.13

Ordinary fully

paid

8




7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,535.56

Ordinary fully

paid

132

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

153.13

Ordinary fully

paid

8

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,324.25

Ordinary fully

paid

121

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,397.97

Ordinary fully

paid

-282

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

478.54

Ordinary fully

paid

25

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,203.27

Ordinary fully

paid

375

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

38.28

Ordinary fully

paid

2

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

749.14

Ordinary fully

paid

39

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

459.40

Ordinary fully

paid

24

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,665.44

Ordinary fully

paid

347




7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

401.98

Ordinary fully

paid

21

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,935.50

Ordinary fully

paid

309

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,071.94

Ordinary fully

paid

56

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,943.26

Ordinary fully

paid

830

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

57.43

Ordinary fully

paid

3

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,018.07

Ordinary fully

paid

53

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

95.71

Ordinary fully

paid

5

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,459.86

Ordinary fully

paid

76

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

497.69

Ordinary fully

paid

26

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,318.53

Ordinary fully

paid

381




7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

153.13

Ordinary fully

paid

8

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,439.52

Ordinary fully

paid

127

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

288.13

Ordinary fully

paid

15

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

995.37

Ordinary fully

paid

52

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,040.45

Ordinary fully

paid

783

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 650.82

Ordinary fully

paid

-34

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

57.43

Ordinary fully

paid

3

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,056.48

Ordinary fully

paid

55

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

382.83

Ordinary fully

paid

20

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,512.91

Ordinary fully

paid

287




7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

133.99

Ordinary fully

paid

7

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,093.75

Ordinary fully

paid

109

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

382.83

Ordinary fully

paid

20

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,551.32

Ordinary fully

paid

289

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

76.57

Ordinary fully

paid

4

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,267.77

Ordinary fully

paid

66

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

248.84

Ordinary fully

paid

13

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,611.25

Ordinary fully

paid

188

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

210.56

Ordinary fully

paid

11

7/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,457.57

Ordinary fully

paid

180




8/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

86,988.23

Ordinary fully

paid

4,500



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

9 October 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.