Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
9 October 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 9 October 2020
The previous notice was given to the ASX on: 25 September 2020
The previous notice was dated: 25 September 2020
2. Issued Share Capital
2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at
8 October 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,769,834 0.13%
3,808,386 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,769,834 0.13%
3,808,386 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
86,798 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,151,365 0.07%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,340,000 0.05%
Aggregation
3,808,386 0.13%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
25/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
36,610.56
Ordinary fully
paid
2,000
28/09/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
3,858
28/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
27,445.75
Ordinary fully
paid
1,502
28/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,053.20
Ordinary fully
paid
-116
28/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,301.00
Ordinary fully
paid
-130
28/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,115.10
Ordinary fully
paid
-63
28/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,185.90
Ordinary fully
paid
-67
29/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
162,961.04
Ordinary fully
paid
8,498
29/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
191,362.40
Ordinary fully
paid
10,000
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
383.81
Ordinary fully
paid
20
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,216.03
Ordinary fully
paid
167
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,140.40
Ordinary fully
paid
215
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
76.76
Ordinary fully
paid
4
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
674.02
Ordinary fully
paid
35
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
172.71
Ordinary fully
paid
9
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,482.85
Ordinary fully
paid
77
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,074.67
Ordinary fully
paid
56
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,492.64
Ordinary fully
paid
441
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
249.48
Ordinary fully
paid
13
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,118.35
Ordinary fully
paid
110
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,631.19
Ordinary fully
paid
85
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,941.16
Ordinary fully
paid
672
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 671.67
Ordinary fully
paid
-35
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
307.05
Ordinary fully
paid
16
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,522.76
Ordinary fully
paid
131
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
211.10
Ordinary fully
paid
11
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,810.22
Ordinary fully
paid
94
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,130.15
Ordinary fully
paid
111
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,927.51
Ordinary fully
paid
879
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 19.19
Ordinary fully
paid
-1
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,036.29
Ordinary fully
paid
-54
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,341.24
Ordinary fully
paid
-122
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 690.86
Ordinary fully
paid
-36
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 767.62
Ordinary fully
paid
-40
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 230.29
Ordinary fully
paid
-12
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,976.62
Ordinary fully
paid
-103
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
441.38
Ordinary fully
paid
23
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,581.92
Ordinary fully
paid
186
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
575.72
Ordinary fully
paid
30
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,602.59
Ordinary fully
paid
239
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
479.76
Ordinary fully
paid
25
30/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,697.48
Ordinary fully
paid
192
1/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,572.64
Ordinary fully
paid
400
2/10/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
85
6/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,019.73
Ordinary fully
paid
-57
6/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 196.79
Ordinary fully
paid
-11
6/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 143.12
Ordinary fully
paid
-8
6/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 697.71
Ordinary fully
paid
-39
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
153.13
Ordinary fully
paid
8
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,535.56
Ordinary fully
paid
132
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
153.13
Ordinary fully
paid
8
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,324.25
Ordinary fully
paid
121
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,397.97
Ordinary fully
paid
-282
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
478.54
Ordinary fully
paid
25
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,203.27
Ordinary fully
paid
375
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
38.28
Ordinary fully
paid
2
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
749.14
Ordinary fully
paid
39
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
459.40
Ordinary fully
paid
24
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,665.44
Ordinary fully
paid
347
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
401.98
Ordinary fully
paid
21
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,935.50
Ordinary fully
paid
309
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,071.94
Ordinary fully
paid
56
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,943.26
Ordinary fully
paid
830
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
57.43
Ordinary fully
paid
3
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,018.07
Ordinary fully
paid
53
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
95.71
Ordinary fully
paid
5
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,459.86
Ordinary fully
paid
76
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
497.69
Ordinary fully
paid
26
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,318.53
Ordinary fully
paid
381
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
153.13
Ordinary fully
paid
8
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,439.52
Ordinary fully
paid
127
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
288.13
Ordinary fully
paid
15
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
995.37
Ordinary fully
paid
52
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,040.45
Ordinary fully
paid
783
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 650.82
Ordinary fully
paid
-34
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
57.43
Ordinary fully
paid
3
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,056.48
Ordinary fully
paid
55
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
382.83
Ordinary fully
paid
20
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,512.91
Ordinary fully
paid
287
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
133.99
Ordinary fully
paid
7
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,093.75
Ordinary fully
paid
109
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
382.83
Ordinary fully
paid
20
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,551.32
Ordinary fully
paid
289
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
76.57
Ordinary fully
paid
4
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,267.77
Ordinary fully
paid
66
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
248.84
Ordinary fully
paid
13
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,611.25
Ordinary fully
paid
188
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
210.56
Ordinary fully
paid
11
7/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,457.57
Ordinary fully
paid
180
8/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
86,988.23
Ordinary fully
paid
4,500
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
9 October 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.