Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
22 October 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 22 October 2020
The previous notice was given to the ASX on: 9 October 2020
The previous notice was dated: 9 October 2020
2. Issued Share Capital
2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at
21 October 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,808,386 0.13%
3,823,147 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,808,386 0.13%
3,823,147 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
87,939 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,151,365 0.07%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,353,620 0.05%
Aggregation
3,823,147 0.13%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
193,313.91
Ordinary fully
paid
9,547
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,280.42
Ordinary fully
paid
113
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
726.51
Ordinary fully
paid
36
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
746.69
Ordinary fully
paid
37
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,280.42
Ordinary fully
paid
-113
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 726.51
Ordinary fully
paid
-36
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 746.69
Ordinary fully
paid
-37
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 595.52
Ordinary fully
paid
-32
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 4,056.98
Ordinary fully
paid
-218
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,172.43
Ordinary fully
paid
-63
9/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,209.65
Ordinary fully
paid
-65
12/10/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,141
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29,774.74
Ordinary fully
paid
-1,462
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,873.63
Ordinary fully
paid
230
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
992.44
Ordinary fully
paid
47
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,450.59
Ordinary fully
paid
446
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,942.65
Ordinary fully
paid
92
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,737.56
Ordinary fully
paid
82
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
337.85
Ordinary fully
paid
16
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,679.60
Ordinary fully
paid
504
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,217.16
Ordinary fully
paid
105
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 485.66
Ordinary fully
paid
-23
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 654.59
Ordinary fully
paid
-31
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 232.27
Ordinary fully
paid
-11
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,653.03
Ordinary fully
paid
-173
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 485.66
Ordinary fully
paid
-23
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,221.59
Ordinary fully
paid
388
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,710.38
Ordinary fully
paid
81
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,246.10
Ordinary fully
paid
106
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
443.43
Ordinary fully
paid
21
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,818.22
Ordinary fully
paid
133
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
570.13
Ordinary fully
paid
27
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,048.23
Ordinary fully
paid
-97
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 844.63
Ordinary fully
paid
-40
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 84.46
Ordinary fully
paid
-4
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 253.39
Ordinary fully
paid
-12
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,259.39
Ordinary fully
paid
-107
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,746.48
Ordinary fully
paid
224
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,673.98
Ordinary fully
paid
79
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
337.85
Ordinary fully
paid
16
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,797.03
Ordinary fully
paid
132
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
570.13
Ordinary fully
paid
27
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 654.59
Ordinary fully
paid
-31
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,118.97
Ordinary fully
paid
100
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
422.32
Ordinary fully
paid
20
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,052.84
Ordinary fully
paid
616
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,702.82
Ordinary fully
paid
128
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,182.48
Ordinary fully
paid
-56
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,138.69
Ordinary fully
paid
-196
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,076.58
Ordinary fully
paid
98
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
422.32
Ordinary fully
paid
20
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,893.01
Ordinary fully
paid
986
14/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,307.62
Ordinary fully
paid
204
16/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,128.28
Ordinary fully
paid
1,156
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,147.01
Ordinary fully
paid
55
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
397.62
Ordinary fully
paid
19
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,007.17
Ordinary fully
paid
336
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,322.97
Ordinary fully
paid
111
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,480.68
Ordinary fully
paid
-71
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,814.36
Ordinary fully
paid
-87
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,357.60
Ordinary fully
paid
161
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,130.09
Ordinary fully
paid
54
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,501.54
Ordinary fully
paid
-72
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 83.42
Ordinary fully
paid
-4
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,397.26
Ordinary fully
paid
-67
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 291.97
Ordinary fully
paid
-14
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,105.30
Ordinary fully
paid
-53
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 208.55
Ordinary fully
paid
-10
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,835.20
Ordinary fully
paid
-88
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,334.70
Ordinary fully
paid
-64
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,522.39
Ordinary fully
paid
73
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
523.19
Ordinary fully
paid
25
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,526.49
Ordinary fully
paid
265
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,820.70
Ordinary fully
paid
87
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 938.46
Ordinary fully
paid
-45
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,334.70
Ordinary fully
paid
-64
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 834.19
Ordinary fully
paid
-40
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 709.06
Ordinary fully
paid
-34
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,251.28
Ordinary fully
paid
-60
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 417.09
Ordinary fully
paid
-20
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,544.27
Ordinary fully
paid
-122
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 563.08
Ordinary fully
paid
-27
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,044.78
Ordinary fully
paid
-146
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,316.92
Ordinary fully
paid
-207
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 667.35
Ordinary fully
paid
-32
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,545.30
Ordinary fully
paid
-170
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,001.02
Ordinary fully
paid
-48
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 980.17
Ordinary fully
paid
-47
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,335.72
Ordinary fully
paid
112
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
795.25
Ordinary fully
paid
38
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 208.55
Ordinary fully
paid
-10
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,795.55
Ordinary fully
paid
-182
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 20.85
Ordinary fully
paid
-1
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,772.65
Ordinary fully
paid
-85
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 771.62
Ordinary fully
paid
-37
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,550.42
Ordinary fully
paid
410
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,825.23
Ordinary fully
paid
135
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,693.33
Ordinary fully
paid
273
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,883.49
Ordinary fully
paid
90
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,629.74
Ordinary fully
paid
222
21/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,548.65
Ordinary fully
paid
74
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
22 October 2020
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