ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure22 October 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


22 October 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 22 October 2020

The previous notice was given to the ASX on: 9 October 2020

The previous notice was dated: 9 October 2020

2. Issued Share Capital

2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at

21 October 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,808,386 0.13%


3,823,147 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,808,386 0.13%


3,823,147 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

87,939 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,151,365 0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,353,620 0.05%


Aggregation


3,823,147 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

193,313.91

Ordinary fully

paid

9,547

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,280.42

Ordinary fully

paid

113

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

726.51

Ordinary fully

paid

36

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

746.69

Ordinary fully

paid

37

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,280.42

Ordinary fully

paid

-113

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 726.51

Ordinary fully

paid

-36

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 746.69

Ordinary fully

paid

-37

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 595.52

Ordinary fully

paid

-32




9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,056.98

Ordinary fully

paid

-218

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,172.43

Ordinary fully

paid

-63

9/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,209.65

Ordinary fully

paid

-65

12/10/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,141

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 29,774.74

Ordinary fully

paid

-1,462

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,873.63

Ordinary fully

paid

230

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

992.44

Ordinary fully

paid

47

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,450.59

Ordinary fully

paid

446

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,942.65

Ordinary fully

paid

92




14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,737.56

Ordinary fully

paid

82

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

337.85

Ordinary fully

paid

16

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,679.60

Ordinary fully

paid

504

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,217.16

Ordinary fully

paid

105

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 485.66

Ordinary fully

paid

-23

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 654.59

Ordinary fully

paid

-31

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 232.27

Ordinary fully

paid

-11

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,653.03

Ordinary fully

paid

-173

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 485.66

Ordinary fully

paid

-23

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,221.59

Ordinary fully

paid

388




14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,710.38

Ordinary fully

paid

81

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,246.10

Ordinary fully

paid

106

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

443.43

Ordinary fully

paid

21

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,818.22

Ordinary fully

paid

133

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

570.13

Ordinary fully

paid

27

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,048.23

Ordinary fully

paid

-97

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 844.63

Ordinary fully

paid

-40

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 84.46

Ordinary fully

paid

-4

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 253.39

Ordinary fully

paid

-12

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,259.39

Ordinary fully

paid

-107




14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,746.48

Ordinary fully

paid

224

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,673.98

Ordinary fully

paid

79

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

337.85

Ordinary fully

paid

16

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,797.03

Ordinary fully

paid

132

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

570.13

Ordinary fully

paid

27

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 654.59

Ordinary fully

paid

-31

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,118.97

Ordinary fully

paid

100

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

422.32

Ordinary fully

paid

20

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,052.84

Ordinary fully

paid

616

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,702.82

Ordinary fully

paid

128




14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,182.48

Ordinary fully

paid

-56

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,138.69

Ordinary fully

paid

-196

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,076.58

Ordinary fully

paid

98

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

422.32

Ordinary fully

paid

20

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,893.01

Ordinary fully

paid

986

14/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,307.62

Ordinary fully

paid

204

16/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

24,128.28

Ordinary fully

paid

1,156

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,147.01

Ordinary fully

paid

55

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

397.62

Ordinary fully

paid

19

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,007.17

Ordinary fully

paid

336




21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,322.97

Ordinary fully

paid

111

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,480.68

Ordinary fully

paid

-71

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,814.36

Ordinary fully

paid

-87

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,357.60

Ordinary fully

paid

161

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,130.09

Ordinary fully

paid

54

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,501.54

Ordinary fully

paid

-72

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 83.42

Ordinary fully

paid

-4

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,397.26

Ordinary fully

paid

-67

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 291.97

Ordinary fully

paid

-14

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,105.30

Ordinary fully

paid

-53




21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 208.55

Ordinary fully

paid

-10

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,835.20

Ordinary fully

paid

-88

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,334.70

Ordinary fully

paid

-64

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,522.39

Ordinary fully

paid

73

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

523.19

Ordinary fully

paid

25

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,526.49

Ordinary fully

paid

265

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,820.70

Ordinary fully

paid

87

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 938.46

Ordinary fully

paid

-45

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,334.70

Ordinary fully

paid

-64

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 834.19

Ordinary fully

paid

-40




21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 709.06

Ordinary fully

paid

-34

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,251.28

Ordinary fully

paid

-60

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 417.09

Ordinary fully

paid

-20

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,544.27

Ordinary fully

paid

-122

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 563.08

Ordinary fully

paid

-27

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,044.78

Ordinary fully

paid

-146

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,316.92

Ordinary fully

paid

-207

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 667.35

Ordinary fully

paid

-32

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,545.30

Ordinary fully

paid

-170

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,001.02

Ordinary fully

paid

-48




21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 980.17

Ordinary fully

paid

-47

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,335.72

Ordinary fully

paid

112

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

795.25

Ordinary fully

paid

38

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 208.55

Ordinary fully

paid

-10

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,795.55

Ordinary fully

paid

-182

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 20.85

Ordinary fully

paid

-1

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,772.65

Ordinary fully

paid

-85

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 771.62

Ordinary fully

paid

-37

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,550.42

Ordinary fully

paid

410

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,825.23

Ordinary fully

paid

135




21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,693.33

Ordinary fully

paid

273

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,883.49

Ordinary fully

paid

90

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,629.74

Ordinary fully

paid

222

21/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,548.65

Ordinary fully

paid

74


Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

22 October 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.