SPH Notice – The Vanguard Group, Inc
100080615/3821102.1
1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Contact Energy Ltd
Date this disclosure made: 3 November 2020
Date on which substantial holding began: 30 October 2020
Substantial product holder(s) giving disclosure
Full name(s): The Vanguard Group, Inc.
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for The Vanguard Group, Inc.
For this disclosure,—
(a) total number held in class: 35,929,711
(b) total in class: 718,565,905
(c) total percentage held in class: 5.000%
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure:
Trade date
Change Price Share Quantity
6-Jul-20 BUY 6.89 4,284
9-Jul-20 BUY 5.78 1,390
14-Jul-20 BUY 5.71 6,992
14-Jul-20 SELL 5.60 (7,052)
14-Jul-20 SELL 5.60 (38,380)
14-Jul-20 BUY 5.60 3,145
15-Jul-20 SELL 5.73 (8,268)
15-Jul-20 SELL 5.73 (2,756)
15-Jul-20 SELL 5.67 (138,343)
16-Jul-20 SELL 5.76 (139,851)
17-Jul-20 SELL 5.72 (138,822)
22-Jul-20 SELL 5.73 (104,819)
28-Jul-20 SELL 5.73 (122,344)
29-Jul-20
SELL
5.70 (13,801)
100080615/3821102.1
2
30-Jul-20 BUY 5.84 832
30-Jul-20
BUY
5.83 1,428
30-Jul-20 BUY 5.77 8,484
31-Jul-20 BUY 5.82 58,027
31-Jul-20 SELL 5.84 (115,137)
31-Jul-20 SELL 5.85 (20,000)
3-Aug-20 BUY 5.85 4,128
3-Aug-20 SELL 5.87 (69,479)
4-Aug-20 BUY 5.96 2,142
6-Aug-20 BUY 6.31 1,428
11-Aug-20 BUY 6.25 3,200
13-Aug-20 BUY 6.15 812
13-Aug-20 SELL 6.15 (2,756)
13-Aug-20 SELL 6.15 (10,243)
17-Aug-20
BUY
6.25 11,349
17-Aug-20 BUY 6.25 15,132
17-Aug-20 BUY 6.25 1,428
18-Aug-20 BUY 6.31 28,695
18-Aug-20 SELL 6.31 (28,695)
20-Aug-20 BUY 6.35 1,428
21-Aug-20 SELL 6.33 (2,795)
21-Aug-20 SELL 6.33 (2,001)
26-Aug-20 BUY 6.29 640
27-Aug-20 BUY 6.25 6,305
31-Aug-20 BUY 6.23 1,280
31-Aug-20 BUY 6.25 9,914
1-Sep-20 BUY 6.21 286,758
1-Sep-20 SELL 6.21 (286,758)
1-Sep-20 BUY 6.27 111,267
2-Sep-20 BUY 6.27 13,171
2-Sep-20 BUY 6.32 2,142
4-Sep-20
BUY
6.35 236
16-Sep-20 BUY 6.37 1,428
16-Sep-20 BUY 6.37 1,280
18-Sep-20 BUY 6.20 1,159
18-Sep-20 BUY 6.15 640
18-Sep-20 SELL 6.21 (19,937)
18-Sep-20 SELL 6.21 (5,821)
18-Sep-20 SELL 6.21 (71,217)
22-Sep-20
BUY
6.42 1,280
25-Sep-20 BUY 6.31 2,142
29-Sep-20 BUY 6.60 307,753
29-Sep-20 SELL 6.60 (307,753)
100080615/3821102.1
3
30-Sep-20 SELL 6.65 (1,465)
30-Sep-20 BUY 6.65 336
30-Sep-20 BUY 6.65 224,503
2-Oct-20 BUY 6.88 455
2-Oct-20 BUY 6.92 6,582
5-Oct-20 BUY 7.07 2,722
5-Oct-20 BUY 7.11 1,428
6-Oct-20 BUY 7.17 2,142
6-Oct-20 BUY 7.17 640
7-Oct-20 BUY 7.27 3,500
7-Oct-20 BUY 7.20 18,657
9-Oct-20 BUY 7.85 12,181
9-Oct-20 BUY 7.85 4,685
9-Oct-20 BUY 7.85 1,428
9-Oct-20 BUY 7.85 2,142
12-Oct-20 BUY 8.10 3,681
22-Oct-20
BUY
7.64 374
23-Oct-20
SELL
7.65 (1,948)
27-Oct-20 BUY 7.55 2,740
27-Oct-20 SELL 7.55 (168,323)
28-Oct-20 SELL 7.50 (10,850)
28-Oct-20 BUY 7.37 1,330
28-Oct-20 SELL 7.51 (155,556)
29-Oct-20 BUY 7.46 665
30-Oct-20 BUY 7.38 11,104
30-Oct-20 BUY 7.37 660
Additional information
Address(es) of substantial product holder(s):
The Vanguard Group Inc. – P.O. Box 2600, V26 Valley Forge, PA 19482 USA
Contact details: Shawn Acker, 001-610-669-8989,
Vanguard_Fund_Compliance@Vanguard.com
Certification
I, Shawn Acker, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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