SPH Notice – J.P. Morgan Chase & Co. and its affiliates

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Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To
New Zealand Stock Exchange
and
To
ArborGen Holdings Limited
Date this disclosure made: 12 Nov 2020
Date last disclosure made: 11 Nov 2020
Date on which substantial holding ceased: 10 Nov 2020
Substantial product holder(s) giving disclosure
Full name(s): J.P. Morgan Chase & Co. and its affiliates
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares
Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A.
For last disclosure,—
(a) total number held in class: 33,453,085
(b) total in class: 499,395,391
(c) total percentage held in class: 6.70%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 20,781,597
(b) total in class: 499,395,391
(c) total percentage held in class: 4.16%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Refer to Appendix attached
Additional information
Address(es) of substantial product holder(s):
Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

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Contact details: Johnovan Lee (+65 6882 1655), asia_compliance_disclosure_of_interest@jpmchase.com
Nature of connection between substantial product holders:
Substantial security holders Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A
Certification
I, James Goodfellow, certify that, to the best of my knowledge and belief, the
information contained in this disclosure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.

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TRADES FOR RELEVANT PERIODAppendix
Transaction DateEntityProduct TypeType of TransactionQuantityPrice (NZD)Consideration (in NZD)
Balance at start of relevant period33,453,085
10-Nov-20J.P. MORGAN SECURITIES LLCEquityShares recalled from Rehypothecation
(12,671,488) -
-$
Balance at end of relevant period20,781,597