SPH Notice – J.P. Morgan Chase & Co. and its affiliates

1
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To New Zealand Stock Exchange
and
To ArborGen Holdings Limited
Date this disclosure made: 11 November 2020
Date on which substantial holding began: 9 November 2020
Substantial product holder(s) giving disclosure
Full name(s): J.P. Morgan Chase & Co. and its affiliates
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A.
For this disclosure,—
(a) total number held in class: 33,453,085
(b) total in class: 499,395,391
(c) total percentage held in class: 6.70%
Details of relevant interests
Details for substantial product holders : Please refer to table below
Nature of relevant interest(s): Please refer to table below
For that relevant interest,—
(a) number held in class: 33,453,085
(b) percentage held in class: 6.70%
(c) current registered holder(s): Please refer to table below
(d) registered holder(s) once transfers are registered: Unknown

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Legal entity Nature of relevant interest(s)
Number
held in
class
Percentage
held in class
Current
registered
holder(s)
JPMORGAN
CHASE BANK, N.A.
Purchase and sales of securities in its
capacity as Principal/Proprietary
55 0.00%
JPMORGAN
CHASE BANK,
N.A.
J.P. MORGAN
SECURITIES LLC
Rehypothecation of client securities
under a Prime Brokerage Agreement
33,453,030 6.70% Citibank NZ

For a derivative relevant interest, also—
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest
in the derivative: N/A
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Refer to Appendix attached
Additional information
Address of substantial product holders:
Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Contact details: Johnovan Lee (+65 6882 1655), asia_compliance_disclosure_of_interest@jpmchase.com

Nature of connection between substantial product holders:
Substantial security holders Nature of association
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.

Name of any other person believed to have given, or believed to be required to give, a disclosure under the
Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates:
N/A
Certification

I, James Goodfellow, c ertify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is
made.

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TRADES FOR RELEVANT PERIODAppendix
Transaction DateEntityProduct TypeType of TransactionQuantityPrice (NZD)Consideration (in NZD)
Balance at start of relevant period55
9-Nov-20J.P. MORGAN SECURITIES LLCEquityShares available for Rehypothecation
33,453,030 -
-$
Balance at end of relevant period33,453,085