Capital Change Notice

Capital Change Notice



Section 1: Issuer information
Name of issuer ArborGen Holdings Limited
NZX ticker code ARB
Class of financial product Ordinary
ISIN (If unknown, check on NZX website) NZRBCE0001S3
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed 216,347
Nominal value (if any) $28,534.01
Issue/acquisition/redemption price per security $0.13189
Nature of the payment (for example, cash or other
consideration)
Pursuant to the terms of an
Executive Fixed Trading Plan
and the CEO’s Revised
Employment Agreement
Amount paid up (if not in full) Fully paid
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the number of
Financial Products of the Class, excluding any Treasury
Stock, in existence)
1

0.04%
For an issue of Convertible Financial Products or Options, the
principal terms of Conversion (for example the Conversion
price and Conversion date and the ranking of the Financial
Product in relation to other Classes of Financial Product) or
the Option (for example, the exercise price and exercise date)
Not applicable


1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Reason for issue/acquisition/redemption and specific authority
for issue/acquisition/redemption/ (the reason for change must
be identified here)
Pursuant to the terms of an
Executive Fixed Trading Plan
and the CEO’s Revised
Employment Agreement (in
accordance with section 260 of
the Financial Markets Conduct
Act 2013). Under the
Executive Fixed Trading Plan
the CEO has agreed to receive
20% of his Salary (net of tax
withholdings) in Shares,
payable in two separate
tranches each year. The Board
has resolved to issue shares
for the first period (16 August –
31 December 2020) under the
Executive Fixed Trading Plan

Total number of Financial Products of the Class after the
issue/acquisition/redemption/Conversion (excluding Treasury
Stock) and the total number of Financial Products of the Class
held as Treasury Stock after the issue/acquisition/redemption.
499,611,738
In the case of an acquisition of shares, whether those shares
are to be held as treasury stock
Not applicable
Specific authority for the issue, acquisition, or redemption,
including a reference to the rule pursuant to which the issue,
acquisition, or redemption is made
Authorised by a resolution of
the Board. The issue is made
pursuant to NZX Listing Rule
4.5.1
Terms or details of the issue, acquisition, or redemption (for
example: restrictions, escrow arrangements)
Not applicable
Date of issue/acquisition/redemption
2
30 November 2020
Section 3: Authority for this announcement and contact person
Name of person

authorised to make this announcement Sharon Ludher-Chandra
Contact person for this announcement Sharon Ludher-Chandra
Contact phone number 021 898624
Contact email address sharon@arborgenholdings.com
Date of release through MAP

30 November 2020




2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).