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SPH Notice – The Vanguard Group, Inc.

Substantial Holder Notice3 December 2020CENUtilities

100080615/3821102.1
1

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the

form.

To NZX Limited

and

To Contact Energy Ltd

Date this disclosure made: 3 December 2020

Date on which substantial holding began: 30 November 2020

Substantial product holder(s) giving disclosure

Full name(s): The Vanguard Group, Inc.

Summary of substantial holding

Class of quoted voting products: Ordinary shares

Summary for The Vanguard Group, Inc.

For this disclosure,—

(a) total number held in class: 35,955,830

(b) total in class: 718,565,905

(c) total percentage held in class: 5.004%

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure:

Trade Date Change Price Shares

31 Jul 2020

BUY 5.82 58,027

31 Jul 2020 SELL 5.84 (115,137)

31 Jul 2020 SELL 5.85 (20,000)

03 Aug 2020 SELL 5.87 (69,479)

03 Aug 2020 BUY 5.85 4,128

04 Aug 2020 BUY 5.96 2,142

06 Aug 2020 BUY 6.31 1,428

11 Aug 2020 BUY 6.25 3,200

13 Aug 2020 SELL 6.15 (2,756)

13 Aug 2020 SELL 6.15 (10,243)

13 Aug 2020 BUY 6.15 812

17 Aug 2020 BUY 6.25 11,349

17 Aug 2020 BUY 6.25 15,132



100080615/3821102.1

2

17 Aug 2020 BUY 6.25 1,428

18 Aug 2020 SELL 6.31 (28,695)

18 Aug 2020 BUY 6.31 28,695

20 Aug 2020 BUY 6.35 1,428

21 Aug 2020 SELL 6.33 (2,795)

21 Aug 2020 SELL 6.33 (2,001)

26 Aug 2020 BUY 6.29 640

27 Aug 2020 BUY 6.25 6,305

31 Aug 2020 BUY 6.23 1,280

31 Aug 2020 BUY 6.25 9,914

01 Sep 2020 SELL 6.21 (286,758)

01 Sep 2020 BUY 6.21 286,758

01 Sep 2020 BUY 6.27 111,267

02 Sep 2020 BUY 6.32 2,142

02 Sep 2020 BUY 6.27 13,171

04 Sep 2020 BUY 6.35 236

16 Sep 2020 BUY 6.37 1,428

16 Sep 2020 BUY 6.37 1,280

18 Sep 2020 BUY 6.20 1,159

18 Sep 2020 SELL 6.21 (19,937)

18 Sep 2020 BUY 6.15 640

18 Sep 2020 SELL 6.21 (5,821)

18 Sep 2020 SELL 6.21 (71,217)

22 Sep 2020 BUY 6.42 1,280

25 Sep 2020 BUY 6.31 2,142

29 Sep 2020 SELL 6.60 (307,753)

29 Sep 2020 BUY 6.60 307,753

30 Sep 2020 SELL 6.65 (1,465)

30 Sep 2020 BUY 6.65 224,503

30 Sep 2020 BUY 6.65 336

02 Oct 2020 BUY 6.88 455

02 Oct 2020 BUY 6.92 6,582

05 Oct 2020 BUY 7.11 1,428

05 Oct 2020 BUY 7.07 2,722

06 Oct 2020 BUY 7.17 2,142

06 Oct 2020 BUY 7.17 640

07 Oct 2020 BUY 7.20 18,657

07 Oct 2020 BUY 7.27 3,500

09 Oct 2020 BUY 7.85 12,181

09 Oct 2020 BUY 7.85 4,685

09 Oct 2020 BUY 7.85 1,428

09 Oct 2020 BUY 7.85 2,142

12 Oct 2020 BUY 8.10 3,681



100080615/3821102.1

3

22 Oct 2020 BUY 7.64 374

23 Oct 2020 SELL 7.65 (1,948)

27 Oct 2020 SELL 7.55 (168,323)

27 Oct 2020 BUY 7.55 2,740

28 Oct 2020 BUY 7.37 1,330

28 Oct 2020 SELL 7.51 (155,556)

28 Oct 2020 SELL 7.50 (10,850)

29 Oct 2020 BUY 7.46 665

30 Oct 2020 BUY 7.37 660

30 Oct 2020 BUY 7.38 11,104

02 Nov 2020 BUY 7.39 1,320

02 Nov 2020 BUY 7.35 370

03 Nov 2020 BUY 7.32 5,413

03 Nov 2020 BUY 7.58 3,960

03 Nov 2020 BUY 7.58 1,995

04 Nov 2020 BUY 7.60 1,320

05 Nov 2020 BUY 7.63 319

10 Nov 2020 SELL 7.91 (209,919)

12 Nov 2020 BUY 8.14 13,581

12 Nov 2020 BUY 8.18 368

12 Nov 2020 BUY 8.18 11,260

16 Nov 2020 BUY 8.07 1,330

18 Nov 2020 BUY 7.72 1,330

24 Nov 2020 BUY 7.70 368

25 Nov 2020 BUY 7.74 12,753

26 Nov 2020 BUY 7.66 2,730

30 Nov 2020 BUY 7.80 57,222

30 Nov 2020 BUY 7.80 120,030

30 Nov 2020 BUY 7.80 369


Additional information

Address(es) of substantial product holder(s):

The Vanguard Group Inc. – P.O. Box 2600, V26 Valley Forge, PA 19482 USA

Contact details: Shawn Acker, 001-610-669-8989,

Vanguard_Fund_Compliance@Vanguard.com

Certification

I, Shawn Acker, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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