Change of Director’s Interest Notice

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity
Australia and New Zealand Banking Group Limited
ABN
11 005 357 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

Name of Director
Shayne Cary Elliott
Date of last notice
1 October 2020

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



Ordinary Shares:

Direct or indirect interest
Direct – 5,599
Indirect – 291,099
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.

ANZEST Pty Ltd
- ANZ Employee Share Acquisition
Plan

Elliott Pty Ltd as trustee for Elliott
Family Trust

Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited





Ordinary Shares 79,877



Ordinary Shares 0


Ordinary Shares 0

Ordinary Shares 211,222
Date of change
30 November 2020

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 2 01/01/2011

No. of securities held prior to change
296,698
Class
Ordinary Shares
Number acquired (direct)
34,733
Number disposed (direct)
N/A
Number acquired (indirect)

N/A
Number disposed (indirect)
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

No amount is payable by Mr Elliott in
relation to these ordinary shares.
No. of securities held after change

Direct – increased (by 34,733)
Indirect – unchanged
ANZEST Pty Ltd
 ANZ Employee Share Acquisition
Plan
Elliott Pty Ltd as trustee for Elliott Family
Trust
Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited



Total of interest


40,332

79,877


0

0


211,222


331,431

Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
34,733 Performance Rights granted on 17
December 2015 vested on 17 December
2018. The vested Performance Rights were
converted to ordinary shares on 30 November
2020 and are held directly.

Options over unissued ordinary shares:

Direct or indirect interest
Direct – 456,458
Indirect – Nil
Date of change
30 November 2020
No. of options held prior to change
456,458
Class
Options over unissued Ordinary Shares
Number of options acquired (direct)
N/A

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Number of options disposed (direct)
34,733
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

No amount was payable by Mr Elliott
No. of options held after change

Direct – decreased (by 34,733)

Indirect – unchanged

421,725
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
34,733 Performance Rights granted on 17
December 2015 vested on 17 December
2018. The vested Performance Rights were
converted to ordinary shares on 30 November
2020 and are held directly.

Part 2 – Change of director’s interests in contracts - Nil


Part 3 –
+
Closed period

Were the interests in the securities or contracts
detailed above traded during a
+
closed period
where prior written clearance was required?
No
If so, was prior written clearance provided to allow
the trade to proceed during this period?
N/A
If prior written clearance was provided, on what
date was this provided?
N/A





..................................
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
4 December 2020