Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
11 December 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 11 December 2020
The previous notice was given to the ASX on: 27 November 2020
The previous notice was dated: 27 November 2020
2. Issued Share Capital
2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at
10 December 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,080,424 0.14%
4,294,622 0.15%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,080,424 0.14%
4,294,622 0.15%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
1,125 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,479,927 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,383,347 0.05%
Aggregation
4,294,622 0.15%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
2/12/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
85
2/12/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
2,295,766.70
Ordinary fully
paid
100,000
2/12/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
2,531,154.99
Ordinary fully
paid
109,809
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,155.89
Ordinary fully
paid
90
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
600.66
Ordinary fully
paid
25
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,491.98
Ordinary fully
paid
438
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,811.06
Ordinary fully
paid
117
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
407.22
Ordinary fully
paid
17
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
120.13
Ordinary fully
paid
5
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 263.50
Ordinary fully
paid
-11
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 95.82
Ordinary fully
paid
-4
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 119.77
Ordinary fully
paid
-5
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,084.02
Ordinary fully
paid
-87
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 814.45
Ordinary fully
paid
-34
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 71.86
Ordinary fully
paid
-3
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,988.21
Ordinary fully
paid
83
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
552.60
Ordinary fully
paid
23
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 143.72
Ordinary fully
paid
-6
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 47.91
Ordinary fully
paid
-2
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 598.86
Ordinary fully
paid
-25
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,197.71
Ordinary fully
paid
-50
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,053.99
Ordinary fully
paid
-44
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 215.59
Ordinary fully
paid
-9
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,904.55
Ordinary fully
paid
163
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,033.12
Ordinary fully
paid
43
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,269.58
Ordinary fully
paid
-53
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 11,689.70
Ordinary fully
paid
-488
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,419.38
Ordinary fully
paid
101
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
624.68
Ordinary fully
paid
26
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,970.33
Ordinary fully
paid
-124
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,323.57
Ordinary fully
paid
-97
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,940.30
Ordinary fully
paid
-81
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 718.63
Ordinary fully
paid
-30
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,311.77
Ordinary fully
paid
180
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,153.26
Ordinary fully
paid
48
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 574.90
Ordinary fully
paid
-24
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,988.21
Ordinary fully
paid
83
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
552.60
Ordinary fully
paid
23
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 455.13
Ordinary fully
paid
-19
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,006.08
Ordinary fully
paid
-42
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 527.00
Ordinary fully
paid
-22
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,173.76
Ordinary fully
paid
-49
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,479.45
Ordinary fully
paid
-187
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,329.65
Ordinary fully
paid
-139
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 838.40
Ordinary fully
paid
-35
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,012.16
Ordinary fully
paid
84
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
552.60
Ordinary fully
paid
23
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,365.40
Ordinary fully
paid
57
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
384.42
Ordinary fully
paid
16
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 95.82
Ordinary fully
paid
-4
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,437.26
Ordinary fully
paid
-60
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
886.31
Ordinary fully
paid
37
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
264.29
Ordinary fully
paid
11
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,611.39
Ordinary fully
paid
276
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,753.91
Ordinary fully
paid
73
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,994.29
Ordinary fully
paid
125
2/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
792.87
Ordinary fully
paid
33
7/12/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
292
7/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
26,043.48
Ordinary fully
paid
1,054
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,908.58
Ordinary fully
paid
118
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,104.01
Ordinary fully
paid
166
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 517.63
Ordinary fully
paid
-21
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
788.77
Ordinary fully
paid
32
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,186.71
Ordinary fully
paid
48
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 16,243.68
Ordinary fully
paid
-659
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,119.81
Ordinary fully
paid
86
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,991.47
Ordinary fully
paid
121
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,070.51
Ordinary fully
paid
84
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,942.03
Ordinary fully
paid
119
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,035.26
Ordinary fully
paid
-42
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
764.12
Ordinary fully
paid
31
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,137.25
Ordinary fully
paid
46
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
320.44
Ordinary fully
paid
13
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
494.46
Ordinary fully
paid
20
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,017.78
Ordinary fully
paid
163
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,735.72
Ordinary fully
paid
232
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,785.65
Ordinary fully
paid
397
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,968.45
Ordinary fully
paid
565
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
468.33
Ordinary fully
paid
19
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
716.96
Ordinary fully
paid
29
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,700.78
Ordinary fully
paid
-69
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,081.12
Ordinary fully
paid
-125
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,306.40
Ordinary fully
paid
-53
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 369.73
Ordinary fully
paid
-15
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
468.33
Ordinary fully
paid
19
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
716.96
Ordinary fully
paid
29
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,327.92
Ordinary fully
paid
419
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,734.86
Ordinary fully
paid
596
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
542.28
Ordinary fully
paid
22
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
815.85
Ordinary fully
paid
33
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 739.47
Ordinary fully
paid
-30
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,478.94
Ordinary fully
paid
-60
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,218.41
Ordinary fully
paid
-90
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 517.63
Ordinary fully
paid
-21
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,824.02
Ordinary fully
paid
-74
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 566.93
Ordinary fully
paid
-23
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
542.28
Ordinary fully
paid
22
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
815.85
Ordinary fully
paid
33
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,281.75
Ordinary fully
paid
-52
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,686.74
Ordinary fully
paid
109
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,807.33
Ordinary fully
paid
154
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 640.87
Ordinary fully
paid
-26
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,003.75
Ordinary fully
paid
-203
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,355.69
Ordinary fully
paid
-55
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,503.59
Ordinary fully
paid
-61
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,257.10
Ordinary fully
paid
51
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,755.33
Ordinary fully
paid
71
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
468.33
Ordinary fully
paid
19
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
692.24
Ordinary fully
paid
28
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,323.96
Ordinary fully
paid
94
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
887.36
Ordinary fully
paid
36
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,310.32
Ordinary fully
paid
53
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
961.31
Ordinary fully
paid
39
9/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,359.77
Ordinary fully
paid
55
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
11 December 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.