ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure11 December 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


11 December 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 11 December 2020

The previous notice was given to the ASX on: 27 November 2020

The previous notice was dated: 27 November 2020

2. Issued Share Capital

2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at

10 December 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,080,424 0.14%


4,294,622 0.15%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,080,424 0.14%


4,294,622 0.15%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

1,125 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,479,927 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 330,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,383,347 0.05%


Aggregation


4,294,622 0.15%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

2/12/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

85

2/12/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

2,295,766.70

Ordinary fully

paid

100,000

2/12/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

2,531,154.99

Ordinary fully

paid

109,809

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,155.89

Ordinary fully

paid

90

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

600.66

Ordinary fully

paid

25




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,491.98

Ordinary fully

paid

438

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,811.06

Ordinary fully

paid

117

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

407.22

Ordinary fully

paid

17

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

120.13

Ordinary fully

paid

5

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 263.50

Ordinary fully

paid

-11

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 95.82

Ordinary fully

paid

-4

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 119.77

Ordinary fully

paid

-5

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,084.02

Ordinary fully

paid

-87

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 814.45

Ordinary fully

paid

-34

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 71.86

Ordinary fully

paid

-3




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,988.21

Ordinary fully

paid

83

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

552.60

Ordinary fully

paid

23

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 143.72

Ordinary fully

paid

-6

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 47.91

Ordinary fully

paid

-2

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 598.86

Ordinary fully

paid

-25

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,197.71

Ordinary fully

paid

-50

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,053.99

Ordinary fully

paid

-44

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 215.59

Ordinary fully

paid

-9

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,904.55

Ordinary fully

paid

163

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,033.12

Ordinary fully

paid

43




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,269.58

Ordinary fully

paid

-53

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 11,689.70

Ordinary fully

paid

-488

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,419.38

Ordinary fully

paid

101

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

624.68

Ordinary fully

paid

26

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,970.33

Ordinary fully

paid

-124

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,323.57

Ordinary fully

paid

-97

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,940.30

Ordinary fully

paid

-81

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 718.63

Ordinary fully

paid

-30

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,311.77

Ordinary fully

paid

180

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,153.26

Ordinary fully

paid

48




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 574.90

Ordinary fully

paid

-24

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,988.21

Ordinary fully

paid

83

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

552.60

Ordinary fully

paid

23

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 455.13

Ordinary fully

paid

-19

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,006.08

Ordinary fully

paid

-42

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 527.00

Ordinary fully

paid

-22

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,173.76

Ordinary fully

paid

-49

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,479.45

Ordinary fully

paid

-187

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,329.65

Ordinary fully

paid

-139

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 838.40

Ordinary fully

paid

-35




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,012.16

Ordinary fully

paid

84

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

552.60

Ordinary fully

paid

23

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,365.40

Ordinary fully

paid

57

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

384.42

Ordinary fully

paid

16

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 95.82

Ordinary fully

paid

-4

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,437.26

Ordinary fully

paid

-60

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

886.31

Ordinary fully

paid

37

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

264.29

Ordinary fully

paid

11

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,611.39

Ordinary fully

paid

276

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,753.91

Ordinary fully

paid

73




2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,994.29

Ordinary fully

paid

125

2/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

792.87

Ordinary fully

paid

33

7/12/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

292

7/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

26,043.48

Ordinary fully

paid

1,054

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,908.58

Ordinary fully

paid

118

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,104.01

Ordinary fully

paid

166

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 517.63

Ordinary fully

paid

-21

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

788.77

Ordinary fully

paid

32

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,186.71

Ordinary fully

paid

48




9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 16,243.68

Ordinary fully

paid

-659

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,119.81

Ordinary fully

paid

86

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,991.47

Ordinary fully

paid

121

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,070.51

Ordinary fully

paid

84

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,942.03

Ordinary fully

paid

119

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,035.26

Ordinary fully

paid

-42

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

764.12

Ordinary fully

paid

31

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,137.25

Ordinary fully

paid

46

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

320.44

Ordinary fully

paid

13

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

494.46

Ordinary fully

paid

20




9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,017.78

Ordinary fully

paid

163

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,735.72

Ordinary fully

paid

232

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,785.65

Ordinary fully

paid

397

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,968.45

Ordinary fully

paid

565

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

468.33

Ordinary fully

paid

19

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

716.96

Ordinary fully

paid

29

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,700.78

Ordinary fully

paid

-69

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,081.12

Ordinary fully

paid

-125

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,306.40

Ordinary fully

paid

-53

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 369.73

Ordinary fully

paid

-15




9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

468.33

Ordinary fully

paid

19

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

716.96

Ordinary fully

paid

29

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,327.92

Ordinary fully

paid

419

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,734.86

Ordinary fully

paid

596

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

542.28

Ordinary fully

paid

22

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

815.85

Ordinary fully

paid

33

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 739.47

Ordinary fully

paid

-30

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,478.94

Ordinary fully

paid

-60

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,218.41

Ordinary fully

paid

-90

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 517.63

Ordinary fully

paid

-21




9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,824.02

Ordinary fully

paid

-74

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 566.93

Ordinary fully

paid

-23

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

542.28

Ordinary fully

paid

22

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

815.85

Ordinary fully

paid

33

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,281.75

Ordinary fully

paid

-52

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,686.74

Ordinary fully

paid

109

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,807.33

Ordinary fully

paid

154

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 640.87

Ordinary fully

paid

-26

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,003.75

Ordinary fully

paid

-203

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,355.69

Ordinary fully

paid

-55




9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,503.59

Ordinary fully

paid

-61

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,257.10

Ordinary fully

paid

51

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,755.33

Ordinary fully

paid

71

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

468.33

Ordinary fully

paid

19

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

692.24

Ordinary fully

paid

28

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,323.96

Ordinary fully

paid

94

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

887.36

Ordinary fully

paid

36

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,310.32

Ordinary fully

paid

53

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

961.31

Ordinary fully

paid

39

9/12/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,359.77

Ordinary fully

paid

55





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

11 December 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.