Change of Director’s Interest Notice

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 1

Rule 3.19A.2
Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity
Australia and New Zealand Banking Group Limited
ABN
11 005 357 522

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

Name of Director
Shayne Cary Elliott
Date of last notice
4 December 2020

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



Ordinary Shares:

Direct or indirect interest
Direct – 40,332
Indirect – 291,099
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.

ANZEST Pty Ltd
 ANZ Employee Share Acquisition
Plan

Elliott Pty Ltd as trustee for Elliott
Family Trust

Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited
 Elliott Pty Ltd as trustee for Elliott
Family Trust (152,735 shares)
 Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C> (58,487 shares)





Ordinary Shares 79,877



Ordinary Shares 0


Ordinary Shares 0

Ordinary Shares 211,222

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

Appendix 3Y Page 2 01/01/2011

Date of change
(a) 9 December 2020 & (b) 10 December
2020
No. of securities held prior to change
331,431
Class
Ordinary Shares
Number disposed (indirect)
(a) 36,098
Number acquired (direct)
(a) 36,098
Number disposed (direct)
(b) 76,430
Number acquired (indirect)

(b) 76,430
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

No amount is payable by Mr Elliott in
relation to these ordinary shares.
No. of securities held after change

Direct – (a) increased (by 36,098)
(b) decreased (by 76,430)
Indirect – increased (by 40,332)
ANZEST Pty Ltd
 ANZ Employee Share Acquisition
Plan (a) (decreased by 36,098)
Elliott Pty Ltd as trustee for Elliott Family
Trust
Elliott No 3 Pty Ltd <S & N Elliott S/F A/C>

 Netwealth Investments Limited
 Elliott Pty Ltd as trustee for Elliott
Family Trust (b) (increased by 76,430)
 Elliott No 3 Pty Ltd <S & N Elliott S/F
A/C>



Total of interest


0



43,779


0

0


229,165

58,487

331,431

Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
(a) 36,098 Ordinary Shares held within
ANZ’s employee share plan trust which
were deferred incentives and had
previously vested were transferred on 9
December 2020 and are held directly.
(b) 76,430 Ordinary Shares held directly
were transferred to Netwealth
Investments Limited as custodian on 10
December 2020. Elliott Pty Ltd as
trustee for Elliott Family Trust becomes
the beneficial owner for these shares.

Appendix 3Y
Change of Director’s Interest Notice



+ See chapter 19 for defined terms.

01/01/2011 Appendix 3Y Page 3

Options over unissued ordinary shares:

Direct or indirect interest
Direct – 421,725
Indirect – Nil
Date of change
N/A
No. of options held prior to change
421,725
Class
Options over unissued Ordinary Shares
Number of options acquired (direct)
N/A
Number of options disposed (direct)
N/A
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation

N/A
No. of options held after change

Direct – unchanged

Indirect – unchanged

421,725
Nil
Nature of change
Example: on-market trade, off-market trade, exercise of options,
issue of securities under dividend reinvestment plan, participation in
buy-back
N/A

Part 2 – Change of director’s interests in contracts - Nil


Part 3 –
+
Closed period

Were the interests in the securities or contracts detailed
above traded during a
+
closed period where prior written
clearance was required?
No
If so, was prior written clearance provided to allow the trade
to proceed during this period?
N/A
If prior written clearance was provided, on what date was this
provided?
N/A





..................................
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
14 December 2020