SPH Notice – Wellington Management Group LLP
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To NZX Limited
and
To The New Zealand Refining Company Limited
Date this disclosure made: 23 December 2020
Date last disclosure made: 10 December 2020
Date on which substantial holding ceased: 22 December 2020
Substantial product holder(s) giving disclosure
Full name(s): Wellington Management Group LLP
Summary of substantial holding
Class of quoted voting products: Common Stock (NZR)
Summary for Wellington Management Group LLP
For last disclosure,--
(a) total number held in class: 26,101,547
(b) total in class: 312,893,643
(c) total percentage held in class: 8.34%
For current holding after ceasing to have substantial holding,--
(a) total number held in class: 2,187,930
(b) total in class: 312,893,643
(c) total percentage held in class: 0.69%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Disposal of shares resulting in the position falling below
5%.
Between 10th December 2020 and 22
nd
December 2020, 24,293,019 Ordinary Shares were sold on market at an
average price of NZ$ 0.51.
Additional information
Address(es) of substantial product holder(s): c/o Wellington Management Company LLP, 280 Congress Street, Boston,
MA 02210 USA
Contact details: Shaheen Hussain, Phone: +442071266099, beneficialownership@wellington.com
* Nature of connection between substantial product holders: Wellington Management Group LLP, an investment
advisor, holds these shares in several accounts on behalf of the beneficial owners
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial
Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A
Certification
I, Shaheen Hussain, certify that, to the best of my knowledge and belief, the information contained in this disclosure is
correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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