SPH Notice – Morgan Stanley and its Subsidiaries

1

Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013


To NZX Limited
and
To NZME LTD (NZM)
Date this disclosure made:
12 February, 2021
Date last disclosure made: 25 September, 2020
Date on which substantial holding ceased: 09 February, 2021


Substantial product holder(s) giving disclosure

Full name(s): Morgan Stanley and its Subsidiaries listed in Annexure A

Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares

Summary for Morgan Stanley and its Subsidiaries listed in Annexure A

For last disclosure,—

(a) total number held in class: 9,963,401

(b) total in class: 196,555,998

(c) total percentage held in class: 5.069%

For current holding after ceasing to have substantial holding,—

(a) total number held in class: 9,506,624

(b) total in class: 197,570,061

(c) total percentage held in class: 4.812%

2


Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: set out in the table below

Date of
Transaction
Holder of Relevant
Interest
Transaction Nature Consideration
Class and number of
securities
11/16/2020
Morgan Stanley & Co.
International plc
Decrease in shares held or in respect of which the
holder may exercise right to rehypothecate pursuant
to the agreement(s)
N/A 4,999 Ordinary Shares
2/09/2021
Morgan Stanley & Co.
International plc
Decrease in shares held or in respect of which the
holder may exercise right to rehypothecate pursuant
to the agreement(s)
N/A 451,778 Ordinary Shares





Additional information
Ad dress(es) of substantial product holder(s):


Morgan Stanley - 1585 Broadway, New York, NY 10036, United States

Morgan Stanley & Co. International Plc – 25 Cabot Square, Canary Wharf, London E14 4QA, United Kingdom

Morgan Stanley Australia Securities Limited - Level 39, Chifley Tower 2 Chifley Square, Sydney, NSW 2000,
Australia



Contact details: Wilson Li, Phone: +852 2239 7094, E-mail: apdoi@morganstanley.com


Nature of connection between substantial product holders:

Each of the entities (as listed in Annexure A) in the Morgan Stanley group is a body corporate that each upstream
entity controls and therefore has the relevant interests that the above entities collectively have.

Name of any other person believed to have gi ven, or believed to be required to gi ve, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: Not Applicable










Certification
I, Wilson Li, certify that, to the best of my knowledge and belief, the information contained in this disclosure is
correct and that I am duly authorized to make this disclosure by all persons for w hom it is made.

3

Annexure A
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a
relevant interest in the shares.


Entity Name
┬─Morgan Stanley
└──┬────Morgan Stanley International Holdings Inc.
├─┬──Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└──┬──Morgan Stanley International Limited
└──┬──Morgan Stanley Investments (UK)
└ ───Morgan Stanley & Co. International plc