Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
5 January 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 5 January 2021
The previous notice was given to the ASX on: 23 December 2020
The previous notice was dated: 23 December 2020
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
4 January 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 4,295,738 0.15%
4,300,258 0.15%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,295,738 0.15%
4,300,258 0.15%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
1,214 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,479,927 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,388,894 0.05%
Aggregation
4,300,258 0.15%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
816.31
Ordinary fully
paid
33
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,680.90
Ordinary fully
paid
108
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,007.32
Ordinary fully
paid
-162
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 791.57
Ordinary fully
paid
-32
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 519.47
Ordinary fully
paid
-21
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
791.57
Ordinary fully
paid
32
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,531.96
Ordinary fully
paid
102
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,003.66
Ordinary fully
paid
-81
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
989.46
Ordinary fully
paid
40
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,127.72
Ordinary fully
paid
126
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,251.03
Ordinary fully
paid
91
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,049.77
Ordinary fully
paid
284
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,399.45
Ordinary fully
paid
97
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,571.06
Ordinary fully
paid
305
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,646.81
Ordinary fully
paid
107
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,340.57
Ordinary fully
paid
336
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,696.29
Ordinary fully
paid
109
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,539.16
Ordinary fully
paid
344
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,251.03
Ordinary fully
paid
91
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,124.24
Ordinary fully
paid
287
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,063.67
Ordinary fully
paid
43
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,276.65
Ordinary fully
paid
132
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,212.09
Ordinary fully
paid
49
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,773.12
Ordinary fully
paid
152
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,339.43
Ordinary fully
paid
-135
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,236.83
Ordinary fully
paid
-50
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,558.40
Ordinary fully
paid
-63
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
321.58
Ordinary fully
paid
13
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,042.58
Ordinary fully
paid
42
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
890.52
Ordinary fully
paid
36
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,904.31
Ordinary fully
paid
117
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,696.29
Ordinary fully
paid
109
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,514.34
Ordinary fully
paid
343
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,374.71
Ordinary fully
paid
-96
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 296.84
Ordinary fully
paid
-12
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
989.46
Ordinary fully
paid
40
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,102.90
Ordinary fully
paid
125
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
148.42
Ordinary fully
paid
6
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
546.11
Ordinary fully
paid
22
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
371.05
Ordinary fully
paid
15
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,265.98
Ordinary fully
paid
51
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,021.52
Ordinary fully
paid
-203
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,335.78
Ordinary fully
paid
-54
23/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 49.47
Ordinary fully
paid
-2
24/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,196.07
Ordinary fully
paid
-496
24/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,029.72
Ordinary fully
paid
-42
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,608.98
Ordinary fully
paid
65
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,116.32
Ordinary fully
paid
367
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,054.54
Ordinary fully
paid
-83
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 495.07
Ordinary fully
paid
-20
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 346.55
Ordinary fully
paid
-14
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,955.52
Ordinary fully
paid
79
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,103.53
Ordinary fully
paid
447
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,039.65
Ordinary fully
paid
42
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,911.95
Ordinary fully
paid
238
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
470.32
Ordinary fully
paid
19
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,732.41
Ordinary fully
paid
110
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 470.32
Ordinary fully
paid
-19
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,138.66
Ordinary fully
paid
46
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,408.74
Ordinary fully
paid
258
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
668.34
Ordinary fully
paid
27
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,775.70
Ordinary fully
paid
152
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
915.88
Ordinary fully
paid
37
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,241.26
Ordinary fully
paid
211
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,277.32
Ordinary fully
paid
-92
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 198.03
Ordinary fully
paid
-8
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 940.63
Ordinary fully
paid
-38
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
272.29
Ordinary fully
paid
11
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,713.97
Ordinary fully
paid
69
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 519.82
Ordinary fully
paid
-21
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 445.56
Ordinary fully
paid
-18
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 495.07
Ordinary fully
paid
-20
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,188.17
Ordinary fully
paid
-48
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
222.78
Ordinary fully
paid
9
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,415.88
Ordinary fully
paid
57
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24.75
Ordinary fully
paid
1
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
298.08
Ordinary fully
paid
12
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
247.53
Ordinary fully
paid
10
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,465.56
Ordinary fully
paid
59
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
569.33
Ordinary fully
paid
23
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,303.74
Ordinary fully
paid
133
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
297.04
Ordinary fully
paid
12
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,713.97
Ordinary fully
paid
69
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,016.35
Ordinary fully
paid
82
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
418.02
Ordinary fully
paid
17
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
688.51
Ordinary fully
paid
28
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
270.49
Ordinary fully
paid
11
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,229.48
Ordinary fully
paid
50
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
516.38
Ordinary fully
paid
21
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,016.35
Ordinary fully
paid
-82
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 418.02
Ordinary fully
paid
-17
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 688.51
Ordinary fully
paid
-28
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 270.49
Ordinary fully
paid
-11
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,229.48
Ordinary fully
paid
-50
30/12/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 516.38
Ordinary fully
paid
-21
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
5 January 2021
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.