Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
15 January 2021
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 15 January 2021
The previous notice was given to the ASX on: 5 January 2021
The previous notice was dated: 5 January 2021
2. Issued Share Capital
2,845,541,800 fully paid Ordinary Shares in the capital of ANZ have been issued as at
14 January 2021.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,300,258 0.15%
4,370,663 0.15%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
4,300,258 0.15%
4,370,663 0.15%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
1,972 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,549,145 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 330,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,389,323 0.05%
Aggregation
4,370,663 0.15%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 24.56
Ordinary fully
paid
-1
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,719.18
Ordinary fully
paid
70
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 48.95
Ordinary fully
paid
-2
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,940.22
Ordinary fully
paid
-79
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 48.95
Ordinary fully
paid
-2
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,792.86
Ordinary fully
paid
-73
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 48.95
Ordinary fully
paid
-2
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 835.03
Ordinary fully
paid
-34
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 540.31
Ordinary fully
paid
-22
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 270.16
Ordinary fully
paid
-11
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 48.95
Ordinary fully
paid
-2
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 884.15
Ordinary fully
paid
-36
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,996.28
Ordinary fully
paid
122
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 73.42
Ordinary fully
paid
-3
5/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,522.70
Ordinary fully
paid
62
6/01/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
528
7/01/2021
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
230
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,534.69
Ordinary fully
paid
59
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
495.95
Ordinary fully
paid
19
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,372.88
Ordinary fully
paid
245
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,957.71
Ordinary fully
paid
75
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 494.22
Ordinary fully
paid
-19
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,742.79
Ordinary fully
paid
-67
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 234.11
Ordinary fully
paid
-9
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 728.33
Ordinary fully
paid
-28
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,138.77
Ordinary fully
paid
236
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,879.40
Ordinary fully
paid
72
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,277.55
Ordinary fully
paid
472
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,758.80
Ordinary fully
paid
144
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,023.17
Ordinary fully
paid
270
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,140.43
Ordinary fully
paid
82
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,716.78
Ordinary fully
paid
-66
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 338.15
Ordinary fully
paid
-13
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,144.52
Ordinary fully
paid
-44
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,121.41
Ordinary fully
paid
-120
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 338.15
Ordinary fully
paid
-13
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,118.57
Ordinary fully
paid
-389
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,679.21
Ordinary fully
paid
-103
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,812.18
Ordinary fully
paid
-185
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,291.94
Ordinary fully
paid
-165
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,846.83
Ordinary fully
paid
-71
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,456.66
Ordinary fully
paid
-56
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
313.23
Ordinary fully
paid
12
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,144.52
Ordinary fully
paid
-44
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,482.67
Ordinary fully
paid
57
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
469.85
Ordinary fully
paid
18
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 286.13
Ordinary fully
paid
-11
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,664.75
Ordinary fully
paid
64
13/01/2021
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
522.06
Ordinary fully
paid
20
14/01/2021
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,698,544.17
Ordinary fully
paid
69,218
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
15 January 2021
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.