Disclosure of relevant interests
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
12-Feb-2021
Director or senior manager giving disclosure
Full name(s):
David Landt Bortolussi
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Managing Director and Chief
Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Beneficial interest
For that relevant interest-
Number held in class before acquisition or disposal:
N/A
Number held in class after acquisition or disposal:
(1) 478,577 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023 provided
certain performance conditions are met.
(2) 490,906 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024 provided
certain performance conditions are met.
Current registered holder(s):
DMZSK Pty Ltd
Registered holder(s) once transfers are registered:
DMZSK Pty Ltd
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 969,483 Performance
Rights under ATM's Long Term Incentive
Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
969,483 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Unlisted time-based rights
representing an entitlement to
acquire Ordinary Shares (Time-based
Rights).
Nature of relevant interest:
Beneficial interest
For that relevant interest,-
Number held in class:
311,283 Time-based Rights due to
vest in two equal tranches in
February 2022 and February 2023
respectively.
Current registered holder(s):
DMZSK Pty Ltd
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
27 October 2021
---
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
The a2 Milk Company Limited (the Company)
ABN
97 769 415 292
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director
David Landt BORTOLUSSI
Date of last notice
12 February 2021
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Direct or indirect interest
Indirect.
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Interests are held by DMZSK Pty Ltd
(ACN 128 544 838) as trustee for D&M
Bortolussi Family Trust.
Mr Bortolussi’s voting power in DMZSK
Pty Ltd is above 20%.
Date of change
22 October 2021
No. of securities held prior to change
1. 311,283
2. nil
Class
1. time-based rights
2. performance rights
Number acquired
1. nil
2. 969,483
Number disposed
1. nil
2. nil
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
Employee incentive.
Appendix 3Y
Change of Director’s Interest Notice
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
No. of securities held after change
1. 311,283 time-based rights.
2. 969,483 performance rights
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue
of securities under dividend reinvestment plan, participation in buy-
back
Issue of performance rights under The a2
Milk Company Limited Long Term
Incentive Plan.
The performance rights were issued on the
basis that shares to be acquired in
satisfaction of the performance rights
must be purchased on-market.
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to which
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
N/A
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
Note: If consideration is non-cash, provide details
and an estimated valuation
N/A
Interest after change
N/A
Part 3 –
+
Closed period
Were the interests in the securities or contracts detailed above
traded during a
+
closed period where prior written clearance
was required?
No.
If so, was prior written clearance provided to allow the trade to
proceed during this period?
N/A
If prior written clearance was provided, on what date was this
provided?
N/A
---
29 October 2021
---
Ongoing Disclosure
Notice
Disclosure
of Directors
and Senior Managers
Relevant
lnterests
Secfrbns 297(2)
and 298(2), Financial
Markets
Conduct
Act 2a13
To NZX Limited;
and
Name
of
listed
issuer:
Date
this disclosure made:
Date
of last
disclosure:
Director
or senior
disclosure
Summary
of acquisition
or disposal of relevant
interest
(excluding
specified
derivatives)
Forinterest-
Summary of acquisition
or disposal
of specified
derivatives relevant
interest
(if
applicable)
Type
of affected
derivative:
Class
of
underiying
financial
products:
Details
of affected
derivative-
The notional
value
of the derivative
(if
any) or the notional
amount of underlying
financial
products
(if
any):
A
statement
as to whether the derivative is
cash settled
or
physically
setfled
Maturity
date of
the derivative
(if
any):
Expiry
date of the derivative(if
any):
price
specifiedin
the terms of
the derivative
(if
any):
Any
other details needed
to understand how
the amount
of the consideration
payable
under the derivative
or the value of
the derivative is
affected by the value
of the
underlying financial
products:
The a2
Milk Company Limited
(ATM)
29-Od-2021
01
-Sep-202
1
Kevin Bush
The a2 Milk
Company Limited
N/A
Executive
General Manager - ANZ
Unlisted
performance
rights
(Performance
Rights)
representing
an
entitlement
to acquire fully
paid
ordinary
shares in ATM
(Ordinary
Shares).
Legal
and beneficial
owner
N/A
N/A
Full name(s):
Name
of
listed
issuer:
Name
of
related
body
corporate
(if
applicable):
Position held in listed
issuer:
Class of affected
quoted
financial
products:
Nature
ofthe affected relevant
Number
held in
class before acquisition
or disposal.
Number
held in class
after acquisition or disposal:
Current registered
holder(s):
once transfers are registered:
Registered
to vest
in
August 2022
provided
certain
conditions
Performance
Rights
due to
in August 2022
provided
certain
82,157 Performance
Rights due to
on a date to be determined
by the
Board following
the
release
of ATIV's full
audited results lor FY2023
provided
performance
conditions are met.
(3)
91,157
Performance
Rights
due to
on a date
to be determined by
the
following
the release
of
ATIvI's full
audited results
for FY2024
provided
15,1
conditions are met.
conditions are
Kevin Bush
Kevin
Bush
tT?rx
Parties
to the derivative:
lf
the director
or senior manager is not
a
party
to the derivative,
the nature
of the
relevant interest
in
the derivative:
For that
Details
of transactions
giving
rise to
acquisition or
disposal
number
of transactions
to
which
Details
of transactions requiring
disclosure-
Date
of transaction
Nature
oftransaction
Name
of any other
party
or
pa4jes
to
the transaction
(if
known):
The consideration,
expressed in New
Zealand
dollars,
paid
or received
for
the
acq uisition
or disposal. lf
the consideration was not in
cash and
cannot be readily
by
converted into
a cashvalue, describe
the consideration
Number
of
financial
products
to
which
the transaction
related
products
trading
policy
managers
from
trading during any
period
withaut written
clearance
(a
closed
period)
Summary of
other
relevant
interests
after acquisition
or disposal
Class
of
quoted
financial
proqucts:
Nature
of relevant interest:
For
that relevant
For
a deivative relevant
Details
of derivative,-
l, certiry
that, to the
best of
my
knowledge
and belief,
the
information
contained in
this
disclosure is
correct and that I
am duly authorised
to make this
disclosure by
all
persons
for whom
it is made.
Signature
of director or
offcer:
a
or
N/A
N/A
N/A
124.219
Kevin Bush
N/A
NiA
1
22-Od-2021
Grant by ATM
of
173,314
Performance
Rights
under ATM's Long Term
lncentive
Plan.
N/A
Nit
17
3,314 Performance
Rights
Whether
relevant
interests were
acquired or dispgsed
of during
a closed
period
Whether
priorwritten
clearance was
provided
to allow the acquisition
or disposal
to
proceed
during
the closed
period:
Date
of the
prior
written
clearance
(if
any)
Legal and
beneficial interest
Number held in
class:
Current registered
holder(s)
derivative:
The
notional value
of the derivative
(if
any) or the notional
amount
of underlying
fl nancial
products
(if
any):
A statement
as to whether
the derivative is
cash settled or
physically
settled
Maturity
date of the
derivative
(if
any):
Expiry
date
of the derivative
(if
any):
The
price's
specified terms
(if
any):
Any
other details needed
to understand
how the amount
of the
consideration
payable
under the
derivative or the value
of the derivative is
affected by
the
value
of the
underlying
fi nancial
products:
For
that derivative relevant interest,-
Parties
to the derivative:
lf
the director or
senior manager is not
a
party
to the
derivative,
the
nature
of the
relevant interest
in the
derivative:
Certification
Date
of signature:
or
Signature
of
person
authorised
to sign
on behalf of
director or
officer;
Date
of signature:
Name
and
title of authorised
person:
'1"7
ls
I
---
Initial Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date on which issuer listed or appointment made:
02-Aug-2021
Director or senior manager giving disclosure
Full name:
Bernard Graeme May
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
CEO – Mataura Valley Milk
Summary of relevant interest (excluding specified derivatives)
Class of quoted financial product:
Unlisted performance rights
(Performance Rights) representing
an entitlement to acquire fully paid
ordinary shares in ATM.
Number held in class:
26,998 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s
full year audited results for FY2024
provided certain performance
conditions are met.
Nature of relevant interest: Legal and beneficial interest
Current registered holder:
Bernard Graeme May and Donna
Marie May
Summary of specified derivatives relevant interest (if applicable)
Type of derivative: N/A
Class of underlying financial products:
Details of derivativeN/A
The notional value of the derivative (if any) or the notional amount of underlying
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price specified in the terms of the derivative(if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
28.10.2021
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
01-Sep-2021
Director or senior manager giving disclosure
Full name(s):
Race Strauss
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Legal and beneficial interest
For that relevant interest-
Number held in class before acquisition or disposal:
N/A
Number held in class after acquisition or disposal:
(1) 232,452 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023 provided
certain performance conditions are met.
(2) 238,627 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024 provided
certain performance conditions are met.
Current registered holder(s):
Race Strauss
Registered holder(s) once transfers are registered:
Race Strauss
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 471,079 Performance
Rights under ATM's Long Term Incentive
Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
471,079 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
1) Ordinary Shares
2) Performance Rights
Nature of relevant interest:
1) Legal and beneficial interest with
respect to 359 Ordinary Shares. Spouse
of registered holder and beneficial owner
with respect to 15,141 Ordinary Shares
2) Spouse of registered holder and
beneficial owner
For that relevant interest,-
Number held in class:
1) Legal and beneficial interest with
respect to 359 Ordinary Shares. Spouse
of registered holder and beneficial owner
with respect to 15,141 Ordinary Shares
2) 70,600 Performance Rights due to
vest in August 2022 provided certain
performance conditions are met.
Current registered holder(s):
1) Race Strauss with respect to 359
Ordinary Shares. Natolie Strauss with
respect to 15,141 Ordinary Shares.
2) Natolie Strauss
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
28 October 2021
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
01-Sep-2021
Director or senior manager giving disclosure
Full name(s):
Eleanor Khor
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Strategy Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Legal and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
11,522 Performance Rights due to vest
in August 2022 provided certain
performance conditions are met.
Number held in class after acquisition or disposal:
(1) 11,522 Performance Rights due to
vest in August 2022 provided certain
performance conditions are met.
(2) 45,578 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023 provided
certain performance conditions are met.
(3) 58,369 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024 provided
certain performance conditions are met.
Current registered holder(s):
Eleanor Khor
Registered holder(s) once transfers are registered:
Eleanor Khor
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 103,947 Performance
Rights under ATM's Long Term Incentive
Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
103,947 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
N/A
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
28 October 2021
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
01-Sep-2021
Director or senior manager giving disclosure
Full name(s):
Shareef Yaseen Khan
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Operations Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Legal and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
16,759 Performance Rights due to vest
in August 2022 provided certain
performance conditions are met.
Number held in class after acquisition or disposal:
(1) 16,759 Performance Rights due to
vest in August 2022 provided certain
performance conditions are met.
(2) 64,266 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023
provided certain performance conditions
are met.
(3) 68,624 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024
provided certain performance conditions
are met.
Current registered holder(s):
Shareef Yaseen Khan
Registered holder(s) once transfers are registered:
Shareef Yaseen Khan
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 132,890 Performance
Rights under ATM's Long Term
Incentive Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
132,890 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary Shares
Nature of relevant interest:
Legal and beneficial owner
For that relevant interest,-
Number held in class:
400,000 Ordinary Shares
Current registered holder(s):
Shareef Yaseen Khan
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
28 October 2021
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
01-Sep-2021
Director or senior manager giving disclosure
Full name(s):
Jaron James McVicar
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Legal and Sustainability Officer &
Company Secretary
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Legal and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
15,609 Performance Rights due to vest
in August 2022 provided certain
performance conditions are met.
Number held in class after acquisition or disposal:
(1) 15,609 Performance Rights due to
vest in August 2022 provided certain
performance conditions are met.
(2) 57,543 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023 provided
certain performance conditions are met.
(3) 61,787 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024 provided
certain performance conditions are met.
Current registered holder(s):
Jaron James McVicar
Registered holder(s) once transfers are registered:
Jaron James McVicar
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 119,330 Performance
Rights under ATM's Long Term Incentive
Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
119,330 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary Shares
Nature of relevant interest:
Legal and beneficial owner
For that relevant interest,-
Number held in class:
40,300 Ordinary Shares
Current registered holder(s):
Jaron James McVicar
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
28 October 2021
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
The a2 Milk Company Limited (ATM)
Date this disclosure made:
29-Oct-2021
Date of last disclosure:
01-Sep-2021
Director or senior manager giving disclosure
Full name(s):
Janelle Tong
Name of listed issuer:
The a2 Milk Company Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Marketing Officer (Interim)
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Unlisted performance rights
(Performance Rights) representing an
entitlement to acquire fully paid ordinary
shares in ATM (Ordinary Shares).
Nature of the affected relevant interest(s):
Legal and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
N/A
Number held in class after acquisition or disposal:
(1) 35,551 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2023 provided
certain performance conditions are met.
(2) 35,722 Performance Rights due to
vest on a date to be determined by the
Board following the release of ATM’s full
year audited results for FY2024 provided
certain performance conditions are met.
Current registered holder(s):
Janelle Tong
Registered holder(s) once transfers are registered:
Janelle Tong
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:
22-Oct-2021
Nature of transaction:
Grant by ATM of 71,273 Performance
Rights under ATM's Long Term Incentive
Plan.
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:Nil
Number of financial products to which the transaction related:
71,273 Performance Rights
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Unlisted time-based rights
representing an entitlement to
acquire Ordinary Shares (Time-based
Rights).
Nature of relevant interest:
Legal and beneficial owner
For that relevant interest,-
Number held in class:
5,418 Time-based Rights due to
vest on 1 December 2021.
Current registered holder(s):
Janelle Tong
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
28 October 2021
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.