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Ongoing D&O Disclosures – Multiple

Insider/Shareholder Notice2 November 2021RUAHealthcare

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited

Date this disclosure made:

2-Nov-21

Date of last disclosure:

13-Nov-20

Director or senior manager giving disclosure

Full name(s):

Panapa Ehau

Name of listed issuer:

Rua Bioscience Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Director of Rua Bioscience Limited

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

279,392

Number held in class after acquisition or disposal:

473,498

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Panapa Ehau

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

DocuSign Envelope ID: E89E1523-8873-420C-8F20-7A1F9D853E70

Details of transactions requiring disclosure-
Date of transaction:12-Oct-21

Nature of transaction:

Acqusition of legal and beneficial

interest in 194,106 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited

Number of financial products to which the transaction related: 194,106

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the followin

g details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of relevant interest:

Director and shareholder of Waiapu

Investments Limited (WIL). WIL is

the registered holder and beneficial

owner of 726 shares in Rua

Bioscience Limited

For that relevant interest,-

Number held in class:726

Current registered holder(s):Waiapu Investments Limited

For a derivative relevant interest,-

Type of derivative:N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:2-Nov-21

DocuSign Envelope ID: E89E1523-8873-420C-8F20-7A1F9D853E70

or
Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

DocuSign Envelope ID: E89E1523-8873-420C-8F20-7A1F9D853E70


Ongoing Disclosure Notice

Disclosure of Directors and Senior Mana

gers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited (Rua)

Date this disclosure made:

2-Nov-21

Date of last disclosure:

26-Aug-21

Director or senior manager giving disclosure

Full name(s):

Rob Mitchell

Name of listed issuer:

Rua

Name of related body corporate (if applicable):

Position held in listed issuer:

Chief Executive Officer of Rua

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

169,140

Number held in class after acquisition or disposal:

288,251

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Rob Mitchell

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure

Date of transaction:12-Oct-21

Nature of transaction:
Acqusition of legal and beneficial

interest in 119,111 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):New share issue

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited

Number of financial products to which the transaction related: 119,111

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:N/A

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification
I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:2-Nov-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

2 Nov 2021


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited

Date this disclosure made:

2-Nov-21

Date of last disclosure:

13-Nov-20

Director or senior manager giving disclosure

Full name(s):

Hamish White

Name of listed issuer:

Rua Bioscience Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Chief Financial Officer of Rua

Bioscience Limited

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

126,048

Number held in class after acquisition or disposal:

320,154

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Hamish White

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:12-Oct-21

Nature of transaction:

Acqusition of legal and beneficial

interest in 194,106 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited

Number of financial products to which the transaction related: 194,106

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the followin

g details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:2-Nov-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited

Date this disclosure made:

2-Nov-21

Date of last disclosure:

13-Nov-20

Director or senior manager giving disclosure

Full name(s):

Paul Naske

Name of listed issuer:

Rua Bioscience Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Chief Operating Officer of Rua

Bioscience Limited

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

46,938

Number held in class after acquisition or disposal:

159,872

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Paul Naske

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:12-Oct-21

Nature of transaction:

Acqusition of legal and beneficial

interest in 112,934 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited

Number of financial products to which the transaction related: 112,934

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the followin

g details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Details of derivative

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:2-Nov-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited

Date this disclosure made:

2-Nov-21

Date of last disclosure:

22-Oct-20

Director or senior manager giving disclosure

Full name(s):

Trevor Burt

Name of listed issuer:

Rua Bioscience Limited

Name of related body corporate (if applicable):

Breakaway Investments Limited

Position held in listed issuer:

Chairperson and director of Rua

Bioscience Limited

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

763,896

Number held in class after acquisition or disposal:

958,002

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Breakaway Investments Limited

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

DocuSign Envelope ID: 9513A4B7-6633-452B-9645-9AD3C5F441DC

Details of transactions requiring disclosure-
Date of transaction:12-Oct-21

Nature of transaction:

Acqusition of legal and beneficial

interest in 194,106 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited by Trevor Burt

Number of financial products to which the transaction related: 194,106

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the followin

g details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Details of derivative

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:2-Nov-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

DocuSign Envelope ID: 9513A4B7-6633-452B-9645-9AD3C5F441DC


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Rua Bioscience Limited

Date this disclosure made:

2-Nov-21

Date of last disclosure:

8-Jun-21

Director or senior manager giving disclosure

Full name(s):

Manu Caddie

Name of listed issuer:

Rua Bioscience Limited

Name of related body corporate (if applicable):

Position held in listed issuer:

Kaihautu - Head of Innovation and

Regulation of Rua

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of the affected relevant interest(s):

Registered and beneficial holder

For that relevant interest-

Number held in class before acquisition or disposal:

0

Number held in class after acquisition or disposal:

194,106

Current registered holder(s):

New share issue

Registered holder(s) once transfers are registered:

Manu Caddie

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:12-Oct-21

Nature of transaction:

Acqusition of legal and beneficial

interest in 194,106 ordinary shares in

accordance with Rua Buoscience

Limited's employee share option

plan.

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Services provided to Rua Bioscience

Limited

Number of financial products to which the transaction related: 194,106

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the followin

g details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

N/A

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Rua Bioscience

Limited

Nature of relevant interest:

Manu is a director and 50%

shareholder of New Zealand

Nutraceuticals Limited (NZNL).

NZNL is a limited partner of

Hikurangi Bioactives Limited

Partnership (HBLP) with a 40%

economic interest in HBLP. HBLP is

the registered holder and beneficial

owner of 17,616,591 ordinary shares

in Rua Bioscience Limited.

For that relevant interest,-

Number held in class:7,046,636

Current registered holder(s):HBLP

For a derivative relevant interest,-

Type of derivative:N/A

Details of derivative

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative (if any):

N/A

The price's specified terms (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative relevant interest,-

N/A

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

N/A

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:
Date of signature:2-Nov-21

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:

Name and title of authorised person:

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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