NZX Shareholder Metrics – October 2021

NZX Limited - Monthly Shareholder Metrics
October 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersOct 2021Change YoYCapital RaisingOct 2021YTDChange YoY
Total equity securities1333.1%Total capital raisings $1,984 m$12,737 m-7.2%
Total fund securities48-2.0%
Total retail debt securities1411.4%New Capital Listed
Total wholesale debt securities8-Total capital listed by all issuers$1,421 m$6,026 m26.1%
Total other securities4-20.0%
Total listed securities3341.2%Equity listings$21 m$896 m722.1%
Fund listings---100.0%
Retail debt listings$1,400 m$5,130 m54.3%
Total NZX Main Board equity issuers1323.9%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers48-2.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$563 m$6,711 m-25.0%
Total other issuers4-20.0%
Total unique issuers2062.5%Total equity raised - NZ issuers$487 m$2,170 m-44.0%
Total equity raised - dual or foreign issuer-$47 m-90.9%
Total funds raised - NZ issuers$73 m$1,894 m100.4%
Market CapitalisationOct 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$3 m$434 m-1.1%
Total market capitalisation$232,068 m8.5%68.3%Total retail debt raised-$1,499 m-42.6%
Total wholesale debt raised-$667 m19.8%
All equity$180,716 m7.2%53.2%
All funds$7,407 m32.4%2.2%
All other$29 m-7.7%-Total number of secondary capital raising events2223,05919.3%
Total NZX Main Board$188,152 m8.0%55.4%Equity issuers - capital raised < $10m4338516.7%
Equity issuers - capital raised ≥ $10m < $100m428-30.0%
Retail debt$34,500 m3.8%10.2%Equity issuers - capital raised ≥ $100m25-50.0%
Green bonds$3,550 m59.6%1.0%Fund issuers - capital raised1732,61121.4%
Wholesale debt$5,866 m37.8%1.7%Retail debt issuers - capital raised-29-17.1%
Total NZX Debt Market$43,916 m10.6%12.9%Wholesale debt issuers - capital raised-1-
Cash MarketOct 2021Change YoYClearing House / DepositoryOct 2021Change YoY
Total value traded$3,363 m-19.3%Gross value of cleared trades over month$3,363 m-19.7%
Daily average value traded$168 m-15.2%Collateral held at month end$98 m47.4%
On-market value traded$2,171 m-16.6%Depository transactions6,564-12.0%
% of value on-market64.5%3.2%Assets under custody in depository$5,759 m36.8%
Total trades1,110,54918.0%
Daily average trades55,52723.9%
DerivativesOct 2021Change YoY
Futures - total lots traded25,77116.7%
Options - total lots traded2,720-73.9%
Total Equity TransactionsTotal derivatives lots traded28,491-12.3%
Total trades1,107,06318.0%Total derivatives lots traded - YTD261,845-17.9%
Value traded$3,233 m-19.8%Open interest64,867-8.7%
% of value on-market66.0%3.3%Notional value traded ($USD)$202 m24.2%
Average on-market trade size$1,932-29.8%Options to futures ratio10.6%-77.6%
Block trade %0.0%n/a
Total Debt Transactions
Total trades3,48624.6%
Energy and Environment ContractsOct 2021Change YoY
Value traded $130 m-1.8%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.13-
Number of trades13,062,12331.7%
Total value traded$44,227 m-1.1%
% of value on-market62.1%1.1%

NZX Indices PerformanceOct 2021Change YoYWholesale DataOct 2021Change YoY
S&P/NZX 50 Index (Gross)13,1008.4%Terminal numbers - professional6,85210.9%
S&P/NZX 50 Index (Capital)5,3755.9%Terminal numbers - retail2,186-18.0%
S&P/NZX 50 Portfolio Index8,38215.2%Licences - value ≥ $20k p.a.5826.1%
S&P/NZX Primary Sector Index14,530-8.3%Licences - value < $20k p.a.81-1.2%
S&P/NZX NZ Fixed Interest Composite Index120-8.0%
S&P/NZX A-Grade Bond Index5,654-6.4%
Direct Data ProductsOct 2021Change YoYDairy Data SubscriptionsOct 2021Change YoY
Proprietary security subscription products3100.3%Dairy data subscriptions447-4.7%
- products ≥ $3,000 p.a.110-0.9% - products ≥ $1,500 p.a. 1062.9%
- products < $3,000 p.a.2001.0% - products < $1,500 p.a. 341-6.8%
Smartshares
Oct 2021Change YoY
Total external funds under management$5,921 m29.9%
Scheme FUMOct 2021Change YoY
SuperLife Kiwisaver$1,397 m27.7%
SuperLife Workplace Savings$1,434 m15.0%
Smartshares Exchange Traded Funds - External$2,240 m35.2%
Smartshares Exchange Traded Funds - Total (external and internal)$5,333 m34.7%
Other MetricsOct 2021Change YoY
Units on issue1,796 m23.7%
Value of stock lent over month$218 m-57.4%
Wealth Technologies
Funds under administration$7,964 m117.5%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com