NZX Shareholder Metrics – January 2022

NZX Limited - Monthly Shareholder Metrics
January 2022
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJan 2022Change YoYCapital RaisingJan 2022YTDChange YoY
Total equity securities1374.6%Total capital raisings $256 m$256 m-1.4%
Total fund securities48-2.0%
Total retail debt securities140-1.4%New Capital Listed
Total wholesale debt securities8-%Total capital listed by all issuers--n/a
Total other securities3-25.0%
Total listed securities3360.6%Equity listings--n/a
Fund listings--n/a
Retail debt listings--n/a
Total NZX Main Board equity issuers1365.4%Wholesale debt listings--n/a
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers47-7.8%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-%Total capital raised by all issuers$256 m$256 m-1.4%
Total other issuers3-25.0%
Total unique issuers2092.0%Total equity raised - NZ issuers$175 m$175 m3667.6%
Total equity raised - dual or foreign issuer---100.0%
Market CapitalisationJan 2022Change YoY% of GDP
Total funds raised - NZ issuers$70 m$70 m-67.6%
Total market capitalisation$218,637 m-6.0%64.0%Total funds raised - dual or foreign issuer$11 m$11 m-70.1%
Total retail debt raised--n/a
All equity$167,046 m-10.2%48.9%Total wholesale debt raised--n/a
All funds$7,570 m17.7%2.2%
All other$9 m-74.6%-%
Total NZX Main Board$174,625 m-9.3%51.1%Total number of secondary capital raising events170170-48.6%
Equity issuers - capital raised < $10m99-59.1%
Retail debt$33,967 m-0.7%9.9%Equity issuers - capital raised ≥ $10m < $100m--n/a
Green bonds$3,875 m61.5%1.1%Equity issuers - capital raised ≥ $100m11n/a
Wholesale debt$6,170 m38.3%1.8%Fund issuers - capital raised160160-48.2%
Total NZX Debt Market$44,012 m7.1%12.9%Retail debt issuers - capital raised--n/a
Wholesale debt issuers - capital raised--n/a
Cash MarketJan 2022Change YoYClearing House / DepositoryJan 2022Change YoY
Total value traded$2,506 m-30.8%Gross value of cleared trades over month$2,508 m-30.9%
Auction value traded $589 m-23.5%Assets under custody in depository$6,008 m20.9%
On-market value traded$1,722 m-32.4%Depository uplifts8,087-1.90%
% of value on-market68.7%-2.3%Settlement lines17,4720.1%
Total trades969,583-13.9%OTC Trades5,810-20,8%
Daily average value traded$132 m-30.8%
Daily average trades51,031-13.9%
Total Equity Transactions
DerivativesJan 2022Change YoY
Total trades966,342-13.9%Futures - total lots traded19,274-14.6%
Value traded$2,402 m-31.9%Options - total lots traded2,143328.6%
% of value on-market70.4%-1.5%Total derivatives lots traded21,417-7.2%
Average on-market trade size$1,753-22.0%Total derivatives lots traded - YTD21,417-7.2%
Open interest70,95021.6%
Total Debt TransactionsNotional value traded ($USD)$87 m-34.9%
Total trades3,24119.4%Options to futures ratio11.1%405.4%
Value traded $104 m8.5%Negotiated Large Trade (NLT) %*43.8%n/a
*Following SGX-NZX partnership, block trades are now represented by SGX Negotiated Large Trades
Cumulative Numbers - YTD
Energy and Environment ContractsJan 2022Change YoY
Number of trades969,583-13.9%Operating / Technology contracts185.9%
Total value traded$2,506 m-30.8%- contracts ≥ $500k p.a.525.0%
% of value on-market68.7%-2.3%- contracts < $500k p.a.13-

NZX Indices PerformanceJan 2022Change YoYWholesale DataJan 2022Change YoY
S&P/NZX 50 Index (Gross)11,889-9.4%Terminal numbers - professional6,7388.5%
S&P/NZX 50 Index (Capital)4,860-11.7%Terminal numbers - retail1,642-27.6%
S&P/NZX 50 Portfolio Index7,610-6.7%Licences - value ≥ $20k p.a.6212.7%
S&P/NZX NZ Fixed Interest Composite Index121-5.6%Licences - value < $20k p.a.75-1.3%
S&P/NZX A-Grade Bond Index5,671-4.8%
Direct Data ProductsJan 2022Change YoYDairy Data SubscriptionsJan 2022Change YoY
Proprietary security subscription products309-Dairy data subscriptions443-6.1%
- products ≥ $3,000 p.a.110- - products ≥ $1,500 p.a. 1061.9%
- products < $3,000 p.a.199- - products < $1,500 p.a. 337-8.4%
Smartshares
Jan 2022Change YoY
Total external funds under management$6,231 m17.4%
Scheme FUMJan 2022Change YoY
SuperLife Kiwisaver$1,773 m46.6%
SuperLife Workplace Savings$1,398 m2.9%
Smartshares Exchange Traded Funds - External$2,203 m5.7%
Smartshares Exchange Traded Funds - Total (external and internal)$5,635 m21.5%
Other MetricsJan 2022Change YoY
Units on issue1,965 m23.6%
Value of stock lent over month$137 m-42.6%
Wealth Technologies
Funds under administration$10,575 m46.2%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com