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SPH Notice – J.P. MORGAN SECURITIES LLC

Substantial Holder Notice20 March 2022ARBIndustrials

100080615/3821102.1
1

Disclosure of beginning to have substantial holding

Section 276, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the form.

To New Zealand Stock Exchange

and

To ARBORGEN HOLDINGS LTD

Date this disclosure made: 18 March 2022

Date on which substantial holding began: 16 March 2022

Substantial product holder(s) giving disclosure

Full name(s): J.P. Morgan Chase & Co. and its affiliates

Summary of substantial holding

Class of quoted voting products: Ordinary Shares

Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A.

For this disclosure, —

(a) total number held in class: 28,970,715

(b) total in class: 501,486,758

(c) total percentage held in class: 5.78%

Details of relevant interests

Details for substantial product holder(s)]: Please refer to table below

Nature of relevant interest(s): Please refer to table below

For that relevant interest, —

(a) number held in class: 28,970,715

(b) percentage held in class: 5.78%

(c) current registered holder(s): Please refer to table below

(d) registered holder(s) once transfers are registered: unknown

Legal entity Nature of relevant interest(s)

Number held

in class

Percentage

held in class

Current registered

holder(s)

JPMORGAN CHASE

BANK, N.A.

Purchase and sales of shares in its capacity as

Principal/Proprietary


55


0.00% JPMORGAN CHASE

BANK, N. A

J.P. MORGAN

SECURITIES LLC

Re-hypothecation of client securities under a

Prime Brokerage Agreement


28,970,660


5.78%

Citibank NZ



100080615/3821102.1

2


For a derivative relevant interest, also—

(a) type of derivative: N/A

(b) details of derivative: N/A

(c) parties to the derivative: N/A

(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest in

the derivative: N/A

Details of transactions and events giving rise to substantial holding

Details of the transactions or other events requiring disclosure: Refer to Appendix attached

Additional information

Address(es) of substantial product holder(s):

Name Address

JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States

J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States

JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Contact details: Jignesh Gandhi (Ph# : +914068521543), APAC_Compliance_DOI_India@jpmorgan.com

*Nature of connection between substantial product holders:

Substantial security holders Nature of association

J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.

JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.


Name of any other person believed to have given, or believed to be required to give, a disclosure under the

Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: N/A

Certification

I, Vasim Pathan, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is

made.

TRADES FOR RELEVANT PERIODAppendix
Transaction DateEntityProduct TypeType of TransactionQuantityPrice (NZD)Consideration (in NZD)

Balance at start of relevant period55

16-Mar-22

J.P. MORGAN SECURITIES LLC

EquityShares available for rehypothecation 28,970,660

-

-$

Balance at end of relevant period28,970,715

1/1

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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