Mercury NZ Limited/Announcement
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Ongoing Disclosure Notices

Insider Disclosure19 April 2022MCYUtilities

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Mercury NZ Limited

Date this disclosure made:

20 April 2022

Date of last disclosure:

26 April 2021

Director or senior manager giving disclosure

Full name(s):

Prudence Mary Flacks

Name of listed issuer:

Mercury NZ Limited

Name of related body corporate (if applicable):

Not applicable

Position held in listed issuer:

Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary Shares (NZX: MCY)

Nature of the affected relevant interest(s):

Registered holder and beneficial

owner

For that relevant interest-

Number held in class before acquisition or disposal:

44,974

Number held in class after acquisition or disposal:

45,575

Current registered holder(s):

Prudence Mary Flacks

Registered holder(s) once transfers are registered:

Not applicable

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

Not applicable

Class of underlying financial products:

Not applicable

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative(if any):

Not applicable

The price specified in the terms of the derivative (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative,-

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

1

Details of transactions requiring disclosure-
Date of transaction:1 April 2022

Nature of transaction:

Transfer of ordinary shares as a

result of participation in Mercury's

Dividend Reinvestment Plan

Name of any other party or parties to the transaction (if known):Mercury NZ Limited

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

$3,349.37

Number of financial products to which the transaction related: 601

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Not applicable

Date of the prior written clearance (if any):

Not applicable

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Green bonds in Mercury NZ Limited

(NZX: MCY030

Nature of relevant interest:

Registered holder and beneficial

owner

For that relevant interest,-

Number held in class:69,000

Current registered holder(s):Prudence Mary Flacks

For a derivative relevant interest,-

Type of derivative:Not applicable

Class of quoted financial products:

Capital bonds in Mercury NZ Limited

(NZX: MCY020)

Nature of relevant interest:

Registered holder and beneficial

owner

For that relevant interest,-

Number held in class:38,000

Current registered holder(s):Prudence Mary Flacks

For a derivative relevant interest,-

Type of derivative:Not applicable

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative (if any):

Not applicable

The price's specified terms (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative relevant interest,-

Not applicable

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Certification
I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:20-Apr-22

Name and title of authorised person:Brendan McNamara - Legal Counsel

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Mercury NZ Limited

Date this disclosure made:

20 April 2022

Date of last disclosure:

20 March 2020

Director or senior manager giving disclosure

Full name(s):

Scott Andrew St John

Name of listed issuer:

Mercury NZ Limited

Name of related body corporate (if applicable):

Not applicable

Position held in listed issuer:

Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary Shares (NZX: MCY)

Nature of the affected relevant interest(s):

Beneficial owner

For that relevant interest-

Number held in class before acquisition or disposal:

45,000

Number held in class after acquisition or disposal:

45,646

Current registered holder(s):

FNZ Custodians Ltd

Registered holder(s) once transfers are registered:

Not applicable

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

Not applicable

Class of underlying financial products:

Not applicable

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative(if any):

Not applicable

The price specified in the terms of the derivative (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative,-

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-
Date of transaction:1 April 2022

Nature of transaction:

Transfer of ordinary shares as a

result of participation in Mercury's

Dividend Reinvestment Plan

Name of any other party or parties to the transaction (if known):Mercury NZ Limited

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

$3,600.16

Number of financial products to which the transaction related: 646

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Not applicable

Date of the prior written clearance (if any):

Not applicable

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:Not applicable

Nature of relevant interest:Not applicable

For that relevant interest,-

Number held in class:Not applicable

Current registered holder(s):Not applicable

For a derivative relevant interest,-

Type of derivative:Not applicable

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:Not applicable

Maturity date of the derivative (if any):Not applicable

Expiry date of the derivative (if any):Not applicable

The price's specified terms (if any):Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative relevant interest,-

Parties to the derivative: Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:20 April 2022

Name and title of authorised person:Brendan McNamara - Legal Counsel

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Mercury NZ Limited

Date this disclosure made:

20 April 2022

Date of last disclosure:

30 March 2021

Director or senior manager giving disclosure

Full name(s):

Hannah Juliet Hamling

Name of listed issuer:

Mercury NZ Limited

Name of related body corporate (if applicable):

Not applicable

Position held in listed issuer:

Director

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary Shares (NZX: MCY)

Nature of the affected relevant interest(s):

Registered holder and beneficial

owner

For that relevant interest-

Number held in class before acquisition or disposal:

3,300

Number held in class after acquisition or disposal:

16,300

Current registered holder(s):

Hannah Juliet Hamling

Registered holder(s) once transfers are registered:

Not applicable

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

Not applicable

Class of underlying financial products:

Not applicable

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative(if any):

Not applicable

The price specified in the terms of the derivative (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative,-

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Not applicable

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

1

Details of transactions requiring disclosure-
Date of transaction:4 April 2022

Nature of transaction:

On market acquisition of ordinary

shares

Name of any other party or parties to the transaction (if known):Unknown

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

$77,480.00

Number of financial products to which the transaction related: 13,000

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Not applicable

Date of the prior written clearance (if any):

Not applicable

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:Not applicable

Nature of relevant interest:Not applicable

For that relevant interest,-

Number held in class:Not applicable

Current registered holder(s):Not applicable

For a derivative relevant interest,-

Type of derivative:Not applicable

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative (if any):

Not applicable

The price's specified terms (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative relevant interest,-

Not applicable

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Not applicable

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:20 April 2022

Name and title of authorised person:Brendan McNamara - Legal Counsel

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Mercury NZ Limited

Date this disclosure made:

20 April 2022

Date of last disclosure:

17 May 2021

Director or senior manager giving disclosure

Full name(s):

Vincent James Hawksworth

Name of listed issuer:

Mercury NZ Limited

Name of related body corporate (if applicable):

Not applicable

Position held in listed issuer:

Chief Executive

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Green bonds in Mercury NZ

Limited (NZX: MCY040)Ordinary Shares (NZX: MCY)

Nature of the affected relevant interest(s):

Power to acquire or dispose of, or

to control the acquisition or

disposal of, bonds as trustee of

the Hawksworth Family Trust

Power to acquire or dispose

of, or to control the

acquisition or disposal of,

and power to exercise, or to

control the exercise of, a right

to vote attached to, ordinary

shares as trustee of the

Hawksworth Family Trust

For that relevant interest-

Number held in class before acquisition or disposal:

50,00030,000

Number held in class after acquisition or disposal:

100,00030,431

Current registered holder(s):

Investment Custodial Services

Limited

Investment Custodial

Services Limited

Registered holder(s) once transfers are registered:

Not applicable

Not applicable

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

Not applicable

Class of underlying financial products:

Not applicable

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative(if any):

Not applicable

The price specified in the terms of the derivative (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative,-

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

2

Details of transactions requiring disclosure-
Date of transaction:1 April 20221 April 2022

Nature of transaction:

Off market acquisition of 50,000

MCY040 green bonds from

Westpac Banking Corporation

Transfer of ordinary shares

as a result of participation in

Mercury's Dividend

Reinvestment Plan

Name of any other party or parties to the transaction (if known):Westpac Banking Corporation Mercury NZ Limited

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

$45,835.61$2,401.96

Number of financial products to which the transaction related: 50,000431

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Not applicable

Date of the prior written clearance (if any):

Not applicable

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:Ordinary Shares (NZX: MCY)

Nature of relevant interest:Registered holder

For that relevant interest,-

Number held in class:2,080

Current registered holder(s):Vincent James Hawksworth

For a derivative relevant interest,-

Type of derivative:Not applicable

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

Not applicable

A statement as to whether the derivative is cash settled or physically settled:

Not applicable

Maturity date of the derivative (if any):

Not applicable

Expiry date of the derivative (if any):

Not applicable

The price's specified terms (if any):

Not applicable

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

Not applicable

For that derivative relevant interest,-

Not applicable

Parties to the derivative:

Not applicable

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Not applicable

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Date of signature:20 April 2022

Name and title of authorised person:

Brendan McNamara - Legal Counsel

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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