SPH Notice – Mitsubishi UFJ Financial Group, Inc.

Substantial Holder Notice22 April 2022CNUCommunication Services

1
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX Limited
and
To Chorus Ltd
Date this disclosure made: 22 April, 2022
Date last disclosure made: 21 April, 2022
Date on which substantial holding ceased: 19 April, 2022
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., First Sentier Investors Realindex Pty Ltd,
First Sentier Investors (Australia) IM Ltd.
Summary of previous substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)
Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors Realindex Pty Ltd,
First Sentier Investors (Australia) IM Ltd.
For last disclosure,—
(a) total number held in class: 28,015,717
(b) total in class: 446,959,395
(c) total percentage held in class: 6.268%
For current holding after ceasing to have substantial holding,—
(a) total number held in class: 21,579,364
(b) total in class: 446,959,395
(c) total percentage held in class: 4.828%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.

2
Additional information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia

Contact details: Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp

Nature of connection between substantial product holders: First Sentier Investors
(Australia) IM Ltd and First Sentier Investors Realindex Pty Ltd are wholly-owned
subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable

Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.

3
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Date of
Transaction
Holder of Relevant
Interest
Nature of
Transaction
Class of
Securities
Numbe
r of
Securiti
es
Cash
Considera
tion (NZD)
0 0.00

4
Annexure B
Relevant interests held in the Morgan Stanley group

List of Morgan Stanley and its subsidiaries that have a relevant interest or are
deemed to have a relevant interest in the shares.

Entities
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ ├─┬─E*TRADE Financial Holdings, LLC
│ │ └─┬─ETCM Holdings, LLC
│ │ └───E*TRADE Securities LLC
│ ├─┬─Eaton Vance Acquisitions LLC
│ │ └───Parametric Portfolio Associates LLC
│ ├───Morgan Stanley & Co. LLC
│ ├───Morgan Stanley Capital Services LLC
│ ├───Morgan Stanley Investment Management Inc.
│ ├───Morgan Stanley Smith Barney LLC
│ └───Morgan Stanley Wealth Management Australia Pty Ltd
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc

5
Annexure C
Transaction details for the Morgan Stanley group

Date
of
Tran
sacti
on
Holder of
Relevant
Interest
Transaction Nature
Consi
derati
on
Class
and
number
of
securities

4/19/
2022
Morgan Stanley &
Co. International
plc
Borrow Returned N/A
5,227
Ordinary
Shares
4/19/
2022
Morgan Stanley &
Co. International
plc
Buy N/A
10,778
Swaps
4/19/
2022
Morgan Stanley &
Co. International
plc
Collateral Returned N/A
6,434,001
Ordinary
Shares
4/19/
2022
Morgan Stanley &
Co. International
plc
Increase in shares held or in respect of which the holder
may exercise right to rehypothecate pursuant to the
agreement(s)
N/A
10,453
Ordinary
Shares
4/19/
2022
Morgan Stanley &
Co. International
plc
Sell
24,929
.97
3,386
Ordinary
Shares
4/19/
2022
Morgan Stanley &
Co. International
plc
Sell N/A
1,487
Swaps
4/19/
2022
Morgan Stanley &
Co. International
plc
Sell N/A
10,100
Swaps
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
1,091.
88
(AUD)
162
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
1,413.
30
(AUD)
210
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
1,633.
50
(AUD)
242
Ordinary
Shares

6
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
1,658.
04
(AUD)
246
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
1,732.
18
(AUD)
257
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
10,089
.78
(AUD)
1,497
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
10,368
.96
(AUD)
1,543
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
10,747
.81
(AUD)
1,597
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
13.48
(AUD)
2 Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
15,953
.58
(AUD)
2,367
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
21,221
.76
(AUD)
3,158
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
242.28
(AUD)
36
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
4,028.
96
(AUD)
596
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Buy
4,258.
80
630
Ordinary

7
Limited (AUD) Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
419.12
(AUD)
62
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
452.25
(AUD)
67
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
452.25
(AUD)
67
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
491.65
(AUD)
73
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
5,350.
35
(AUD)
795
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
513.76
(AUD)
76
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
565.32
(AUD)
84
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
597.19
(AUD)
89
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
602.08
(AUD)
89
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
648.96
(AUD)
96
Ordinary
Shares

8
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
661.99
(AUD)
98
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
80.94
(AUD)
12
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
829.02
(AUD)
123
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
829.02
(AUD)
123
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
9,724.
85
(AUD)
1,445
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Buy
912.60
(AUD)
135
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
1,028.
28
(AUD)
152
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
1,081.
92
(AUD)
161
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
1,198.
83
(AUD)
178
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
1,875.
29
(AUD)
277
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Sell
12,874
.49
1,913
Ordinary

9
Limited (AUD) Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
14,346
.58
(AUD)
2,127
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
2,173.
79
(AUD)
323
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
2,961.
20
(AUD)
440
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
20,445
.74
(AUD)
3,038
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
20,826
.60
(AUD)
3,090
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
21,131
.76
(AUD)
3,126
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
236.25
(AUD)
35
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
262.66
(AUD)
39
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
29,578
.35
(AUD)
4,395
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
3,257.
32
(AUD)
484
Ordinary
Shares

10
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
3,470.
44
(AUD)
513
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
4,482.
18
(AUD)
666
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
485.28
(AUD)
72
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
5,707.
04
(AUD)
848
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
6,265.
63
(AUD)
931
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
922.01
(AUD)
137
Ordinary
Shares
4/19/
2022
Morgan Stanley
Australia
Securities
Limited
Sell
955.66
(AUD)
142
Ordinary
Shares
4/19/
2022
Morgan Stanley
Capital Services
LLC
Buy N/A
3,969
Swaps
4/19/
2022
Morgan Stanley
Capital Services
LLC
Sell N/A 242 Swaps

SPH Notice – Mitsubishi UFJ Financial Group, Inc.Notice of on-market share buyback

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