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Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice29 July 2022ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


29 July 2022


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It ha s been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited




Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice

of the aggregated percentage of voting shares in ANZ, in respect of which its associated

entities have (1) the power to control voting or disposal and voting shares underlying

derivatives and (2) a net economic exposure, in accordance with the terms of an

exemption granted by the Australian Securities and Investments Commission pursuant to

subsection 259C(2) of the Corporations Act.

Date of present notice: 29 July 2022

The previous notice was given to the ASX on: 15 July 2022

The previous notice was dated: 15 July 2022

2. Issued Share Capital

2,802,817,801 fully paid Ordinary Shares in the capital of ANZ have been issued as at

28 July 2022.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in

respect of which its controlled entities have power to control voting or disposal and voting

shares underlying derivatives, when last required, and when now required, to give a notice

to the ASX a

re:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,171,738 0.15%


4,170,498 0.15%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


4,171,738 0.15%


4,170,498 0.15%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

51,280

0.00%

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 100,000 0.00%





JP Morgan Chase Bank

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 1,923,591

0.07%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments Limited on

behalf of various investment funds and

client portfolios 452,245

0.02%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,643,382

0.06%


Aggregation


4,170,498 0.15%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last

required to give a notice to the ASX are:


Date of

Change

Controlled Entity

entitled whose

shareholding

changed

Nature of Change

Consideration

given in relation

to change ($)

Class of

Share

Number of

Shares

19/07/2022

ANZEST Pty Ltd as

Trustee for ANZ

Employee Share

Acquisition Plan

(the “Plan”)

The change in holding

occurred as a result of

shares under the Plan

being forfeited due to

cessation of an

individual’s employment

or vesting conditions not

being met and / or shares

being allocated under the

Plan

Not applicable

Ordinary

fully paid

2,048

20/07/2022

ANZEST Pty Ltd as

Trustee for ANZ

Employee Share

Acquisition Plan

(the “Plan”)

The change in holding

occurred as a result of

shares under the Plan

being forfeited due to

cessation of an

individual’s employment

or vesting conditions not

being met and / or shares

being allocated under the

Plan

Not applicable

Ordinary

fully paid

32

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3,240.45

Ordinary

fully paid

-135

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 792.11

Ordinary

fully paid

-33

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 24.00

Ordinary

fully paid

-1





22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 864.12

Ordinary

fully paid

-36

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3,216.45

Ordinary

fully paid

-134

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 768.11

Ordinary

fully paid

-32

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 24.00

Ordinary

fully paid

-1

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 864.12

Ordinary

fully paid

-36

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 4,104.57

Ordinary

fully paid

171

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 1,589.76

Ordinary

fully paid

66

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 1,080.15

Ordinary

fully paid

45

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 7,537.05

Ordinary

fully paid

314

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 528.07

Ordinary

fully paid

-22

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,088.29

Ordinary

fully paid

-87





22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 720.10

Ordinary

fully paid

-30

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 3,960.55

Ordinary

fully paid

165

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 3,552.49

Ordinary

fully paid

-148

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 2,251.42

Ordinary

fully paid

-130

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 1,383.68

Ordinary

fully paid

-59

22/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

Transfer Out 447.15

Ordinary

fully paid

-19

25/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 123,902.10

Ordinary

fully paid

-5,000

26/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 22,866.78

Ordinary

fully paid

1,006

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 7,249.79

Ordinary

fully paid

286

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 481.63

Ordinary

fully paid

-19

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 912.56

Ordinary

fully paid

-36





27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 5,491.79

Ordinary

fully paid

216

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 456.28

Ordinary

fully paid

-18

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 19,797.51

Ordinary

fully paid

781

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 7,655.38

Ordinary

fully paid

302

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 610.19

Ordinary

fully paid

24

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 811.17

Ordinary

fully paid

32

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 4,714.90

Ordinary

fully paid

186

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 2,661.64

Ordinary

fully paid

-105

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 15,107.96

Ordinary

fully paid

-596

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 5,196.53

Ordinary

fully paid

-205

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 4,917.69

Ordinary

fully paid

-194





27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 861.87

Ordinary

fully paid

-34

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 405.58

Ordinary

fully paid

-16

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 481.63

Ordinary

fully paid

-19

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 836.51

Ordinary

fully paid

-33

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 76.05

Ordinary

fully paid

-3

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,013.96

Ordinary

fully paid

-40

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 4,765.60

Ordinary

fully paid

-188

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 253.49

Ordinary

fully paid

-10

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 1,799.77

Ordinary

fully paid

-71

27/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market purchase 23,568.95

Ordinary

fully paid

927

28/07/2022

ANZ Custodial

Services New

Zealand Limited as

trustee for various

private clients

On-market sale 7,876.44

Ordinary

fully paid

-351








Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

29 July 2022

d

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