ANZ Group Holdings Limited logo

Notification regarding unquoted securities – ANZ

Insider Disclosure1 August 2022ANZFinancials

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

1 / 8

Announcement Summary

Entity name

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Date of this announcement

Monday August 01, 2022

The +securities the subject of this notification are:

Total number of +securities to be issued/transferred

ASX +security

codeSecurity description

Total number of

+securities to be

issued/transferredIssue date

ANZORDINARY FULLY PAID22,62426/07/2022

Refer to next page for full details of the announcement

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

2 / 8

Part 1 - Entity and announcement details

1.1 Name of entity

AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

11005357522

1.3 ASX issuer code

ANZ

1.4 The announcement is

1.5 Date of this announcement

1/8/2022

New announcement

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

3 / 8

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other

+convertible securities being converted are:

securities that have already been quoted on ASX ("existing class")

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

4 / 8

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to

ASX in an Appendix 3B

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being

satisfied by:

The underlying securities being received by the holder are:

Existing +securities converting into an existing class

FROM (Existing Class)

ASX +Security code and description

ANZAA : OPTIONS/RIGHTS

TO (Existing Class)

ASX +Security code and description

ANZ : ORDINARY FULLY PAID

Please state the number of options

that were exercised or other

+convertible securities that were

converted

22,624

The first date the options were

exercised or other +convertible

securities were converted

26/7/2022

The last date the options were

exercised or other +convertible

securities were converted

26/7/2022

Is this all of the options or other +convertible securities on issue of that type?

Were the options being exercised or other +convertible securities being converted issued under an +employee

incentive scheme?

Are any of the options being exercised or other +convertible securities being converted held by +key management

personnel (KMP) or an +associate?

Provide details of the KMP or associates who are exercising options or converting convertible securities.

Name of KMPName of registered holderNumber of +securities

GERARD FLORIANGERARD FLORIAN

22,624

Date the +securities the subject of this notification were issued/transferred

26/7/2022

Any other information the entity wishes to provide about the +securities the subject of this notification

The exercised unquoted options/rights (ANZAA) have grant dates of between 22/11/2017 and 22/11/2018.

Yes

Yes

No

Already quoted by ASX

A transfer of existing +securities

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

5 / 8

Regarding Part 4: (i) at 29/07/22, the number of unquoted options/rights (ANZAA) is 6,308,688 with the discrepancy

attributable to timing requirements for lodgement of certain ASX forms and (ii) the number of debt securities is

automatically generated by ASX's online system and does not reflect the actual number of securities.

Issue details

Number of +securities

22,624

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

6 / 8

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

7 / 8

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of

the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one

application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)

ASX +security code and description

Total number of

+securities on issue

ANZ : ORDINARY FULLY PAID2,892,711,132

ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250

ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000

ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000

ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000

ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782

ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000

ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250

ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000

ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000

ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000

ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791

ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500

ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750

ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000

ANZN : ORDINARY FULLY PAID DEFERRED186,854,521

ANZR : RIGHTS-APPSCLOSE 15AUG2022 US PROHIBITED186,854,521

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted

Equity Securities

8 / 8

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description

Total number of

+securities on issue

ANZAA : OPTIONS/RIGHTS6,722,477

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

Other issuers discussed similar conditions around this time

Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.