Notification regarding unquoted securities – ANZ
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Announcement Summary
Entity name
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Date of this announcement
Tuesday November 29, 2022
The +securities the subject of this notification are:
Total number of +securities to be issued/transferred
ASX +security
codeSecurity description
Total number of
+securities to be
issued/transferredIssue date
ANZORDINARY FULLY PAID544,39822/11/2022
Refer to next page for full details of the announcement
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
11005357522
1.3 ASX issuer code
ANZ
1.4 The announcement is
1.5 Date of this announcement
29/11/2022
New announcement
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other
+convertible securities being converted are:
securities that have already been quoted on ASX ("existing class")
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Existing +securities converting into an existing class
FROM (Existing Class)
ASX +Security code and description
ANZAA : OPTIONS/RIGHTS
TO (Existing Class)
ASX +Security code and description
ANZ : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
544,398
The first date the options were
exercised or other +convertible
securities were converted
8/11/2022
The last date the options were
exercised or other +convertible
securities were converted
22/11/2022
Is this all of the options or other +convertible securities on issue of that type?
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or associates who are exercising options or converting convertible securities.
Name of KMPName of registered holderNumber of +securities
Farhan FaruquiFarhan Faruqui
21,687
Date the +securities the subject of this notification were issued/transferred
22/11/2022
Any other information the entity wishes to provide about the +securities the subject of this notification
The exercised unquoted options/rights (ANZAA) have grant dates between 22/11/2017 and 22/11/2021.
Yes
Yes
No
Already quoted by ASX
A transfer of existing +securities
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Regarding Part 4:(i) at 28/11/22, the number of unquoted options/rights (ANZAA) is 4,186,824 and the number of Ordinary
Fully Paid Shares (ANZ) is 2,993,302,382 with the discrepancies attributable to timing requirements for lodgement of
certain ASX forms and (ii) the number of debt securities is automatically generated by ASX's online system and does not
reflect the actual number of securities.
Issue details
Number of +securities
544,398
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
ASX +security code and description
Total number of
+securities on issue
ANZ : ORDINARY FULLY PAID2,991,231,386
ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250
ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000
ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000
ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000
ANZHBD : 4.500% NOTES MAT 02-DEC-203224,000
ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782
ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000
ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250
ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000
ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000
ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000
ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791
ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500
ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750
ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
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ASX +security code and description
Total number of
+securities on issue
ANZAA : OPTIONS/RIGHTS5,034,597
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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