Application for quotation of securities – ANZ

Application for quotation of +securities
Application for quotation of +securities
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Announcement Summary
Entity name
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Announcement Type
New announcement
Date of this announcement
Friday December 02, 2022
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
ANZORDINARY FULLY PAID2,070,99625/11/2022
Refer to next page for full details of the announcement
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer

Application for quotation of +securities
Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
11005357522
1.3 ASX issuer code
ANZ
1.4 The announcement is
1.5 Date of this announcement
2/12/2022
New announcement

Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be
quoted notwithstanding there is a restriction on transfer

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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class)
ASX +security code and description
No security currently exists
FROM (Existing Class)
+Security description
n/a
TO (Existing Class)
ASX +security code and description
ANZ : ORDINARY FULLY PAID
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a
restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
2,070,996
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee
incentive scheme or a summary of the terms
Refer to ANZ's 2022 Annual Report (pages 222 - 225) for details of the terms of ANZ's employee incentive schemes: https
://www.anz.com/content/dam/anzcom/shareholder/2022-anz-annual-report.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate
Provide details of the KMP or +associates being issued +securities
Name of KMPName of registered holderNumber of +securities
Kevin CorballyKevin Corbally
19,180
Farhan FaruquiFarhan Faruqui
25,899
Maile CarnegieMaile Carnegie
19,939
Gerard FlorianGerard Florian
19,180
Yes

Application for quotation of +securities
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Kathryn van der MerweKathryn van der Merwe17,338
Mark WhelanMark Whelan
23,190
Antony StrongAntony Strong
18,397
Antonia WatsonAntonia Watson
18,324
Issue date
25/11/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
2,070,996
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
New ordinary shares have been issued to satisfy ANZ's obligations under its employee equity plans. Participants in those
plans are not required to pay cash consideration to receive the shares.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Regarding Part 4: (i) at 01/12/22, the number of unquoted options/rights (ANZAA) is 4,175,170 with the discrepancy
attributable to timing requirements for lodgement of certain ASX forms and (ii) the number of debt securities is
automatically generated by ASX's online system and does not reflect the actual number of securities.
No
Yes

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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
ANZ : ORDINARY FULLY PAID2,993,302,382
ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250
ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000
ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000
ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000
ANZHBD : 4.500% NOTES MAT 02-DEC-203224,000
ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782
ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000
ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250
ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000
ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000
ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000
ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791
ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500
ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750
ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

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ASX +security code and description
Total number of
+securities on issue
ANZAA : OPTIONS/RIGHTS5,034,597

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Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
2,070,996
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
N/A
Yes
No
No