Change in substantial holding
604 page 1/2 15 July 2001
Information Classification: Limited Access
Form 604
Corporations Act 2001
Sect ion 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
WESTPAC BANKING CORPORATION
ACN/ ARSN 007 457 141
1. D et a i ls o f substantial holder(1)
Na m e State Street Corporation and subsidiaries named in Annexures to this form
ACN/ ARSN (if applicable)
There was a chan ge in the interests of the
substantial hold er on 15/05/2023
Th e previous no ti ce was gi v en to th e company on 16/05/2023
The previous noti ce was dated 12/05/2023
2. Previous and pres ent vot ing power
Th e to ta l number of vo tes attached to all the vo tin g s har es in th e company or vo tin g in ter es ts in the sch eme that the subs ta n tial holder or an associate ( 2) had a relevant in teres t (3)
in wh en las t required, and w h en now required, to gi v e a subs tantial holding no ti c e to th e company or scheme, ar e as follows:
Class of securities (4) Pr evi ous notice Present notice
Person's vo tes
Vo tin g po w er ( 5)
Person's vo tes
Vo tin g po w er ( 5)
Ordinary
245,113,159 6.99% 194,137,594 5.53%
3. Changes in relevant interests
Particulars of each chan ge in, or chan ge in th e nature o f, a relevant in te res t of th e s ubs ta n tial holder or an associate in votin g s ec uri ti es of th e co mpan y or s ch eme, sinc e the s ubs ta n tial
hold er was l as t req uir ed to give a su bs tan ti al holding no tic e to the co mpan y or scheme ar e as
follows:
Date of
change
Person whose
relevant interest
changed
Natu r e of
change (6)
Consideration
gi ven
in relation
to chan ge (7)
Class an d
number
of
securities
affected
Person's vo tes
affected
Annexure B &
D
4. Present relevant interests
Particulars of each relevant in ter est of the s ubs ta n tial holder in vo tin g s ecurities a f ter the change ar e as follows:
Holder of
relevant
interest
Registered
holder
of
securities
Person entitled
to be registered
as hol d er (8)
Natu r e of
relevant
interes t ( 6)
Class and
number
of
securities
Person's vo tes
Annexure A
604 page 2/2 15 July 2001
Information Classification: Limited Access
5. Ch a ng es in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to votin g in ter es ts in th e
company or sch eme ar e as
follows:
Name and ACN/ ARSN (if applicable) Natu r e of association
6. Addresses
Th e a ddr ess es of persons named in this for m ar e as follows:
Na m e Address
Annexure C
Signature
print name
Alok Maheshwary
capacity
Authorised signatory
sign here
date
17/05/2023
DIRECTIONS
(1 ) If there are a number of subs tantial holders w i th similar or rela ted relevant in ter es ts (eg. a corporation and i ts r ela ted corporations, or th e manager and trus tee of an equity tr us t),
th e n a mes could be included in an annexure to th e for m. If th e relevant in ter es ts of a group of persons ar e ess entially similar, they may be ref er r ed
to throughout th e for m as a
specifi call y n a med group
if th e membership of ea ch group, wi th th e n a mes and addr ess es of members is clearly set out in paragraph 6 of the f or m.
(2) See th e definition of "associate" in se c tion 9 of th e Corporations Ac t 2001.
(3) See the definition of "rel e van t in ter est" in se c tions 608 and 671B(7) of th e Corporations Act 2001. (4)
The vo tin g shares of a c o mpan y cons ti tu te on e class unless divided in to sep ara te classes.
(5) The person's vo tes divided by th e to tal vo tes in th e body corporate or sch eme mul tipli ed by 100.
(6) Include details of:
(a) Any rel e va n t a gr eemen t or other ci rcu ms tances becaus e of which th e chan ge in relevant in te res t occurred. If subsection 671B(4) applies, a copy of any document
se ttin g out the te r ms of an y relevant agreement, an d a statement by th e p erson gi vin g fu ll and ac cur a te details of an y contract, sch eme or arrangement, mus t
acco mp an y this for m, to ge th er wi th a written statement c er tif yi n g this c on tr ac t, s ch eme or arrangement; an d
(b) Any qualification of th e po w er of a pers on to exer cise, control the exercis e of, or influ en ce th e exer cise o f, the vo tin g powers or disposal of th e securities to which the
relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "r el evan t agreement" in sec tio n 9 of the Corporations Ac t 2001.
(7) Details of th e consideration mus t include an y an d all b en efi ts, money and other, tha t any person from who m a r elevan t in ter est was acquired has , or ma y, b ec o me e n ti tl ed to r ec ei ve in
relation to that acquis ition. Details mus t be included even
if th e benefit is conditional on the happening or not of a contingency. Details mus t be included of an y benefit p aid on
behalf of the subs tan ti al hol d er or i ts ass oci ate in relation to th e acquisitions , even
if th e y ar e no t pai d dir ec tl y to th e p erso n from whom the relevant interest was acquired.
(8) If th e subs tan tial hold er is unable to determine th e identity of th e person (eg. if th e relevant in ter est aris es b ec aus e of an option) write "unknown". (9)
Give details,
if appropriate, of the pr es en t asso ci ation an d an y chan ge in that association since the last substantial holding notice.
Holder of relevant interestNature of Relevant InterestRegistered Holder of securitiesPerson Entitled to be registered as holderPerson's votes
SSGA FUNDS MANAGEMENT, INC.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellonn/aOrdinary 19,795 19,795
SSGA FUNDS MANAGEMENT, INC.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Brown Brothers Harriman and Con/aOrdinary 4,298 4,298
SSGA FUNDS MANAGEMENT, INC.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NAn/aOrdinary 119,614 119,614
SSGA FUNDS MANAGEMENT, INC.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 4,939,919 4,939,919
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Brown Brothers Harriman and Con/aOrdinary 1,121,846 1,121,846
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AGn/aOrdinary 322,957 322,957
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co
n/aOrdinary 5,518,315 5,518,315
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Sumitomo Trust and Banking Co USAn/aOrdinary 343,557 343,557
STATE STREET GLOBAL ADVISORS ASIA LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellon
n/aOrdinary 75,443 75,443
STATE STREET GLOBAL ADVISORS ASIA LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NAn/aOrdinary 55,103 55,103
STATE STREET GLOBAL ADVISORS ASIA LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AG
n/aOrdinary 150,443 150,443
STATE STREET GLOBAL ADVISORS ASIA LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Companyn/aOrdinary 297,017 297,017
STATE STREET GLOBAL ADVISORS ASIA LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 337,275 337,275
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellonn/aOrdinary 1,180,112 1,180,112
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
BNP Paribasn/aOrdinary 5,393 5,393
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Caceis Bank Luxembourgn/aOrdinary 200,706 200,706
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NAn/aOrdinary 81,990 81,990
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AGn/aOrdinary 552,569 552,569
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Companyn/aOrdinary 596,918 596,918
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Nykredit Bank A.Sn/aOrdinary 489,838 489,838
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Societe Generalen/aOrdinary 40,044 40,044
STATE STREET GLOBAL ADVISORS EUROPE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co
n/aOrdinary 1,493,431 1,493,431
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellonn/aOrdinary 621,111 621,111
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
BFF Bank S.p.A.
n/aOrdinary 62,003 62,003
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
BNP Paribasn/aOrdinary 29,429 29,429
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NAn/aOrdinary 194,078 194,078
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AGn/aOrdinary 357,372 357,372
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Companyn/aOrdinary 227,014 227,014
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Pictet and Cien/aOrdinary 84,490 84,490
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 6,615,992 6,615,992
STATE STREET GLOBAL ADVISORS LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
UBS AGn/aOrdinary 488,573 488,573
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 47,869 47,869
This is Annexure A referred to in Form 604 Notice of change of interests of substantial holder
____________________________________ 17 May 2023
Alok Maheshwary
Authorised Signatory
4. Present relevant interests
Annexure A
Class and number of Securities
Information Classification: Limited Access
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellonn/aOrdinary 2,719,813 2,719,813
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Brown Brothers Harriman and Co
n/aOrdinary 26,908 26,908
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AGn/aOrdinary 792,864 792,864
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company
n/aOrdinary 1,446,609 1,446,609
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 32,562,988
32,562,988
STATE STREET GLOBAL ADVISORS TRUST COMPANYPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Wilmington Trust Co
n/aOrdinary 831 831
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
BNP Paribasn/aOrdinary 1,931,771
1,931,771
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AG
n/aOrdinary 16,555,182 16,555,182
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
National Australian Bank LTDn/aOrdinary 11,399
11,399
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company
n/aOrdinary 51,671,928 51,671,928
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPower to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary 45,958,843
45,958,843
STATE STREET GLOBAL ADVISORS, LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
CIBC Mellon
n/aOrdinary 118,255 118,255
STATE STREET GLOBAL ADVISORS, LTD.Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Con/aOrdinary
249,538 249,538
STATE STREET BANK AND TRUST COMPANYFor memo pledge securities:
Relevant interest under section 608(8) being the
right, as lender, to dispose of shares pledged to
secure a securities loan
AQR FUNDS AQR ALTERNATIVE RISK PREMIA FUNDSTATE STREET BANK AND TRUST COMPANYOrdinary 27,016 27,016
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
ALLIANCE BERNSTEINALLIANCE BERNSTEINOrdinary
44,977 44,977
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
AWARE SUPER PTY LTD AS TRUSTEE OF THE AWARE
SUPER
AWARE SUPER PTY LTD AS TRUSTEE OF THE
AWARE SUPER
Ordinary 4,900,000 4,900,000
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CALSTRSCALSTRSOrdinary 193,432 193,432
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
COLUMBIA THREADNEEDLE MANAGEMENT
LIMITED (LUX)
COLUMBIA THREADNEEDLE MANAGEMENT
LIMITED (LUX)
Ordinary 7,439 7,439
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CONFIDENTIAL CLIENT ASIA ACONFIDENTIAL CLIENT ASIA AOrdinary
1,160,528 1,160,528
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CONFIDENTIAL CLIENT- CCONFIDENTIAL CLIENT- COrdinary 108,748 108,748
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CONFIDENTIAL CLIENT KKCONFIDENTIAL CLIENT KKOrdinary 479,313 479,313
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
CONFIDENTIAL CLIENT NCONFIDENTIAL CLIENT NOrdinary 1,674,503 1,674,503
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
DIMENSIONAL FUND ADVISORSDIMENSIONAL FUND ADVISORSOrdinary 307,186 307,186
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
EURIZON CAPITAL S.A.EURIZON CAPITAL S.A.Ordinary 40,641 40,641
Information Classification: Limited Access
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
GAM INVESTMENT MANAGEMENT (SWITZERLAND)
AG
GAM INVESTMENT MANAGEMENT
(SWITZERLAND) AG
Ordinary 5,129 5,129
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
LOS ANGELES COUNTY EMPLOYEES RETIREMENT
ASSOCIATION
LOS ANGELES COUNTY EMPLOYEES
RETIREMENT ASSOCIATION
Ordinary 81,762
81,762
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
M FUND, INC.M FUND, INC.Ordinary
12,926 12,926
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
MANAGED PENSION FUNDS LIMITEDMANAGED PENSION FUNDS LIMITEDOrdinary 111,660 111,660
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
MANITOBA CIVIL SERVICE
MANITOBA CIVIL SERVICEOrdinary 105,438 105,438
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
MASS MUTUAL
MASS MUTUALOrdinary 72,255 72,255
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
NORTHROP GRUMMAN
NORTHROP GRUMMANOrdinary 7,467 7,467
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
RETIREMENT SYSTEMS OF ALABAMARETIREMENT SYSTEMS OF ALABAMA
Ordinary
8,425 8,425
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SEA1SEA1Ordinary 231,469 231,469
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SSGA SPDR ETFS EUROPE II PLCSSGA SPDR ETFS EUROPE II PLCOrdinary 132,100 132,100
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
SSGA SPDR INDEX SHARE FUNDSSSGA SPDR INDEX SHARE FUNDSOrdinary
68,931 68,931
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE BOSTON RETIREMENT SYSTEMSTATE BOSTON RETIREMENT SYSTEMOrdinary 17,481 17,481
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET GLOBAL ADVISORS FUNDS
MANAGEMENT LIMITED
STATE STREET GLOBAL ADVISORS FUNDS
MANAGEMENT LIMITED
Ordinary 20,541 20,541
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET GLOBAL ADVISORS LUXEMBOURG
SICAV
STATE STREET GLOBAL ADVISORS
LUXEMBOURG SICAV
Ordinary 471,712 471,712
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
TEACHER RETIREMENT SYSTEM OF TEXASTEACHER RETIREMENT SYSTEM OF TEXASOrdinary 82,096 82,096
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
THE EATON VANCE INVESTMENT COMPANIESTHE EATON VANCE INVESTMENT COMPANIESOrdinary 7,531 7,531
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
THE WALT DISNEY COMPANY RETIREMENT PLAN
MASTER TRUST
THE WALT DISNEY COMPANY RETIREMENT
PLAN MASTER TRUST
Ordinary 96,737 96,737
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
UBS (IRL) ETF PLCUBS (IRL) ETF PLCOrdinary 14,941 14,941
Information Classification: Limited Access
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
UBS (LUX) FUND SOLUTIONSUBS (LUX) FUND SOLUTIONSOrdinary 287,477 287,477
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
VANECK ETF FUNDSVANECK ETF FUNDSOrdinary 25,012
25,012
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
WA STATE INVESTMENT BOARDWA STATE INVESTMENT BOARDOrdinary
6,045 6,045
STATE STREET BANK AND TRUST COMPANYFor Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
WISDOMTREE TRUSTWISDOMTREE TRUSTOrdinary 67,233 67,233
STATE STREET BANK AND TRUST COMPANYFor collateral securities:
Relevant interest under section 608(8A) being the
right, as lender, to dispose of shares transferred to
secure a securities loan
THE MACQUARIE GROUP
THE MACQUARIE GROUPOrdinary 2,538,000 2,538,000
Information Classification: Limited Access
Annexure B
Date of ChangePerson whose relevant interest changed Nature of Change Consideration given in relation to ChangePerson's Votes affected
15-May-2023STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPurchase21.10Ordinary 459 459
15-May-2023STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDPurchase21.13Ordinary 132,001 132,001
15-May-2023STATE STREET GLOBAL ADVISORS, INC.In specie redemptionn/aOrdinary (1,844) (1,844)
15-May-2023STATE STREET BANK AND TRUST COMPANYTransfer of title of securities to secure a
securities loan from THE MACQUARIE
GROUP – Refer Part B of Annexure D
n/aOrdinary 1,493 1,493
15-May-2023
STATE STREET BANK AND TRUST COMPANY
Return of securities provided to secure
a securities loan to THE MACQUARIE
GROUP – Refer Part B of Annexure D
n/a
Ordinary (4,592) (4,592)
15-May-2023STATE STREET BANK AND TRUST COMPANYTransfer of title of securities to secure a
securities loan from THE MACQUARIE
GROUP – Refer Part B of Annexure D
n/aOrdinary 3,099 3,099
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (401,525) (401,525)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE MACQUARIE GROUP –
Refer Part A of Annexure D
n/aOrdinary (19,000,000) (19,000,000)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by UBS SECURITIES AUSTRALIA
LTD – Refer Part A of Annexure D
n/aOrdinary (7,100,000) (7,100,000)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE GOLDMAN SACHS GROUP
– Refer Part A of Annexure D
n/aOrdinary (1,750,000) (1,750,000)
15-May-2023
STATE STREET BANK AND TRUST COMPANY
Return of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/a
Ordinary (247,016) (247,016)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (5,102,234) (5,102,234)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (676,436) (676,436)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (753,188) (753,188)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (1,990,256) (1,990,256)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (577,349) (577,349)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by UBS SECURITIES AUSTRALIA
LTD – Refer Part A of Annexure D
n/aOrdinary (2,000,000) (2,000,000)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (10,869) (10,869)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by UBS SECURITIES AUSTRALIA
LTD – Refer Part A of Annexure D
n/aOrdinary (6,000,000) (6,000,000)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (982,257) (982,257)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (3,340,673) (3,340,673)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (97,452) (97,452)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (1,004,173) (1,004,173)
15-May-2023STATE STREET BANK AND TRUST COMPANYReturn of securities under a securities
loan by THE UBS GROUP – Refer Part A
of Annexure D
n/aOrdinary (72,753) (72,753)
This is Annexure B referred to in Form 604 Notice of change of interests of substantial holder
______________________________________ 17 May 2023
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
Class and number of Securities affected
Information Classification: Limited Access
This is Annexure C referred to in Form 604 Notice of change of interests of substantial holder
____________________________________ 17 May 2023
Alok Maheshwary
Authorised Signatory
6. Addresses
Annexure C
NameAddress
SSGA FUNDS MANAGEMENT, INC.Channel Center, 1 Iron Street, Boston MA 02210, United States
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD.
Toranomon Hills Mori Tower 25F, 1-23-1 Toranomon, Minato-ku, Tokyo, 105-6325, Japan
STATE STREET GLOBAL ADVISORS ASIA LIMITED68th Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong, China
STATE STREET GLOBAL ADVISORS EUROPE LIMITED78 Sir John Rogerson’s Quay, Dublin 2, Ireland
STATE STREET GLOBAL ADVISORS LIMITED20 Churchill Place, London, England, E14 5HJ, United Kingdom
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED168 Robinson Road #33-01 Capital Tower, Singapore, 068912, Singapore
STATE STREET GLOBAL ADVISORS TRUST COMPANY1 Iron Street, Boston MA 02210, United States
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITEDLevel 15, 420 George Street, Sydney NSW 2000, Australia
STATE STREET GLOBAL ADVISORS, LTD.1981 McGill College Avenue, Suite 500, Montreal Québec H3A 3A8, Canada
STATE STREET GLOBAL ADVISORS, INC.1 Iron Street, Boston MA 02210, United States
STATE STREET BANK AND TRUST COMPANY1 Congress Street, Boston MA 02111-2900, United States
Information Classification: Limited Access
This is Annexure D referred to in Form 604 Notice of change of interests of substantial holder
____________________________________ 17 May 2023
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
Annexure D
Type of agreement
Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ Securities Loan
Agreement
Parties to agreement
(1) State Street Bank and Trust Company
(2) The entity referred to in the relevant part of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities?
(1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
If yes, in what circumstances
(1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Transfer date
The dates on which the securities were delivered by State Street Bank and Trust Company as lender are set
out in Annexure B to this notice
Scheduled return dateNo scheduled return date
Does the borrower have the right to return the securities early?
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to
giving notice
If yes, in what circumstancesBorrower can return securities or equivalent securities at any time subject to giving notice
Does the lender have the right to recall the securities early (ie before the scheduled return date)?
No scheduled return date. Lender can require return of securities or equivalent securities at any time subject
to giving notice
If yes, in what circumstancesLender can require return of securities or equivalent securities at any time subject to giving notice
Are there any circumstances in which the borrower is not required to return securities or equivalent
securities on settlement?
No
If yes, detail any exceptionsn/a
Type of agreement
Global Master Securities Lending Agreement
Securities Lending Authorisation Agreement
Parties to agreement
(1) State Street Bank and Trust Company
(2) The entity referred to in the relevant part of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities?
(1) Yes, but only if the borrower defaults and ownership is enforced
(2) Yes
If yes, in what circumstances
(1) Only if the borrower defaults and ownership is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Transfer dateThe dates on which the securities were transferred, as indicated in Annexure B to this notice
Scheduled return date
No scheduled return date. Securities collateral is returned on termination of related securities loan
Does the borrower have the right to have the securities returned early?
No scheduled return date. Securities collateral is returned on termination of related securities loan or the
provision of alternative collateral
If yes, in what circumstances
At any time subject to returning the borrowed securities or equivalent securities or providing alternative
collateral
Are there any circumstances in which the lender is not required to return securities collateral on
settlement?
No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions
n/a (lender must return securities collateral if the borrower returns the borrowed securities or equivalent
securities)
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and
Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation agreement, subject to
obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“title transfer”) over the securities as
collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)
Information Classification: Limited Access
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- ANZ — ANZ Group Holdings Limited: Change in substantial holding2023-05-18
“604 page 1/2 15 July 2001 Information Classification: Limited Access Form 604 Corporations Act 2001 Sect ion 671B Notice of change of interests of substantial holder To Company Name/Scheme ANZ GROUP HOLDINGS LIMITED (New parent co…”
- VNT — Ventia Services Group Limited: Form 604 Notice of change of interests of subst holder2023-06-08
“To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 6/06/2023 The previous notice was given to the company on 9/05/2023 The previous notice was dated 5/05/2023 2. Previous and present voting power *The % substantial is based…”
- VNT — Ventia Services Group Limited: Form 604 Notice of change of interests of substantial holde2023-04-27
“To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 24/04/2023 The previous notice was given to the company on 6/04/2023 The previous notice was dated 5/04/2023 2. Previous and present voting power *The % substantial is based…”