NZX Shareholder Metrics – November 2023

NZX Listed IssuersNov 2023Change YoYCapital Listed and RaisedYTDChange YoY
Total equity securities128-3.0%Total capital listed and raised$561 m$13,797 m-30.6%
Total fund securities538.2%
Total retail debt securities147-0.7%New Capital Listed
Total wholesale debt securities8-11.1%Total capital listed by all issuers$350 m$6,745 m-11.8%
Total other securities350.0%
Total listed securities339-0.3%Equity listings- --100.0%
Fund listings- $53 m657.1%
Retail debt listings$350 m$6,692 m-1.4%
Total NZX Main Board equity issuers127-3.1%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers538.2%
Total NZX Debt Market retail debt issuers48-4.0%Secondary Capital Raised
Total NZX Debt Market wholesale debt issuers2- Total capital raised by all issuers$211 m$7,052 m-42.4%
Total other issuers350.0%
Total unique issuers206-1.0%Total equity raised - NZ issuers$15 m$2,589 m-2.0%
Total equity raised - dual or foreign issuer-$56 m-98.7%
Total funds raised - NZ issuers$64 m$1,945 m68.1%
Market CapitalisationNov 2023Change YoY% of GDPTotal funds raised - dual or foreign issuer- $474 m-26.1%
Total market capitalisation$213,836 m-1.8%55.2%Total retail debt raised$132 m$1,988 m-37.2%
Total wholesale debt raised---100.0%
All equity$149,441 m-4.8%38.6%
All funds$8,718 m14.8%2.3%
All other$5 m110.1%0.0%Total number of secondary capital raising events131 1,552 -23.8%
Total NZX Main Board$158,164 m-3.9%40.8%Equity issuers - capital raised < $10m22 244 -4.7%
Equity issuers - capital raised ≥ $10m < $100m- 19 -5.0%
Retail debt$41,004 m4.3%10.6%Equity issuers - capital raised ≥ $100m- 4 -55.6%
Green bonds$6,925 m21.3%1.8%Fund issuers - capital raised106 1,255 -26.9%
Wholesale debt$7,743 m-3.8%2.0%Retail debt issuers - capital raised3 30 -6.3%
Total NZX Debt Market$55,672 m4.9%14.4%Wholesale debt issuers - capital raised- - -100.0%
Cash MarketNov 2023Change YoYClearing House / DepositoryNov 2023Change YoY
Total value traded$2,953 m-13.9%Gross value of cleared trades over month$2,959 m-8.9%
Auction Value Traded$921 m14.8%Assets under custody in depository$7,649 m19.5%
On-market value traded$1,976 m0.7%Depository Uplifts9,117 -0.2%
% of value on-market66.9%16.9%Settlement Lines21,315 3.5%
Total trades772,019-1.4%OTC Trades6,904 3.7%
Daily average value traded$134 m-13.9%
Daily average trades35,092-1.4%
DerivativesNov 2023Change YoY
Total Equity TransactionsFutures - total lots traded45,69459.9%
Total trades764,344-1.6%Options - total lots traded10,585259.8%
Value traded$2,691 m-15.6%Total derivatives lots traded56,27975.8%
% of value on-market69.0%15.7%Total derivatives lots traded - YTD532,00731.5%
Average on-market trade size$2,438-0.8%Open interest136,19689.5%
Notional value traded ($USD)$362 m62.9%
Total Debt TransactionsOptions to futures ratio23.2%128.9%
Total trades7,67532.7%Negotiated Large Trade (NLT) %*53.9%56.7%
Value traded $262 m9.8%*Following SGX-NZX partnership, block trades are now represented by SGX Negotiated Large Trades
Cumulative Numbers - YTDEnergy and Environment ContractsNov 2023Change YoY
Number of trades8,502,478 -22.1%Operating / Technology contracts185.9%
Total value traded$31,720 m-8.5%- contracts ≥ $500k p.a.4-
% of value on-market61.2%-4.4%- contracts < $500k p.a.147.7%
NZX Limited - Monthly Shareholder Metrics
November 2023
These shareholder metrics represent the key operations of NZX's business.
Core Markets
Nov 2023

NZX Indices PerformanceNov 2023Change YoYWholesale DataNov 2023Change YoY
S&P/NZX 50 Index (Gross)11,330-1.9%Terminal numbers - professional6,512-2.3%
S&P/NZX 50 Index (Capital)4,365-5.1%Terminal numbers - retail994-15.0%
S&P/NZX 50 Portfolio Index7,131-3.1%Licences - value ≥ $20k p.a.664.8%
S&P/NZX NZ Fixed Interest Composite Index1172.2%Licences - value < $20k p.a.83-
S&P/NZX A-Grade Bond Index5,6964.3%
Direct Data ProductsNov 2023Change YoYDairy Data SubscriptionsNov 2023Change YoY
Proprietary security subscription products299-2.9%Dairy data subscriptions437-1.1%
- products ≥ $3,000 p.a.99-5.7% - products ≥ $1,500 p.a. 12922.9%
- products < $3,000 p.a.200-1.5% - products < $1,500 p.a. 308-8.6%
Nov 2023Change YoY
Total external funds under management$10,581 m25.8%
Scheme FUMNov 2023Change YoY
SuperLife Kiwisaver$2,060 m13.9%
Workplace Savings Master Trusts$2,957 m0.6%
Smartshares Exchange Traded Funds - External$2,380 m3.4%
Smartshares Exchange Traded Funds - Total (external and internal)$7,125 m21.3%
Other MetricsNov 2023Change YoY
Units on issue2,586 m18.3%
Value of stock lent over month$105 m-33.7%
Nov 2023Change YoY
Funds under administration$11,222 m11.3%
Smartshares
Wealth Technologies
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.
2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.
3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.
4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.
5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).
6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.
To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com or insights@nzx.com