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Capital Raising NZX Listing Rules & Guidance Note Amendment

Guidance10 December 2023NZXFinancials

NZX Limited
Level 1, NZX Centre

11 Cable Street

PO Box 2959

Wellington 6140

New Zealand

Tel +64 4 472 7599


www.nzx.com


11 December 2023

Capital Raising Settings Review Outcomes


Last year, NZX conducted a review of the capital raising settings within the NZX Listing Rules

(Rules) and consulted on proposed amendments to the settings. A consultation response paper

was published in June 2023 outlining the outcomes of the consultation and the proposed final

amendments.


NZX now gives notice of amendments to the Rules which will come into effect on 15 January

2024, that implement the outcomes of the review. Further detail on the reasons for the

amendments is available within the consultation response paper, which can be accessed on our

‘past consultations’ webpage.


In addition to the Rule amendments, NZX will also be introducing a new guidance note for

capital raisings, which will also become effective on 15 January 2024.

Amendments


A mark-up of the amendments to the Rules and a copy of the newly introduced capital raising

guidance note are available at the link below:


https://www.nzx.com/regulation/nzx-rules-guidance/upcoming-rules-guidance-changes


For further information, please contact:


Kristin Brandon

Head of Policy & Regulatory Affairs

T: 04 495 5054

M: 027 577 6994

E: kristin.brandon@nzx.com

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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