SPH Notice

1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278 Financial Markets Conduct Act 2013
To NZX LIMITED
and
To TRADE WINDOW HOLDINGS LIMITED ("TWL")
Date or relative event: 23 September 2024
Date this disclosure made: 23 September 2024
Date on which substantial holding began: 22 November 2021
Substantial product holder(s) giving disclosure
Full name(s): Albertus Johannes Smith
Summary of substantial holding
Class of quoted voting products: Ordinary shares in Trade Window Holdings Limited (NZX Ticker Code:
TWL).
Summary for Albertus Johannes Smith
For this disclosure, —
(a)total number held in class: 12,449,694
(b)total in class: 128,713,984
(c)total percentage held in class: 9.815%
For last disclosure, —

(a)total number held in class: 10,624,358
(b)total in class: 126,838,648
(c)total percentage held in class: 8.38%
Details of transactions and events giving rise to
relevant event
Allotment of 1,875,336 ordinary shares to AJ Smith pursuant to the $2.2m capital raise as per the
Offer announced 26 March 2024, and as approved at a special meeting of shareholders on 12 June

2024.
The issuance is made pursuant to NZX Listing Rule 4.2.1. Authorised by Shareholder’s Resolution
dated 22 August 2024.
The above transaction has resulted in a movement of 1% or more in Albertus Johannes Smith's holding.

2
Details after relevant event
Details for: Albertus Johannes Smith
Nature of relevant interest(s): Qualified relevant interest as registered holder and beneficial owner of
financial products.
For that relevant interest, — 1,875,336
(a)number held in class: 12,449,694
(b)percentage held in class: 9.815%
(c)current registered holder(s): Albertus Johannes Smith
(d)registered holder(s) once transfers are registered: Albertus Johannes Smith
For a derivative relevant interest, also—
(a)type of derivative: N/A
(b)details of derivative: N/A
(c)parties to the derivative: N/A
(d)if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: N/A
Additional information
Address(es) of substantial product holder(s): 641B Ridge Road, Riverhead, Auckland, 0820 NZ
Contact details: AJ Smith, + 6421592777, AJ@tradewindow.io
Name of any other person believed to have given, or believed to be required to give, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: N/A
Disclosure has effect for purposes of directors’ and senior managers’ disclosure
Albertus Johannes Smith is also a director of Trade Window Holdings Limited. This disclosure also
constitutes disclosure for the purposes of the directors’ and senior managers’ disclosure obligations.
Certification
I, Albertus Johannes Smith, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.