SPH Notice - Forsyth Barr Investment Management Limited

1

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant
interest, or both
Section 277 and 278, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: Oceania Healthcare Limited
Relevant event being disclosed: Movement of 1% or more in substantial
holding
Date of relevant event: 25 November 2024
Date of this disclosure: 27 November 2024
Date last disclosure made: 30 August 2024
Substantial product holder(s) giving
disclosure:

Full name(s):
Forsyth Barr Investment Management Limited
(FBIM)

Summary of substantial holding

Class of quoted voting products: Oceania Healthcare Limited Ordinary Shares
Summary for FBIM
For this disclosure,—
(a) total number held in class: 66,720,212
(b) total in class: 724,231,030
(c) total percentage held in class:

9.213%
For last disclosure,—
(a) total number held in class: 59,268,538
(b) total in class: 724,231,030
(c) total percentage held in class:

8.184%

2

Details of transactions and events giving rise to relevant event
Date of
event
Nature of
event
Consideration Number of
financial
products
Current
registered
holder(s)
Registered
holder(s) once
transfers are
registered
30 August
2024 – 25
November
2024
On-
market
sales
$568,664 726,144
Forsyth Barr
Custodians
Limited
(“FBCL”)
Unknown
On-
market
purchases
$5,985,853 7,665,466 Unknown
FBCL
(7,434,099) /
Trustees
Executors Ltd
(231,367)
Off-
market
transfers
out
of DIMS
Nil 187,294 FBCL Unknown
Off-
market
transfers
into DIMS
Nil 699,646 Unknown FBCL

Details after relevant event
Details for Forsyth Barr Investment Management Limited
Nature of relevant interest(s):

The relevant interest arises under various
investment management agreements to which
Forsyth Barr Investment Management Limited
and/or Forsyth Barr Limited are a party in their
capacity as providers of discretionary
investment management services (DIMS) and
from Forsyth Barr Investment Management
Limited being the manager of managed
investment schemes. The relevant interest
arises only from the powers of investment
contained in the relevant agreement
documents, including the power to control the
exercise of the right to vote attached to the
shares and to control the disposal of the shares.
Pursuant to regulation 142, the relevant
agreement documents need not be attached
under regulation 139.
For that relevant interest, —
(a) number held in class: 66,720,212
(b) percentage held in class: 9.213%
(c) current registered holder(s): See above

3

(d) registered holder(s) once transfers are
registered:
See above
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a
party to the derivative, the nature of the
relevant interest in the derivative:
Not applicable

Additional Information

Address(es) of substantial product holder(s): Forsyth Barr House, The Octagon, Dunedin
Contact details: Debbie Murray
T: +64 9 363 8739
E: compliance@forsythbarr.co.nz
Name of any other person believed to have
given, or believed to be required to give, a
disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
Not applicable

Certification
I, Debbie Murray, certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.