SPH Notice – Commonwealth Bank of Australia
100080615/3821102.11
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To
NZX LIMITED
and
To
CHORUS LIMITED
Date this disclosure made:10-Jul-2018
Date on which substantial holding began:06-Jul-2018
Substantial product holder(s) giving disclosure
Full name(s):Commonwealth Bank of Australia
Summary of substantial holding
Class of quoted voting products:Ordinary shares
Summary forCommonwealth Bank of Australia
For this disclosure,—
(a) total number held in class:21,769,210
(b) total in class:429,641,197
(c) total percentage held in class:5.067%
100080615/3821102.12
Details of relevant interests
Details forAvanteos Investments Limited ACN 096 259 979
(a) Nature of relevant interest(s):
Relevant arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee and in its capacity as administrator of managed
accounts.
(b) number held in class:35,570
(c) percentage held in class:0.008%
Custodian NameCustodian Total HoldingCustodian Total Holding(%)
Avanteos Investments Limited
35,570
0.008%
Details forCommonwealth Bank of Australia ACN 123 123 124
(a) Nature of relevant interest(s):
Relevant interest arising as a result of having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in a proprietary capacity.
(b) number held in class:382,827
(c) percentage held in class:0.089%
Custodian NameCustodian Total HoldingCustodian Total Holding(%)
The Bank Of New York Mellon, Sydney Branch
382,827
0.089%
Details for
Colonial First State Investments Limited ACN 002 348 352
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by Colonial First State Investments
Limited or a related body corporate).
(b) number held in class:4,543,059
(c) percentage held in class:1.057%
Custodian NameCustodian Total HoldingCustodian Total Holding(%)
Citibank N A Hong Kong
1,665,522
0.388%
Citicorp Nominees Pty Limited (Australia)
2,549,460
0.593%
Northern Trust Company
243,098
0.057%
UBS Nominees Pty Ltd
84,979
0.020%
Details forRealindex Investments Pty Limited ACN 133 312 017
(a) Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of
securities in its capacity as investment manager (as provided for under its investment mandates).
(b) number held in class:16,807,754
(c) percentage held in class:3.912%
Custodian NameCustodian Total HoldingCustodian Total Holding(%)
Citibank N A Hong Kong
13,281,173
3.091%
Citicorp Nominees Pty Limited (Australia)
558,913
0.130%
Citicorp Nominees Pty Limited (New Zealand)
709,635
0.165%
HSBC Bank Australia Limited
362,067
0.084%
JP Morgan Chase Bank NA
44,101
0.010%
JPMorgan (UK)
725,205
0.169%
National Bank Nominees Pty Limited
111,451
0.026%
National Custodian Services
1,015,209
0.236%
100080615/3821102.13
Grand Total
21,769,210
5.067%
Details of transactions and events giving rise to substantial holding
Details of transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
100080615/3821102.14
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:
Commonwealth Bank of Australia is a related body corporate of
Avanteos Investments Limited ACN 096 259 979
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
[not applicable]
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this
disclosure by all persons for whom it is made.
100080615/3821102.15
Appendix A
Details of the transactions or other events requiring disclosure:
Date of TransactionHolder of Relevant InterestRegistered Company Before Event Registered Company After EventNature of ChangeClass
Number of
Securities
Cash
Consideration
Currency
Monday, 5 March 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares40,000140,552.00AUD
Monday, 5 March 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares84,000295,276.80AUD
Tuesday, 6 March 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares19,00067,830.00AUD
Tuesday, 6 March 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares19,00067,640.00AUD
Tuesday, 6 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares54,797196,967.82AUD
Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares6,86124,974.04AUD
Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares8,26530,084.60AUD
Wednesday, 7 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares14,41056,631.30NZD
Wednesday, 14 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares5,28321,607.47NZD
Thursday, 15 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares8,13631,079.52AUD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares2,0148,337.96NZD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares20,98286,865.48NZD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJP Morgan Chase Bank NAPurchaseOrdinary shares4,93618,707.44AUD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares13,02549,364.75AUD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJP Morgan Chase Bank NAPurchaseOrdinary shares4,25416,122.66AUD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares12,47647,284.04AUD
Friday, 16 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares80,582305,405.78AUD
Thursday, 22 March 2018
Realindex Investments Pty Limited ACN
133 312 017
HSBC Bank Australia LimitedUnknownSaleOrdinary shares6,88225,119.30AUD
Thursday, 22 March 2018
Realindex Investments Pty Limited ACN
133 312 017
HSBC Bank Australia LimitedUnknownSaleOrdinary shares20,91176,325.15AUD
Monday, 26 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares20,89176,252.15AUD
Tuesday, 27 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares26,473102,979.97NZD
Tuesday, 27 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares1,9527,183.36AUD
Wednesday, 28 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares3,62113,470.12AUD
Wednesday, 28 March 2018
Realindex Investments Pty Limited ACN
133 312 017
HSBC Bank Australia LimitedUnknownSaleOrdinary shares2,0897,771.08AUD
Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares11,76444,350.28AUD
Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares4,42316,674.71AUD
Thursday, 29 March 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares142,993570,785.16NZD
Tuesday, 3 April 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares2,6599,996.39AUD
Tuesday, 3 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares13,96552,787.70AUD
Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares121,832491,616.49NZD
Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares12,99049,491.90AUD
Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
PurchaseOrdinary shares13,16653,127.44NZD
Wednesday, 4 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares4,98318,985.23AUD
Thursday, 5 April 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares161,198N/ANZD
Thursday, 5 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares6,03723,000.97AUD
Thursday, 5 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares2,3168,823.96AUD
Friday, 6 April 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares161,198N/ANZD
Monday, 9 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares1,4625,599.46AUD
Monday, 9 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
PurchaseOrdinary shares4,34117,559.35NZD
Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares1,3064,988.92AUD
Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownHSBC Bank Australia LimitedPurchaseOrdinary shares3,29012,567.80AUD
Tuesday, 10 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares7,80229,803.64AUD
Thursday, 12 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares1,3165,013.96AUD
Monday, 16 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares3,95315,021.40AUD
Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares4361,648.13NZD
Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares4361,648.13NZD
Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares4361,648.13NZD
Tuesday, 17 April 2018
ASB Group Investments Limited ACN
533945
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares4361,648.13NZD
Tuesday, 17 April 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares145510.85AUD
Tuesday, 17 April 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownCitibank N A Hong KongPurchaseOrdinary shares1,6065,662.89AUD
Tuesday, 17 April 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares53,206187,581.21AUD
Tuesday, 17 April 2018
Colonial First State Investments Limited
ACN 002 348 352
UnknownCitibank N A Hong KongPurchaseOrdinary shares12,56244,290.09AUD
Tuesday, 17 April 2018
Colonial First State Investments Limited
ACN 002 348 352
UnknownCitibank N A Hong KongPurchaseOrdinary shares18,29264,490.07AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownHSBC Bank Australia LimitedPurchaseOrdinary shares2,93210,338.34AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownHSBC Bank Australia LimitedPurchaseOrdinary shares5,95020,979.44AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Bank Nominees Pty LimitedPurchaseOrdinary shares2,8099,903.87AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares9923,497.45AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares82,958292,471.50AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
PurchaseOrdinary shares18,22568,892.83NZD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares18,22770,673.37NZD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares20,93473,803.61AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares38,314135,077.92AUD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares178,570675,012.81NZD
Tuesday, 17 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares178,573692,398.95NZD
Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares4361,648.13NZD
Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares4361,651.32NZD
Wednesday, 18 April 2018
ASB Group Investments Limited ACN
533945
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares4361,648.13NZD
Thursday, 19 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares56,300212,729.55AUD
Friday, 20 April 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownCitibank N A Hong KongPurchaseOrdinary shares4,57217,236.44AUD
100080615/3821102.16
Friday, 20 April 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownUBS Nominees Pty Ltd
Borrow Increase, UBS AG
(Agreement 2), See
Appendix B
Ordinary shares50,875N/AAUD
Friday, 20 April 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownNorthern Trust CompanyPurchaseOrdinary shares1,4245,382.72NZD
Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares6,24824,971.38NZD
Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares13,22849,780.93AUD
Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares70,914283,421.98NZD
Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares1,6136,048.75AUD
Friday, 20 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares66,138248,897.14AUD
Thursday, 26 April 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares173,581N/ANZD
Friday, 27 April 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares173,581N/ANZD
Friday, 27 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares19,11975,520.05NZD
Friday, 27 April 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
PurchaseOrdinary shares1,7376,861.15NZD
Monday, 30 April 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares132,370535,436.65NZD
Tuesday, 1 May 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares3,16611,983.31AUD
Tuesday, 1 May 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares4,83418,296.69AUD
Tuesday, 1 May 2018
Colonial First State Investments Limited
ACN 002 348 352
UnknownCitibank N A Hong KongPurchaseOrdinary shares4,09015,460.20AUD
Tuesday, 1 May 2018
Colonial First State Investments Limited
ACN 002 348 352Citibank N A Hong KongUnknownSaleOrdinary shares7,76429,347.92AUD
Tuesday, 1 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares143,061540,770.58AUD
Wednesday, 2 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares9,51136,236.91AUD
Thursday, 3 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares11,49445,286.36AUD
Thursday, 3 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares1,9147,541.16AUD
Friday, 4 May 2018
Realindex Investments Pty Limited ACN
133 312 017
JP Morgan Chase Bank NAUnknownSaleOrdinary shares4,14316,033.41AUD
Monday, 7 May 2018
Colonial First State Investments Limited
ACN 002 348 352UBS Nominees Pty LtdUnknown
Borrow Decrease, UBS AG
(Agreement 2), See
Appendix B
Ordinary shares24,399N/AAUD
Wednesday, 9 May 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares2,2298,514.78AUD
Wednesday, 9 May 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares4,05715,497.74AUD
Wednesday, 9 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares15,46558,921.65AUD
Friday, 11 May 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares2,76310,485.59AUD
Friday, 11 May 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownNorthern Trust CompanyPurchaseOrdinary shares2,2628,546.29AUD
Monday, 14 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares9,82940,348.05NZD
Tuesday, 15 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares2,4308,942.40AUD
Wednesday, 16 May 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownNorthern Trust CompanyPurchaseOrdinary shares109,228404,744.35AUD
Wednesday, 16 May 2018
Colonial First State Investments Limited
ACN 002 348 352Citibank N A Hong KongUnknownSaleOrdinary shares1,4945,512.86AUD
Wednesday, 16 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares1,3554,999.95AUD
Wednesday, 16 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownHSBC Bank Australia LimitedPurchaseOrdinary shares11,68943,132.41AUD
Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares12,42445,471.84AUD
Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017
National Bank Nominees Pty LimitedUnknownSaleOrdinary shares10,19737,321.02AUD
Friday, 18 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares8,44730,916.02AUD
Tuesday, 22 May 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares64,587N/ANZD
Tuesday, 22 May 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares565,1972,102,532.84AUD
Wednesday, 23 May 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares64,587N/ANZD
Thursday, 24 May 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares19,49672,649.89AUD
Friday, 25 May 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownCitibank N A Hong KongPurchaseOrdinary shares41,898157,306.04AUD
Tuesday, 29 May 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares200,000748,000.00AUD
Tuesday, 29 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares6,57926,973.90NZD
Wednesday, 30 May 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares26,537N/ANZD
Thursday, 31 May 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares26,537N/ANZD
Thursday, 31 May 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares13,372N/ANZD
Thursday, 31 May 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares31,229128,663.48NZD
Friday, 1 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares190,659N/ANZD
Friday, 1 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares13,372N/ANZD
Friday, 1 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares8,53434,733.38NZD
Friday, 1 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares5,29421,546.58NZD
Monday, 4 June 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares45,411173,470.02AUD
Monday, 4 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares190,659N/ANZD
Monday, 4 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares190,659N/ANZD
Monday, 4 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares8,00030,560.00AUD
Tuesday, 5 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares190,659N/ANZD
Wednesday, 6 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares8,96036,915.20NZD
Thursday, 7 June 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownNorthern Trust CompanyPurchaseOrdinary shares3,63813,729.81AUD
Friday, 8 June 2018
ASB Group Investments Limited ACN
533945
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares10,10441,402.86NZD
Wednesday, 13 June 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownCitibank N A Hong KongPurchaseOrdinary shares2,73210,436.24AUD
Wednesday, 13 June 2018
Colonial First State Investments Limited
ACN 002 348 352Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares61,500234,610.20AUD
Wednesday, 13 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares2,3218,866.22AUD
Thursday, 14 June 2018
Colonial First State Investments Limited
ACN 002 348 352Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares45,411174,832.35AUD
Thursday, 14 June 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownNorthern Trust CompanyPurchaseOrdinary shares56,181215,948.53AUD
Thursday, 14 June 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares654N/ANZD
Thursday, 14 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares45,411174,832.35AUD
100080615/3821102.17
Thursday, 14 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares19,74476,014.40AUD
Friday, 15 June 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares654N/ANZD
Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited (New
Zealand)
PurchaseOrdinary shares5,88624,574.05NZD
Friday, 15 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares62,600261,355.00NZD
Monday, 18 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares7,84831,078.08AUD
Monday, 18 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares10,12740,102.92AUD
Wednesday, 20 June 2018
Colonial First State Investments Limited
ACN 002 348 352Citibank N A Hong KongUnknownSaleOrdinary shares4,07016,361.40AUD
Thursday, 21 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares2,0027,947.94AUD
Friday, 22 June 2018
Realindex Investments Pty Limited ACN
133 312 017
JP Morgan Chase Bank NAUnknownSaleOrdinary shares4,79719,044.09AUD
Monday, 25 June 2018
Avanteos Investments Limited ACN 096
259 979
UnknownAvanteos Investments LimitedPurchaseOrdinary shares1,7636,999.11AUD
Monday, 25 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares10,07639,893.91AUD
Monday, 25 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares5,03819,946.95AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares3,81715,038.98AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Custodian ServicesPurchaseOrdinary shares53,596210,862.74AUD
Tuesday, 26 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares212,867837,482.64AUD
Wednesday, 27 June 2018
ASB Group Investments Limited ACN
533945
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares8,68036,332.83NZD
Wednesday, 27 June 2018
Avanteos Investments Limited ACN 096
259 979
Avanteos Investments LimitedUnknownSaleOrdinary shares3,00011,610.00AUD
Wednesday, 27 June 2018
Colonial First State Investments Limited
ACN 002 348 352Citibank N A Hong KongUnknownSaleOrdinary shares8,96534,528.79AUD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (New
Zealand)
UnknownSaleOrdinary shares33,135138,517.55NZD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares7,90830,445.80AUD
Wednesday, 27 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares5,26820,281.80AUD
Friday, 29 June 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares153,226641,189.52NZD
Monday, 2 July 2018
Colonial First State Investments Limited
ACN 002 348 352UnknownCitibank N A Hong KongPurchaseOrdinary shares4,59317,591.19AUD
Monday, 2 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares34,804N/ANZD
Tuesday, 3 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares34,804N/ANZD
Tuesday, 3 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares382,484N/ANZD
Wednesday, 4 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares382,484N/ANZD
Wednesday, 4 July 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares5,22220,209.14AUD
Wednesday, 4 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Unknown
Citicorp Nominees Pty Limited
(Australia)
PurchaseOrdinary shares2,2838,835.21AUD
Wednesday, 4 July 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownCitibank N A Hong KongPurchaseOrdinary shares3,31012,809.70AUD
Wednesday, 4 July 2018
Realindex Investments Pty Limited ACN
133 312 017
HSBC Bank Australia LimitedUnknownSaleOrdinary shares7,54929,214.63AUD
Thursday, 5 July 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownNational Bank Nominees Pty LimitedPurchaseOrdinary shares8493,319.59AUD
Thursday, 5 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citicorp Nominees Pty Limited (Australia)UnknownSaleOrdinary shares4,47017,477.70AUD
Friday, 6 July 2018
Commonwealth Bank of Australia ACN
123 123 124
Unknown
The Bank Of New York Mellon,
Sydney Branch
Borrow Increase, Barclays
Capital Securities Ltd, See
Appendix B
Ordinary shares382,827N/ANZD
Friday, 6 July 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownHSBC Bank Australia LimitedPurchaseOrdinary shares2,53210,001.40AUD
100080615/3821102.18
Appendix B
Barclays Capital Securities Ltd
Type of agreement:Global Master Securities Lending Agreement
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities?No
If yes, in what circumstances?N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No]Yes
If yes, in which circumstances?At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]Yes
If yes, in which circumstances?At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]No
If yes, in which circumstances?N/A
UBS AG (Agreement 2)
Type of agreement:Australian Master Securities Lending Agreement
Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities?No
If yes, in what circumstances?N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
borrower or its nominee (ie return date):
Any particular day.
Does the borrower have the right to return the securities early? [Yes/No]Yes
If yes, in which circumstances?At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]Yes
If yes, in which circumstances?At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]No
If yes, in which circumstances?N/A
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-19
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 19-Apr-2018 Date on which substantial holding began: 17-Apr-2018 Substantial…”
- SKT — Sky Network Television Limited: SPH Notice – Commonwealth Bank of Australia2018-04-27
“100080615/3821102.1 1 Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To SKY NETWORK TELEVISION LIMITED Date this disclosure made: 26-Apr-2018 Date on which substantial holding began: 24-Apr…”
- KMD — KMD Brands Limited: SPH Notice – Commonwealth Bank of Australia2018-05-01
“Disclosure of beginning to have substantial holding Section 276, Financial Markets Conduct Act 2013 To NZX LIMITED and To KATHMANDU HOLDINGS LIMITED Date this disclosure made: 30-Apr-2018 Date on which substantial holding began: 26-Apr-2018 Substantial product…”