SPH Notice – Commonwealth Bank of Australia
100080615/3821107.11
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To NZX LIMITED
and
ToCHORUS LIMITED
Date this disclosure made: 11-Jul-2018
Date last disclosure made: 10-Jul-2018
Date on which substantial holding ceased: 09-Jul-2018
Substantial product holder(s) giving disclosure
Full name(s):
Commonwealth Bank of Australia
Summary of previous substantial holding
Class of quoted voting products:Ordinary shares
Summary forCommonwealth Bank of Australia
For last disclosure,—
(a) total number held in class:21,769,210
(b) total in class:
429,641,197
(c) total percentage held in class:5.067%
For current holding after ceasing to have substantial holding,—
(a) total number held in class:21,381,477
(b) total in class:
429,641,197
(c) total percentage held in class:4.977%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure:
See Appendix A
Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
Commonwealth Bank of Australia ACN 123 123 124, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia
Realindex Investments Pty Limited ACN 133 312 017, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
Contact details:
Anitha Subramanian, +61 (0) 457 529 297, AUSR_SM02041@cba.com.au
Commonwealth Bank of Australia is a related body corporate of
Nature of connection between substantial product holders:
Avanteos Investments Limited ACN 096 259 979
Colonial First State Investments Limited ACN 002 348 352
Realindex Investments Pty Limited ACN 133 312 017
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act
2013 in relation to the financial products to which this disclosure relates:
[not applicable]
100080615/3821107.1 2
Certification
I, Clare McManus, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly
authorised to make this disclosure by all persons for whom it is made.
100080615/3821107.13
Appendix A
Details of the transactions or other events requiring disclosure:
Date of TransactionHolder of Relevant InterestRegistered Company Before Event Registered Company After EventNature of ChangeClass
Number of
Securities
Cash Consideration Currency
Monday, 9 July 2018
Colonial First State Investments Limited
ACN 002 348 352
UnknownNorthern Trust CompanyPurchaseOrdinary shares6452,551.36AUD
Monday, 9 July 2018
Commonwealth Bank of Australia ACN
123 123 124
The Bank Of New York Mellon, Sydney
Branch
Unknown
Borrow Decrease, Barclays
Capital Securities Ltd
Ordinary shares382,827N/ANZD
Monday, 9 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares5,55123,980.32NZD
Monday, 9 July 2018
Realindex Investments Pty Limited ACN
133 312 017
Citibank N A Hong KongUnknownSaleOrdinary shares3,09312,248.28AUD
Monday, 9 July 2018
Realindex Investments Pty Limited ACN
133 312 017
UnknownJPMorgan (UK)PurchaseOrdinary shares3,09312,248.28AUD
100080615/3821107.1 4
Appendix B
Barclays Capital Securities Ltd
Type of agreement:Global Master Securities Lending Agreement
If yes, in which circumstances?At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return
the securities on settlement? [Yes/No]No
If yes, in which circumstances?N/A
Parties to agreement:
(1) Commonwealth Bank of Australia and (2)
Barclays Capital Securities Ltd
Can the parties exercise voting rights attaching to the securities?No
If yes, in what circumstances?N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to
the borrower or its nominee (ie return date):Any particular day.
Does the borrower have the right to return the securities early? [Yes/No]Yes
If yes, in which circumstances?At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]Yes
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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